SunOpta (STKL) director awarded RSUs and converts units to shares

Rhea-AI Filing Summary

SunOpta Inc. director David J. Lemmon reported equity compensation activity involving restricted stock units and common shares. On May 29, 2025, he was granted 17,770 Restricted Stock Units, each representing a contingent right to receive one SunOpta common share and having no expiration date. On the same date, 14,023 Restricted Stock Units were exercised and converted into 14,023 common shares at a stated price of $0.00 per share, leaving 16,634 common shares held directly after the transactions. The filing is an amendment to add a transaction that was inadvertently omitted from the original Form 4, and it states that no additional transactions occurred after the original filing date.

Insider Trade Summary

14,023 shares exercised/converted

Mixed 3 txns

Insider Lemmon David J

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units	17,770	$0.00	--
Exercise	Restricted Stock Units	14,023	$0.00	--
Exercise	Common Shares	14,023	$0.00	--

Holdings After Transaction: Restricted Stock Units — 17,770 shares (Direct); Common Shares — 16,634 shares (Direct)

Footnotes (1)

1. Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. The Restricted Stock Units do not have an expiration date. This Amendment to Form 4 is being filed to report a transaction that was inadvertently omitted from the original Form 4 filed on May 30, 2025. No additional transactions have occurred since the date of the original filing.

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Lemmon David J

(Last) (First) (Middle)

7078 SHADY OAK ROAD

(Street)

EDEN PRAIRIE MN 55344

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
SunOpta Inc. [ STKL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
05/29/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)
05/30/2025

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares(3)	05/29/2025		M		14,023	A	(1)	16,634	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	05/29/2025		A		17,770		05/29/2025	(2)	Common Shares	17,770	$0.00	17,770	D
Restricted Stock Units(3)	(1)	05/29/2025		M			14,023	05/29/2025	(2)	Common Shares	14,023	$0.00	0	D

Explanation of Responses:

1. Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.

2. The Restricted Stock Units do not have an expiration date.

3. This Amendment to Form 4 is being filed to report a transaction that was inadvertently omitted from the original Form 4 filed on May 30, 2025. No additional transactions have occurred since the date of the original filing.

	/s/ Brett Koch, attorney in fact	02/23/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did SunOpta (STKL) director David J. Lemmon report?

David J. Lemmon reported equity awards and conversions on May 29, 2025. He received 17,770 Restricted Stock Units and exercised 14,023 units into 14,023 common shares at a stated price of $0.00 per share, increasing his directly held common shares.

How many Restricted Stock Units did the SunOpta (STKL) director receive?

The director received 17,770 Restricted Stock Units on May 29, 2025. Each unit represents a contingent right to receive one share of SunOpta common stock, and the filing notes that these Restricted Stock Units do not have an expiration date attached to them.

What share conversion did the SunOpta (STKL) Form 4/A disclose?

The Form 4/A disclosed the exercise of 14,023 Restricted Stock Units into 14,023 common shares. This derivative exercise carried a stated price of $0.00 per share and reflects equity compensation being converted from units into directly held SunOpta common stock.

How many SunOpta (STKL) common shares does the director hold after these transactions?

After the reported transactions on May 29, 2025, David J. Lemmon directly holds 16,634 common shares of SunOpta Inc. This figure reflects the shares outstanding in his direct ownership following the exercise and conversion of 14,023 Restricted Stock Units.

Do the SunOpta (STKL) Restricted Stock Units reported have an expiration date?

The Restricted Stock Units reported in this filing do not have an expiration date. The footnotes specify that each unit represents a contingent right to receive one SunOpta common share and confirm there is no stated expiration for these equity awards.

Why was this SunOpta (STKL) Form 4/A filed as an amendment?

The Form 4/A was filed to report a transaction that was inadvertently omitted from the original Form 4 filed on May 30, 2025. The amendment also states that no additional transactions have occurred since the date of the original filing.