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  4. [Form 4] Sound Point Meridian Capital, Inc. Insider Trading Activity

Open-market buy lifts AG Asset stake in Sound Point (NYSE: BDC)

Filing Impact
(Very High)
Filing Sentiment
(Very Positive)
Form Type
4

Rhea-AI Filing Summary

AG Asset Strategies LLC, an affiliate of Assured Guaranty, reported an open-market purchase of Common Shares of Beneficial Interest of Sound Point Meridian Capital, Inc.

The entity bought 242,718.447 shares at an average price of $24.72 per share. After this transaction, it indirectly held a total of 1,002,718.447 shares, with indirect beneficial ownership attributed through the Assured Guaranty corporate structure as described in the footnote.

Positive

  • None.

Negative

  • None.
Insider ASSURED GUARANTY LTD, Assured Guaranty US Holdings Inc., Assured Guaranty Municipal Holdings Inc., Assured Guaranty Inc., AG Asset Strategies LLC
Role null | null | null | null | null
Bought 242,718.447 shs ($6.00M)
Type Security Shares Price Value
Purchase Common Shares of Beneficial Interest 242,718.447 $24.72 $6.00M
Holdings After Transaction: Common Shares of Beneficial Interest — 1,002,718.447 shares (Indirect, See footnote)
Footnotes (1)
  1. [object Object]
Shares purchased 242,718.447 shares Common Shares of Beneficial Interest bought in open market
Purchase price $24.72 per share Average price for the reported open-market transaction
Total shares after transaction 1,002,718.447 shares Indirect holdings of Sound Point Meridian Capital after purchase
Common Shares of Beneficial Interest financial
"reported an open-market purchase of Common Shares of Beneficial Interest"
Common Shares of Beneficial Interest are units that represent ownership in a company or organization, like owning a piece of a pie. They give investors voting rights and a chance to share in profits, making them important for those looking to invest and have a say in how the organization is run.
open-market purchase financial
"The entity bought 242,718.447 shares at an average price in an open-market purchase"
An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.
indirect beneficial owner financial
"Each of the reporting persons, other than AG Asset Strategies LLC, is an indirect beneficial owner"
ten percent owner financial
"Each reporting person is listed as a ten percent owner in the issuer"
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
ASSURED GUARANTY LTD
(Last)(First)(Middle)
30 WOODBOURNE AVENUE, 5TH FLOOR
(Street)
HAMILTONHM 08
(City)(State)(Zip)
BERMUDA
(Country)		2. Issuer Name and Ticker or Trading Symbol
Sound Point Meridian Capital, Inc. [ BDC ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/30/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
XForm filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares of Beneficial Interest04/30/2026P242,718.447A$24.721,002,718.447ISee footnote(1)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
1. Name and Address of Reporting Person*
ASSURED GUARANTY LTD
(Last)(First)(Middle)
30 WOODBOURNE AVENUE, 5TH FLOOR
(Street)
HAMILTONHM 08
(City)(State)(Zip)
BERMUDA
(Country)
Relationship of Reporting Person(s) to Issuer
DirectorX10% Owner
Officer (give title below)Other (specify below)
1. Name and Address of Reporting Person*
Assured Guaranty US Holdings Inc.
(Last)(First)(Middle)
1633 BROADWAY, 23RD FLOOR
(Street)
NEW YORK NEW YORK 10019
(City)(State)(Zip)
UNITED STATES
(Country)
Relationship of Reporting Person(s) to Issuer
DirectorX10% Owner
Officer (give title below)Other (specify below)
1. Name and Address of Reporting Person*
Assured Guaranty Municipal Holdings Inc.
(Last)(First)(Middle)
1633 BROADWAY, 23RD FLOOR
(Street)
NEW YORK NEW YORK 10019
(City)(State)(Zip)
UNITED STATES
(Country)
Relationship of Reporting Person(s) to Issuer
DirectorX10% Owner
Officer (give title below)Other (specify below)
1. Name and Address of Reporting Person*
Assured Guaranty Inc.
(Last)(First)(Middle)
1633 BROADWAY, 23RD FLOOR
(Street)
NEW YORK NEW YORK 10019
(City)(State)(Zip)
UNITED STATES
(Country)
Relationship of Reporting Person(s) to Issuer
DirectorX10% Owner
Officer (give title below)Other (specify below)
1. Name and Address of Reporting Person*
AG Asset Strategies LLC
(Last)(First)(Middle)
1633 BROADWAY, 23RD FLOOR
(Street)
NEW YORK NEW YORK 10019
(City)(State)(Zip)
UNITED STATES
(Country)
Relationship of Reporting Person(s) to Issuer
DirectorX10% Owner
Officer (give title below)Other (specify below)
Explanation of Responses:
1. The reported securities are owned directly by AG Asset Strategies LLC, which is owned by its member, Assured Guaranty Inc. Assured Guaranty Inc. is wholly-owned by Assured Guaranty Municipal Holdings Inc. Assured Guaranty Municipal Holdings Inc. is wholly-owned by Assured Guaranty US Holdings Inc., which is wholly-owned by Assured Guaranty Ltd. Each of the reporting persons, other than AG Asset Strategies LLC, is an indirect beneficial owner of the reported securities.
/s/ Nicole Idoko, as Authorized Signatory for Assured Guaranty Ltd.04/30/2026
/s/ Nicole Idoko, as Assistant Secretary for Assured Guaranty US Holdings Inc.04/30/2026
/s/ Nicole Idoko, as Assistant Secretary for Assured Guaranty Municipal Holdings Inc.04/30/2026
/s/ Nicole Idoko, as Assistant Secretary for Assured Guaranty Inc.04/30/2026
/s/ Nicole Idoko, as Assistant Secretary for Assured Guaranty Inc., sole member of AG Asset Strategies LLC04/30/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did AG Asset Strategies report in Sound Point Meridian Capital (BDC)?

AG Asset Strategies LLC reported an open-market purchase of Common Shares of Beneficial Interest in Sound Point Meridian Capital. It bought 242,718.447 shares at $24.72 per share, increasing its indirectly held position to 1,002,718.447 shares after the transaction.

Who is the actual owner of the Sound Point Meridian Capital shares reported on this Form 4?

The reported shares are owned directly by AG Asset Strategies LLC. That entity is owned by Assured Guaranty Inc., which is indirectly owned through several Assured Guaranty holding companies, making each of those companies an indirect beneficial owner of the reported securities.

How many Sound Point Meridian Capital shares did AG Asset Strategies hold after the reported buy?

Following the open-market purchase, AG Asset Strategies LLC indirectly held a total of 1,002,718.447 Common Shares of Beneficial Interest in Sound Point Meridian Capital, according to the post-transaction ownership figure disclosed in the Form 4 filing.

At what price were the Sound Point Meridian Capital shares purchased in this Form 4 filing?

The Form 4 shows an average transaction price of $24.72 per share for the Common Shares of Beneficial Interest bought by AG Asset Strategies LLC, reflecting the cost basis of this specific open-market purchase reported in the filing.