Welcome to our dedicated page for Tri Pointe Homes SEC filings (Ticker: TPH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Tri Pointe Homes, Inc. filings document the public-company record of a Delaware homebuilder with NYSE-listed common stock under TPH. Its Form 8-K reports include quarterly operating and financial results, material-event disclosures, exhibits, and capital-structure information tied to the company’s homebuilding and related financial-services operations.
The filing record also covers material agreements, including credit-agreement modifications, shareholder voting matters, governance disclosures, risk factors and proxy materials. Definitive proxy statements describe board and executive-compensation matters, equity-award information, shareholder proposals and other governance topics for the company’s common stockholders.
Tri Pointe Homes director Steven J. Gilbert reported dispositions of his equity as the Sumitomo Forestry merger closed. On May 14, 2026, Teton NewCo merged into Tri Pointe Homes, and each share of common stock was canceled and converted into the right to receive $47.00 in cash, without interest.
Gilbert’s filing shows a disposition to the issuer of 30,330 shares of common stock at $47.00 per share and 3,734 restricted stock units. At the effective time of the merger, each eligible restricted stock unit fully vested, was canceled, and converted into the same $47.00-per-share cash consideration, leaving no shares reported as directly held after the transaction.
Tri Pointe Homes, Inc. director Lawrence B. Burrows reported the automatic cancellation of his equity as part of the company’s merger with Sumitomo Forestry. On May 14, 2026, 3,734 shares of common stock underlying restricted stock units and 87,836 shares of common stock were disposed of in issuer transactions.
Under the merger agreement, each share of Tri Pointe common stock was canceled at the effective time of the merger and converted into the right to receive $47.00 in cash per share, without interest. Each affected restricted stock unit fully vested, was canceled, and similarly converted into a cash right based on the same $47.00 per-share merger consideration, leaving no reported direct share holdings for Burrows after the transaction.
Tri Pointe Homes, Inc. General Counsel & Secretary David Ch. Lee reported the cash-out of his equity as the company completed its merger with an affiliate of Sumitomo Forestry Co., Ltd. Each share of Tri Pointe common stock was converted into the right to receive $47.00 in cash at the merger’s effective time.
Lee disposed of 96,864 shares of common stock at $47.00 per share in an issuer transaction tied to the merger. In addition, restricted stock units covering 18,358 and 15,023 shares were canceled and converted into the right to receive the same cash merger consideration per underlying share, with some RSUs vesting immediately and others converting into future cash awards subject to time-based vesting. After these transactions, no direct Tri Pointe equity holdings remain reported for him in this filing.
Tri Pointe Homes, Inc. director Vicki D. McWilliams reported dispositions of company stock tied to the cash merger with a subsidiary of Sumitomo Forestry Co., Ltd. Under the merger agreement, effective May 14, 2026, each common share was canceled and converted into the right to receive $47.00 in cash.
On that date, 56,371 shares of common stock were reported as a disposition to the issuer at $47.00 per share, and 3,734 common stock restricted stock units were also disposed of. At the effective time, each outstanding restricted stock unit granted before February 2026 or held by a non-employee director was fully vested, canceled and converted into the right to receive the same cash merger consideration.
Tri Pointe Homes, Inc. CFO and CAO Glenn J. Keeler reported dispositions of common stock and restricted stock units to the company in connection with the closing of its merger with Sumitomo Forestry Co., Ltd. Under the merger terms, each share of Tri Pointe common stock was canceled and converted into the right to receive $47.00 in cash per share, without interest.
Outstanding restricted stock units granted before February 2026 or held by non-employee directors were fully vested, canceled and converted into cash rights based on the same $47.00 per-share merger consideration. Other restricted stock units were converted into cash-based awards that will pay the cash equivalent of the merger consideration upon each future vesting date, subject to existing time-vesting conditions.
Tri Pointe Homes director Constance B. Moore reported the cash-out of her equity as part of the company’s merger with Sumitomo Forestry. On May 14, 2026, she reported dispositions to the issuer covering 80,108 shares, including 76,374 shares of common stock at $47.00 per share and 3,734 shares underlying restricted stock units.
Under the merger agreement, each share of Tri Pointe common stock was canceled and converted into the right to receive $47.00 in cash, and each outstanding restricted stock unit held by a non-employee director became fully vested and converted into the same cash consideration. Following these transactions, Moore reported no remaining direct holdings in these securities.
Tri Pointe Homes, Inc. Chief Executive Officer Douglas F. Bauer reported the disposition of his equity interests in connection with the company’s merger with Sumitomo Forestry Co., Ltd. Under the merger agreement, each share of common stock was canceled and converted into the right to receive $47.00 in cash per share.
The filing shows dispositions to the issuer of 556,021 shares of common stock held directly and 350,611 shares held indirectly through The Bauer Revocable Trust, both at $47.00 per share. In addition, 129,589 and 126,426 shares underlying restricted stock units were disposed of as the RSUs were either cashed out or converted into cash-based awards pursuant to the merger terms. Following these transactions, no shares are reported as owned in this filing.
Tri Pointe Homes, Inc. director Robert Kent Grahl reported dispositions of his equity as the company completed its merger with Sumitomo Forestry Co., Ltd. On May 14, 2026, each share of Tri Pointe common stock was automatically canceled and converted into the right to receive $47.00 in cash under the Agreement and Plan of Merger.
Grahl’s filing shows a disposition to the issuer of 3,734 shares of common stock underlying restricted stock units at a price of $0.00 per share and 27,367 shares of common stock at $47.00 per share. Footnotes explain that outstanding restricted stock units granted before February 2026 or held by non-employee directors were fully vested, canceled, and converted into the right to receive the same cash merger consideration.
Tri Pointe Homes President and COO Thomas J. Mitchell reported the cash-out of his equity in connection with the merger of Tri Pointe Homes, Inc. with a subsidiary of Sumitomo Forestry Co., Ltd. Under the merger agreement, each share of Tri Pointe common stock was canceled and converted into the right to receive $47.00 in cash.
The filing shows dispositions to the issuer of 683,877 directly held common shares at $47.00 per share and 312,000 common shares at $47.00 per share held indirectly through T K Mitchell Family Holdings, LP. In addition, restricted stock units covering 129,589 and 126,425 shares were canceled and converted into cash rights at the same merger price under the agreement.
After these transactions, the Form 4 reports no remaining shares or restricted stock units for Mitchell from this equity program.