Welcome to our dedicated page for Sunopta SEC filings (Ticker: STKL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
SunOpta Inc. (STKL, SOY) is a Canada-incorporated manufacturer of plant-based beverages, broths and better-for-you snacks that files reports with the U.S. Securities and Exchange Commission. As a cross-listed issuer on Nasdaq and the Toronto Stock Exchange, SunOpta uses SEC filings to provide detailed information on its financial condition, results of operations and material events.
Among the key documents available for SunOpta are annual reports on Form 10‑K and quarterly reports on Form 10‑Q, which present revenue from continuing operations, earnings from continuing operations, adjusted earnings, adjusted EBITDA and discussions of volume growth across beverages, broths and fruit snacks. These filings also describe factors affecting gross margins, capital allocation priorities, leverage targets, tariff impacts and the company’s approach to pass-through pricing with customers.
Current reports on Form 8‑K are particularly relevant for tracking SunOpta’s material announcements. For example, the company has filed 8‑Ks to furnish press releases reporting financial results for specific quarters, under Item 2.02 Results of Operations and Financial Condition. These filings link directly to earnings releases that discuss recent performance, updates to revenue and adjusted EBITDA outlooks, and commentary on operational initiatives.
On this page, investors can access SunOpta’s SEC filings as they are made available through EDGAR, along with AI-powered summaries designed to highlight the most important points in lengthy documents. The filings list also provides a path to insider transaction reports on Form 4, as well as proxy and other governance-related filings, helping users analyze SunOpta’s regulatory disclosures, compensation decisions and ownership changes alongside its reported financial results.
SunOpta Inc. SVP Lauren McNamara increased her direct stake through RSU vesting and tax withholding. On April 1, 2026, 12,531 Restricted Stock Units converted into 12,531 common shares of SunOpta Inc. Each RSU represented a right to receive one common share.
To cover income tax withholding on the RSU vesting, 5,715 common shares were withheld by the company at a price of $6.49 per share, recorded as a tax-withholding disposition rather than an open-market sale. After these transactions, McNamara directly owned 128,696 common shares. The RSUs vest in three equal annual installments beginning on April 1, 2025, subject to her continued employment, and do not have an expiration date.
SunOpta Inc. CIO Robert Duchscher exercised 5,013 Restricted Stock Units into an equal number of common shares on April 1, 2026. These RSUs convert into one common share each and are part of a three-year vesting schedule beginning April 1, 2025.
To cover income tax withholding on the vesting, the company withheld 2,467 common shares at $6.49 per share, a tax-withholding disposition rather than an open-market sale. After these transactions, Duchscher directly holds 21,247 common shares and 5,012 Restricted Stock Units, reflecting a routine compensation-related equity event.
SunOpta Inc. senior vice president Lauren McNamara exercised 13,905 Performance Stock Units, receiving the same number of common shares. These units converted on a one-for-one basis into SunOpta common stock.
To cover income tax withholding on the vesting, the company withheld 6,453 common shares at $6.47 per share. After these transactions, McNamara directly holds 121,880 common shares. This total includes 1,318 shares previously purchased through the company’s Employee Stock Purchase Plan that had not been reported earlier. The filing reflects a compensation-related vesting and associated tax withholding rather than an open-market trade.
SunOpta Inc. General Counsel Christopher McCullough exercised performance-based equity awards and had shares withheld for taxes. On 2026-03-24, he exercised 11,747 Performance Stock Units, receiving the same number of Common Shares at an exercise price of $0.00 per share. To cover income tax withholding on the vesting, 5,584 Common Shares were withheld by the company at a price of $6.47 per share, which is treated as a tax-withholding disposition, not an open-market sale. After these transactions, he directly owned 17,234 Common Shares, a figure that includes 1,141 shares purchased earlier through the company’s Employee Stock Purchase Plan that had not been previously reported.
SunOpta Inc. senior vice president of business management Lauren McNamara exercised 13,905 Performance Stock Units into an equal number of common shares on 2026-03-24. Each unit represented a right to receive one common share.
To cover income tax withholding on the vesting, 6,453 common shares were withheld by the company at a price of $4.12 per share, a non-market, tax-related disposition. After these transactions, McNamara directly owned 121,880 common shares, which the disclosure notes includes 1,318 shares previously acquired through the employee stock purchase plan.
SunOpta Inc. CHRO Danielle Marie Duzan reported the vesting and exercise of 7,076 Performance Stock Units, which converted into the same number of common shares. To cover income tax withholding on this vesting, the company withheld 2,713 common shares, leaving her with 4,363 common shares held directly. The tax withholding is an administrative disposition, not an open-market sale.
SunOpta Inc. senior vice president of sales Jennifer Ann Caro exercised 8,569 Performance Stock Units, converting them into the same number of common shares at a stated price of $0.0000 per share. Each unit represents a right to receive one SunOpta common share.
To cover income tax withholding on the vesting, 2,994 common shares were withheld by the company at $6.47 per share, a non-market tax-withholding disposition. After these transactions, Caro directly holds 5,575 common shares of SunOpta.
SunOpta Inc. senior vice president of supply chain Justin Kobler exercised 12,236 Performance Stock Units into common shares. Each unit converted into one SunOpta common share at no exercise price. To cover income tax withholding on this vesting, 5,586 common shares were withheld by the company at a price of $6.47 per share, rather than sold on the open market. After these compensation-related transactions, Kobler directly holds 37,437 SunOpta common shares, and the reported Performance Stock Units have been fully exercised.
SunOpta Inc. senior vice president Bryan P. Clark exercised 14,091 Performance Stock Units, receiving an equal number of common shares. These units represented a right to one SunOpta common share each. To cover income tax withholding on the vesting, 6,519 common shares were withheld by the company at $6.47 per share. After these transactions, Clark directly holds 58,594 common shares, and no Performance Stock Units remain outstanding from this award. The activity reflects compensation-related vesting, not open-market buying or selling.
SunOpta Inc. CIO Robert Duchscher reported a compensation-related share transaction involving performance stock units. On 2026-03-24, he exercised 14,610 Performance Stock Units, each convertible into one common share, receiving the same number of Common Shares at a stated exercise price of $0.0000 per share.
To cover income tax withholding tied to this vesting, 7,231 Common Shares were withheld by the company at a price of $6.4700 per share, a non-market, tax-withholding disposition. After these transactions, Duchscher directly owned 18,701 Common Shares of SunOpta.