STOCK TITAN

Solventum (SOLV) director converts 1,980 RSUs into 5,544-share holding

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Solventum Corp director Carlos Alban exercised restricted stock units to receive common shares. On this date, he converted 1,980 fully vested RSUs into 1,980 shares of Solventum common stock at an exercise price of $0.00 per unit. After the transaction, he holds 5,544 common shares directly.

Positive

  • None.

Negative

  • None.
Insider ALBAN CARLOS
Role Director
Type Security Shares Price Value
Exercise Restricted Stock Units 1,980 $0.00 --
Exercise Common Stock 1,980 $0.00 --
Holdings After Transaction: Restricted Stock Units — 0 shares (Direct); Common Stock — 5,544 shares (Direct)
Footnotes (1)
  1. Each Restricted Stock unit ("RSU") represents a contingent right to receive 1 share of the issuer's Common Stock upon settlement. The RSUs are fully vested.
RSUs exercised 1,980 units Restricted Stock Units converted into common stock on the transaction date
Common shares received 1,980 shares Shares of Solventum common stock issued upon RSU settlement
Exercise price $0.00 per unit Exercise or conversion price for the RSUs
Shares held after transaction 5,544 shares Direct Solventum common stock holdings after the Form 4 transactions
Restricted Stock Units financial
"security_title: "Restricted Stock Units""
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
derivative security financial
"transaction_code_description: "Exercise or conversion of derivative security""
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
Common Stock financial
"underlying_security_title: "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
fully vested financial
"The RSUs are fully vested."
contingent right financial
"represents a contingent right to receive 1 share of the issuer's Common Stock"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
ALBAN CARLOS

(Last)(First)(Middle)
1750 YANKEE DOODLE ROAD

(Street)
EAGAN MINNESOTA 55121

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Solventum Corp [ SOLV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/27/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock03/27/2026M1,980A$05,544D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)03/27/2026M1,980 (2)05/13/2034Common Stock1,980$00D
Explanation of Responses:
1. Each Restricted Stock unit ("RSU") represents a contingent right to receive 1 share of the issuer's Common Stock upon settlement.
2. The RSUs are fully vested.
Remarks:
/s/Megan Bombick, attorney-in-fact for Carlos Alban03/30/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Solventum Corp (SOLV) director Carlos Alban report?

Director Carlos Alban reported exercising 1,980 restricted stock units to receive 1,980 Solventum common shares. This was a derivative exercise at an exercise price of $0.00 per unit, reflecting settlement of existing equity awards rather than an open-market purchase.

How many Solventum (SOLV) shares does Carlos Alban hold after this Form 4?

Following the reported transactions, Carlos Alban directly holds 5,544 shares of Solventum common stock. This figure comes from the post-transaction ownership line in the Form 4 and reflects his direct holdings after the RSUs were settled into common shares.

What type of securities did the Solventum (SOLV) Form 4 transaction involve?

The Form 4 shows a derivative transaction in restricted stock units and a corresponding non-derivative position in common stock. 1,980 fully vested RSUs were exercised or converted, resulting in the issuance of 1,980 Solventum common shares to the reporting person.

Was the Solventum (SOLV) insider transaction a buy or sell in the open market?

The transaction was not an open-market buy or sell. It was classified as an exercise or conversion of derivative securities, where restricted stock units were settled into common stock at an exercise price of $0.00, reflecting equity compensation vesting rather than trading activity.

What does each Solventum (SOLV) restricted stock unit represent in this Form 4?

Each restricted stock unit represents a contingent right to receive one share of Solventum common stock upon settlement. The footnotes state the RSUs were fully vested, and in this case 1,980 RSUs were settled into 1,980 common shares for the reporting person.