Solventum (SOLV) director converts 6,336 RSUs into 11,484 common shares
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Solventum Corp director Carrie Smith Cox exercised restricted stock units into common shares. On March 27, 2026, she exercised 6,336 Restricted Stock Units, each representing one share of common stock upon settlement. Following the exercise, she directly holds 11,484 shares of Solventum common stock. The filing states the RSUs were fully vested at the time of exercise.
Positive
- None.
Negative
- None.
Insider Trade Summary
6,336 shares exercised/converted
Mixed
2 txns
Insider
COX CARRIE SMITH
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Units | 6,336 | $0.00 | -- |
| Exercise | Common Stock | 6,336 | $0.00 | -- |
Holdings After Transaction:
Restricted Stock Units — 0 shares (Direct);
Common Stock — 11,484 shares (Direct)
Footnotes (1)
- Each Restricted Stock unit ("RSU") represents a contingent right to receive 1 share of the issuer's Common Stock upon settlement. The RSUs are fully vested.
Key Figures
RSUs exercised: 6,336 units
Common shares received: 6,336 shares
Post-transaction holdings: 11,484 shares
+2 more
5 metrics
RSUs exercised
6,336 units
Restricted Stock Units exercised on March 27, 2026
Common shares received
6,336 shares
Shares of common stock issued upon RSU settlement
Post-transaction holdings
11,484 shares
Common stock directly held after March 27, 2026 transactions
Exercise price per RSU
$0.00 per unit
Reported transaction price for RSU exercise
Exercise transactions
1 derivative exercise
transactionSummary exerciseCount for code M
Key Terms
Restricted Stock Units, derivative security, Common Stock, fully vested
4 terms
Restricted Stock Units financial
"Each Restricted Stock unit ("RSU") represents a contingent right to receive 1 share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
derivative security financial
"transaction_code_description: Exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
Common Stock financial
"underlying_security_title: Common Stock"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
fully vested financial
"The RSUs are fully vested."
FAQ
What insider transaction did Solventum (SOLV) director Carrie Smith Cox report?
Carrie Smith Cox reported exercising 6,336 Restricted Stock Units into Solventum common stock. The transaction occurred on March 27, 2026, and reflects a derivative exercise, not an open-market purchase or sale, as indicated by transaction code M and related filing details.
What does the exercise of 6,336 Restricted Stock Units mean for Solventum (SOLV)?
The exercise of 6,336 Restricted Stock Units converts compensation-related RSUs into Solventum common shares. Each RSU represents a contingent right to receive one share upon settlement, and the filing notes these RSUs were fully vested when exercised on March 27, 2026.
Was there any open-market buying or selling in this Solventum (SOLV) Form 4?
The Form 4 shows no open-market buying or selling. Both transactions use code M, described as an exercise or conversion of a derivative security, with zero reported price per share, indicating settlement of Restricted Stock Units into common stock rather than market trades.
What do the Solventum (SOLV) Form 4 footnotes say about the RSUs?
The footnotes explain that each Restricted Stock Unit represents a contingent right to receive one share of Solventum common stock upon settlement. They also state that the RSUs involved in this transaction were fully vested, clarifying their status at the time of the March 27, 2026 exercise.
How many derivative securities remain after this Solventum (SOLV) RSU exercise?
The derivative summary in the data is empty, and total shares following the derivative transaction are shown as zero, indicating no remaining Restricted Stock Units from this specific grant. The common stock position after settlement is 11,484 shares held directly by Carrie Smith Cox.