Welcome to our dedicated page for Sound Point Meridian Capital SEC filings (Ticker: SPMC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission filings for Sound Point Meridian Capital, Inc. (NYSE: SPMC), an externally managed, non-diversified closed-end management investment company. The company has registered as an investment company under the Investment Company Act of 1940, as amended, and its common stock and preferred shares (SPMA and SPME) are registered under Section 12(b) of the Securities Exchange Act of 1934, as reflected in its Form 8-K disclosures.
Through its SEC filings, Sound Point Meridian Capital reports information relevant to its CLO-focused investment strategy and capital structure. Current reports on Form 8-K have disclosed items such as quarterly financial results, management’s unaudited estimates of net asset value (NAV) per share as of specific month-end dates, and the declaration of common and preferred stock distributions. Filings also document capital markets transactions, including offerings of preferred shares, and corporate governance developments such as the appointment of a new Chief Financial Officer.
Investors reviewing SPMC filings can expect to find details on net investment income (NII), realized and unrealized gains or losses on investments, GAAP net income or net loss, and portfolio metrics such as the weighted average effective yield of the CLO equity portfolio and look-through exposure to underlying loans or corporate obligors. The company’s disclosures also identify its 8.00% Series A Preferred Stock due 2029 and 7.875% Series B Preferred Stock due 2030, along with their New York Stock Exchange trading symbols.
On Stock Titan, these filings are updated as they are made available on EDGAR, and AI-powered tools can help summarize lengthy documents such as current reports and other SEC submissions. This allows readers to quickly understand key points from Sound Point Meridian Capital’s regulatory disclosures, including distribution declarations, portfolio updates, and material events reported under specific items of Form 8-K, while retaining the ability to review the full original filings for complete detail.
Sound Point Meridian Capital, Inc. announced financial results for its fourth fiscal quarter ended March 31, 2026 and discussed additional portfolio activity through April 30, 2026. The company is a closed-end investment firm focused on CLO equity and mezzanine tranches backed by U.S. leveraged loans.
The company scheduled a conference call at 2:00 p.m. Eastern Time on May 27, 2026, with telephone and webcast access and an accompanying slide presentation available in the Events and Presentations section of its website.
Sound Point Meridian Capital, Inc. announced financial results for its fourth fiscal quarter ended March 31, 2026 and discussed additional portfolio activity through April 30, 2026. The company is a closed-end investment firm focused on CLO equity and mezzanine tranches backed by U.S. leveraged loans.
The company scheduled a conference call at 2:00 p.m. Eastern Time on May 27, 2026, with telephone and webcast access and an accompanying slide presentation available in the Events and Presentations section of its website.
Sound Point Meridian Capital, Inc. declared monthly cash distributions on its common and preferred stock for its second fiscal quarter 2027 (third calendar quarter 2026). Common shareholders will receive $0.20 per share on July 31, August 31, and September 30, 2026, with record dates on July 15, August 14, and September 15, 2026.
Holders of the 8.00% Series A Term Preferred Stock due 2029 will receive $0.16667 per share monthly on the same payable and record dates, reflecting an 8.00% annual rate on the $25.00 liquidation preference. Holders of the 7.875% Series B Term Preferred Stock due 2030 will receive $0.1640625 per share monthly on the same schedule, reflecting a 7.875% annual rate on the $25.00 liquidation preference.
Sound Point Meridian Capital, Inc. declared monthly cash distributions on its common and preferred stock for its second fiscal quarter 2027 (third calendar quarter 2026). Common shareholders will receive $0.20 per share on July 31, August 31, and September 30, 2026, with record dates on July 15, August 14, and September 15, 2026.
Holders of the 8.00% Series A Term Preferred Stock due 2029 will receive $0.16667 per share monthly on the same payable and record dates, reflecting an 8.00% annual rate on the $25.00 liquidation preference. Holders of the 7.875% Series B Term Preferred Stock due 2030 will receive $0.1640625 per share monthly on the same schedule, reflecting a 7.875% annual rate on the $25.00 liquidation preference.
Sound Point Meridian Capital, Inc. filed an update providing an unaudited estimate of its net asset value per share. Management estimated that the net asset value per share of the company’s common stock as of April 30, 2026 was between $10.53 and $10.63. This range gives investors a current snapshot of the portfolio value backing each share.
Sound Point Meridian Capital, Inc. filed an update providing an unaudited estimate of its net asset value per share. Management estimated that the net asset value per share of the company’s common stock as of April 30, 2026 was between $10.53 and $10.63. This range gives investors a current snapshot of the portfolio value backing each share.
AG Asset Strategies LLC, an affiliate of Assured Guaranty, reported an open-market purchase of Common Shares of Beneficial Interest of Sound Point Meridian Capital, Inc.
The entity bought 242,718.447 shares at an average price of $24.72 per share. After this transaction, it indirectly held a total of 1,002,718.447 shares, with indirect beneficial ownership attributed through the Assured Guaranty corporate structure as described in the footnote.
AG Asset Strategies LLC, an affiliate of Assured Guaranty, reported an open-market purchase of Common Shares of Beneficial Interest of Sound Point Meridian Capital, Inc.
The entity bought 242,718.447 shares at an average price of $24.72 per share. After this transaction, it indirectly held a total of 1,002,718.447 shares, with indirect beneficial ownership attributed through the Assured Guaranty corporate structure as described in the footnote.
Sound Point Meridian Capital, Inc. provided unaudited estimates for its net asset value and key performance metrics as of and for the quarter ended March 31, 2026.
Management estimates net asset value per share between $9.58 and $9.68. For the same quarter, estimated net investment income ranges from $0.29 to $0.37 per share of common stock, while estimated realized results indicate a net loss between $(0.37) and $(0.29) per share.
Sound Point Meridian Capital, Inc. provided unaudited estimates for its net asset value and key performance metrics as of and for the quarter ended March 31, 2026.
Management estimates net asset value per share between $9.58 and $9.68. For the same quarter, estimated net investment income ranges from $0.29 to $0.37 per share of common stock, while estimated realized results indicate a net loss between $(0.37) and $(0.29) per share.
Sound Point Meridian Capital, Inc. filed an update providing management’s unaudited estimate of the net asset value (NAV) per share of its common stock. As of February 28, 2026, NAV per share was estimated to be in a range between $10.43 and $10.53. This NAV range reflects management’s internal calculation of the value of the company’s assets minus its liabilities on a per-share basis and is meant to give investors an updated view of the underlying value supporting the common stock.
Sound Point Meridian Capital, Inc. filed an update providing management’s unaudited estimate of the net asset value (NAV) per share of its common stock. As of February 28, 2026, NAV per share was estimated to be in a range between $10.43 and $10.53. This NAV range reflects management’s internal calculation of the value of the company’s assets minus its liabilities on a per-share basis and is meant to give investors an updated view of the underlying value supporting the common stock.
Sound Point Meridian Capital director Matthew E. Forstenhausler bought 2,000 shares of common stock in an open-market purchase at $11.50 per share. After this transaction, he directly owns 9,644.225 shares of Sound Point Meridian Capital common stock.
Sound Point Meridian Capital director Matthew E. Forstenhausler bought 2,000 shares of common stock in an open-market purchase at $11.50 per share. After this transaction, he directly owns 9,644.225 shares of Sound Point Meridian Capital common stock.
Sound Point Meridian Capital, Inc. chairman Stephen Ketchum reported an open-market purchase of 1,000 shares of common stock at $11.40 per share. Following this transaction, his directly held stake increased to 93,090 shares.
The filing also notes 815.039 shares held indirectly through SPC Consolidator LLC, where Ketchum is managing member and may be deemed to share beneficial ownership, while disclaiming beneficial ownership beyond his pecuniary interest.
Sound Point Meridian Capital, Inc. chairman Stephen Ketchum reported an open-market purchase of 1,000 shares of common stock at $11.40 per share. Following this transaction, his directly held stake increased to 93,090 shares.
The filing also notes 815.039 shares held indirectly through SPC Consolidator LLC, where Ketchum is managing member and may be deemed to share beneficial ownership, while disclaiming beneficial ownership beyond his pecuniary interest.
Sound Point Meridian Capital, Inc. declared monthly common stock distributions of $0.20 per share for the first fiscal quarter 2027, payable on April 30, 2026, May 29, 2026, and June 30, 2026 to holders of record on April 15, May 15, and June 15, 2026.
The company also declared monthly distributions on its preferred stock: $0.16667 per share for its 8.00% Series A Term Preferred Stock due 2029 and $0.1640625 per share for its 7.875% Series B Term Preferred Stock due 2030, reflecting their stated annual rates on the $25.00 liquidation preference.
The company noted these distributions may include net investment income, capital gains and/or return of capital, with final tax character reported on Form 1099 after 2026. It also referenced results for the third fiscal quarter ended December 31, 2025 and scheduled an investor conference call on February 11, 2026 at 11:00 a.m. Eastern Time.
Sound Point Meridian Capital, Inc. declared monthly common stock distributions of $0.20 per share for the first fiscal quarter 2027, payable on April 30, 2026, May 29, 2026, and June 30, 2026 to holders of record on April 15, May 15, and June 15, 2026.
The company also declared monthly distributions on its preferred stock: $0.16667 per share for its 8.00% Series A Term Preferred Stock due 2029 and $0.1640625 per share for its 7.875% Series B Term Preferred Stock due 2030, reflecting their stated annual rates on the $25.00 liquidation preference.
The company noted these distributions may include net investment income, capital gains and/or return of capital, with final tax character reported on Form 1099 after 2026. It also referenced results for the third fiscal quarter ended December 31, 2025 and scheduled an investor conference call on February 11, 2026 at 11:00 a.m. Eastern Time.
Sound Point Meridian Capital, Inc. filed an update providing management’s unaudited estimate of its common stock net asset value (NAV) per share. As of January 31, 2026, NAV was estimated to range between $13.35 and $13.45 per share. This range reflects management’s current view of the value of the company’s assets minus its liabilities on a per-share basis.
Sound Point Meridian Capital, Inc. filed an update providing management’s unaudited estimate of its common stock net asset value (NAV) per share. As of January 31, 2026, NAV was estimated to range between $13.35 and $13.45 per share. This range reflects management’s current view of the value of the company’s assets minus its liabilities on a per-share basis.