STOCK TITAN

Solventum (SOLV) director converts 6,336 RSUs into 11,484 common shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Solventum Corp director Carrie Smith Cox exercised restricted stock units into common shares. On March 27, 2026, she exercised 6,336 Restricted Stock Units, each representing one share of common stock upon settlement. Following the exercise, she directly holds 11,484 shares of Solventum common stock. The filing states the RSUs were fully vested at the time of exercise.

Positive

  • None.

Negative

  • None.
Insider COX CARRIE SMITH
Role Director
Type Security Shares Price Value
Exercise Restricted Stock Units 6,336 $0.00 --
Exercise Common Stock 6,336 $0.00 --
Holdings After Transaction: Restricted Stock Units — 0 shares (Direct); Common Stock — 11,484 shares (Direct)
Footnotes (1)
  1. Each Restricted Stock unit ("RSU") represents a contingent right to receive 1 share of the issuer's Common Stock upon settlement. The RSUs are fully vested.
RSUs exercised 6,336 units Restricted Stock Units exercised on March 27, 2026
Common shares received 6,336 shares Shares of common stock issued upon RSU settlement
Post-transaction holdings 11,484 shares Common stock directly held after March 27, 2026 transactions
Exercise price per RSU $0.00 per unit Reported transaction price for RSU exercise
Exercise transactions 1 derivative exercise transactionSummary exerciseCount for code M
Restricted Stock Units financial
"Each Restricted Stock unit ("RSU") represents a contingent right to receive 1 share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
derivative security financial
"transaction_code_description: Exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
Common Stock financial
"underlying_security_title: Common Stock"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
fully vested financial
"The RSUs are fully vested."
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
COX CARRIE SMITH

(Last)(First)(Middle)
1750 YANKEE DOODLE ROAD

(Street)
EAGAN MINNESOTA 55121

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Solventum Corp [ SOLV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/27/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock03/27/2026M6,336A$011,484D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)03/27/2026M6,336 (2)05/13/2034Common Stock6,336$00D
Explanation of Responses:
1. Each Restricted Stock unit ("RSU") represents a contingent right to receive 1 share of the issuer's Common Stock upon settlement.
2. The RSUs are fully vested.
Remarks:
/s/Megan Bombick, attorney-in-fact for Carrie S. Cox03/30/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Solventum (SOLV) director Carrie Smith Cox report?

Carrie Smith Cox reported exercising 6,336 Restricted Stock Units into Solventum common stock. The transaction occurred on March 27, 2026, and reflects a derivative exercise, not an open-market purchase or sale, as indicated by transaction code M and related filing details.

How many Solventum (SOLV) shares does Carrie Smith Cox hold after this Form 4?

After the reported transactions, Carrie Smith Cox directly holds 11,484 shares of Solventum common stock. This total reflects the settlement of 6,336 fully vested Restricted Stock Units into an equal number of common shares on March 27, 2026, as shown in the Form 4 data.

What does the exercise of 6,336 Restricted Stock Units mean for Solventum (SOLV)?

The exercise of 6,336 Restricted Stock Units converts compensation-related RSUs into Solventum common shares. Each RSU represents a contingent right to receive one share upon settlement, and the filing notes these RSUs were fully vested when exercised on March 27, 2026.

Was there any open-market buying or selling in this Solventum (SOLV) Form 4?

The Form 4 shows no open-market buying or selling. Both transactions use code M, described as an exercise or conversion of a derivative security, with zero reported price per share, indicating settlement of Restricted Stock Units into common stock rather than market trades.

What do the Solventum (SOLV) Form 4 footnotes say about the RSUs?

The footnotes explain that each Restricted Stock Unit represents a contingent right to receive one share of Solventum common stock upon settlement. They also state that the RSUs involved in this transaction were fully vested, clarifying their status at the time of the March 27, 2026 exercise.

How many derivative securities remain after this Solventum (SOLV) RSU exercise?

The derivative summary in the data is empty, and total shares following the derivative transaction are shown as zero, indicating no remaining Restricted Stock Units from this specific grant. The common stock position after settlement is 11,484 shares held directly by Carrie Smith Cox.