49,500-share Rule 144 notice for TCBI (NASDAQ: TCBI) to Pershing

Rhea-AI Filing Summary

TCBI submitted a Form 144 notifying a broker of 49,500 common shares proposed for sale, with Pershing, LLC listed as the broker. The filing lists several restricted stock vesting events from the issuer on 02/08/2023, 02/01/2024, 02/07/2025, and 02/14/2025 totaling specified share awards.

Insights

Securities Counsel

Form 144 notice records an intended brokered sale of company common stock.

The filing lists Pershing, LLC as the broker and identifies 49,500 common shares associated with the notice, plus multiple issuer restricted stock vesting events dated in 2023–2025. The document records planned dispositions rather than completed open-market trades.

Timing and cash‑flow details are not provided in the excerpt; subsequent transaction reports will show whether the sales occurred and the exact execution method.

Key Figures

Noticed shares: 49,500 shares Vesting — 02/08/2023: 6,163 shares Vesting — 02/01/2024: 26,016 shares +3 more

6 metrics

Noticed shares 49,500 shares Listed in the securities line associated with Pershing, LLC

Vesting — 02/08/2023 6,163 shares Restricted Stock Vesting on 02/08/2023 (Compensation)

Vesting — 02/01/2024 26,016 shares Restricted Stock Vesting on 02/01/2024 (Compensation)

Vesting — 02/07/2025 11,520 shares Restricted Stock Vesting on 02/07/2025 (Compensation)

Vesting — 02/14/2025 5,801 shares Restricted Stock Vesting on 02/14/2025 (Compensation)

Form date listed 06/08/2026 Date field in the securities line

Key Terms

Restricted Stock Vesting, Pershing, LLC, Compensation

3 terms

Restricted Stock Vesting financial

"Restricted Stock Vesting | Issuer | 02/08/2023"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Pershing, LLC other

"Pershing, LLC One Pershing Plaza Jersey City NJ 07399"

Compensation financial

"Restricted Stock Vesting ... Compensation"

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Available on EDGAR 06/09/2026 - 04:04 PM Accepted by SEC EDGAR 06/09/2026 - 04:03 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Pershing, LLC One Pershing Plaza Jersey City NJ 07399	49500	5010341.23	43516922	06/08/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/08/2023	Restricted Stock Vesting	Issuer			6163	02/08/2023	Compensation
Common	02/01/2024	Restricted Stock Vesting	Issuer			26016	02/01/2024	Compensation
Common	02/07/2025	Restricted Stock Vesting	Issuer			11520	02/07/2025	Compensation
Common	02/14/2025	Restricted Stock Vesting	Issuer			5801	02/14/2025	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the TCBI Form 144 report?

It reports a notice to sell 49,500 common shares through Pershing, LLC. The filing also lists issuer restricted stock vesting events on 02/08/2023, 02/01/2024, 02/07/2025, and 02/14/2025

Who is the broker listed on the TCBI Form 144?

Pershing, LLC is listed as the broker-dealer. The filing identifies Pershing, LLC at One Pershing Plaza, Jersey City, NJ, as the broker associated with the reported 49,500-share notice.

Which vested restricted stock amounts appear on the filing?

Vesting events and share counts are listed. The excerpt shows awards of 6,163, 26,016, 11,520, and 5,801 shares tied to vesting dates in 2023, 2024, and 2025 respectively.

Does the Form 144 confirm the sales were completed?

No — it provides a notice of proposed sale, not proof of sale. Form 144 is a pre-sale notice; execution details and final sale reports would appear in subsequent transaction filings if and when sales occur.