Pershing (TCBI) files Form 144 for vested restricted stock sales

Rhea-AI Filing Summary

Pershing, LLC submitted a Form 144 indicating proposed sales of Common Stock tied to restricted stock vesting. The filing lists restricted stock vesting events with quantities of 24,913 shares on 02/07/2025, 18,161 shares on 02/09/2026, and 6,026 shares on 02/13/2026.

The filing identifies the transactions as Issuer-related compensation vesting events and lists Pershing, LLC at One Pershing Plaza, Jersey City, NJ. Further proceeds or distribution details are not included in the excerpt.

Insights

Securities Compliance Analyst

Form 144 notifies proposed resale of vested restricted shares by an affiliate.

The filing lists three restricted stock vesting events with exact share counts and dates: 02/07/2025 (24,913 shares), 02/09/2026 (18,161 shares), and 02/13/2026 (6,026 shares). The seller is shown as Pershing, LLC at One Pershing Plaza.

These notices are procedural: they signal planned resale under Rule 144 mechanics. Timing, method of sale, and proceeds recipient are not stated in the provided excerpt; subsequent filings or trade reports would disclose execution details.

Key Figures

Filer address: One Pershing Plaza, Jersey City, NJ Header number: 49,100 Vesting shares: 24,913 shares +3 more

6 metrics

Filer address One Pershing Plaza, Jersey City, NJ Pershing, LLC filing header

Header number 49,100 Value appearing near securities information in excerpt

Vesting shares 24,913 shares Restricted Stock Vesting on <date>02/07/2025</date>

Vesting shares 18,161 shares Restricted Stock Vesting on <date>02/09/2026</date>

Vesting shares 6,026 shares Restricted Stock Vesting on <date>02/13/2026</date>

Exchange listed NASDAQ Securities information header

Key Terms

Form 144, Restricted Stock Vesting, Issuer, Pershing, LLC, +1 more

5 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Vesting financial

"Restricted Stock Vesting | Issuer | 24,913 | 02/07/2025"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Issuer regulatory

"Restricted Stock Vesting | Issuer |"

Pershing, LLC other

"Pershing, LLC One Pershing Plaza Jersey City NJ 07399"

NASDAQ market

"06/05/2026 | NASDAQ"

The Nasdaq is a stock exchange where many companies' shares are bought and sold, functioning much like a marketplace for investments. It matters to investors because it provides a platform to buy and sell ownership stakes in companies, helping them track the value of those companies and make informed decisions. As one of the largest and most technology-focused markets, it also reflects trends and developments in the business world.

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Available on EDGAR 06/09/2026 - 04:03 PM Accepted by SEC EDGAR 06/09/2026 - 04:03 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Pershing, LLC One Pershing Plaza Jersey City NJ 07399	49100	5002258.96	43516922	06/05/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/07/2025	Restricted Stock Vesting	Issuer			24913	02/07/2025	Compensation
Common	02/09/2026	Restricted Stock Vesting	Issuer			18161	02/09/2026	Compensation
Common	02/13/2026	Restricted Stock Vesting	Issuer			6026	02/13/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for TCBI show?

It shows proposed resale notices tied to restricted stock vesting. The excerpt lists vesting of 24,913 shares on 02/07/2025, 18,161 shares on 02/09/2026, and 6,026 shares on 02/13/2026.

Who is the filer listed on the Form 144 for TCBI?

The filing identifies Pershing, LLC at One Pershing Plaza, Jersey City, NJ. Pershing is named in the header as the filer associated with the listed restricted stock vesting events.

Are the sales executed according to the Form 144 excerpt for TCBI?

No execution details are shown in the excerpt. The Form 144 lists proposed resale notices tied to vesting dates and share counts but does not state when or how the shares were sold.

Does the Form 144 excerpt state who receives the sale proceeds for TCBI?

The provided excerpt does not specify proceeds allocation. The entries label the events as Issuer compensation vesting but do not describe cash flows or beneficiaries.