[Form 3] Trip.com Group Ltd Initial Statement of Beneficial Ownership
Filing Impact
Filing Sentiment
Form Type
3
Rhea-AI Filing Summary
Trip.com Group Ltd director Neil Nanpeng Shen has filed an initial ownership report listing stock options and ordinary shares. He directly holds multiple fully vested and time-vesting stock options over ordinary shares at exercise prices ranging from $9.82 to $57.30, with expirations between 2029 and 2034. He also directly owns 443,292 ordinary shares and indirectly holds 270,500 ordinary shares through N&J Investment Holdings Limited, which he and his spouse each own 50%.
Positive
- None.
Negative
- None.
Insider Trade Summary
15 transactions reported
Mixed
15 txns
Insider
SHEN NEIL NANPENG
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Stock Option (right to buy) | -- | -- | -- |
| holding | Stock Option (right to buy) | -- | -- | -- |
| holding | Stock Option (right to buy) | -- | -- | -- |
| holding | Stock Option (right to buy) | -- | -- | -- |
| holding | Stock Option (right to buy) | -- | -- | -- |
| holding | Stock Option (right to buy) | -- | -- | -- |
| holding | Stock Option (right to buy) | -- | -- | -- |
| holding | Stock Option (right to buy) | -- | -- | -- |
| holding | Stock Option (right to buy) | -- | -- | -- |
| holding | Stock Option (right to buy) | -- | -- | -- |
| holding | Stock Option (right to buy) | -- | -- | -- |
| holding | Stock Option (right to buy) | -- | -- | -- |
| holding | Stock Option (right to buy) | -- | -- | -- |
| holding | Ordinary Share | -- | -- | -- |
| holding | Ordinary Share | -- | -- | -- |
Holdings After Transaction:
Stock Option (right to buy) — 60,000 shares (Direct);
Ordinary Share — 443,292 shares (Direct);
Ordinary Share — 270,500 shares (Indirect, N&J Investment Holdings Limited)
Footnotes (1)
- The ordinary shares are held in the form of American depositary shares. Each American depositary share represents one ordinary share. The Reporting Person and his spouse hold 50% and 50% of the equity interest in N&J Investment Holdings Limited, respectively. N&J Investment Holdings Limited holds a total of 270,500 ordinary shares in the form of American depositary shares. The stock option has fully vested over a four-year period, with 25% vesting on each of the first, second, third and fourth anniversaries of 01/27/2013. The stock option has fully vested over a four-year period, with 10% vesting on the first anniversary of 12/06/2014 and 30% vesting on each of the second, third and fourth anniversaries of 12/06/2014. The stock option has fully vested over a four-year period, with 10% vesting on the first anniversary of 09/28/2015 and 30% vesting on each of the second, third and fourth anniversaries of 09/28/2015. The stock option has fully vested over a four-year period, with 10% vesting on the first anniversary of 11/14/2016 and 30% vesting on each of the second, third and fourth anniversaries of 11/14/2016. The stock option has fully vested over a four-year period, with 10% vesting on the first anniversary of 02/09/2018 and 30% vesting on each of the second, third and fourth anniversaries of 02/09/2018. The stock option has fully vested over a four-year period, with 10% vesting on the first anniversary of 11/09/2018 and 30% vesting on each of the second, third and fourth anniversaries of 11/09/2018. The stock option has fully vested over a four-year period, with 10% vesting on the first anniversary of 12/04/2019 and 30% vesting on each of the second, third and fourth anniversaries of 12/04/2019. The stock option has fully vested over a four-year period, with 25% vesting on each of the first, second, third and fourth anniversaries of 02/03/2021. The stock option has fully vested over a four-year period, with 25% vesting on each of the first, second, third and fourth anniversaries of 03/15/2022. The stock option vests over a four-year period, with 25% vesting on each of the first, second, third and fourth anniversaries of 02/28/2023. The stock option vests over a four-year period, with 25% vesting on each of the first, second, third and fourth anniversaries of 02/05/2024. The stock option vests over a four-year period, with 25% vesting on each of the first, second, third and fourth anniversaries of 02/25/2025. The stock option vests over a four-year period, with 25% vesting on each of the first, second, third and fourth anniversaries of 03/04/2026.
