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StoneX Group Inc. (SNEX) CEO discloses restricted stock awards and share disposition

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

StoneX Group Inc. chief executive officer Philip Andrew Smith reported equity transactions in company stock dated 12/15/2025. He acquired 13,400 restricted shares of common stock at $0, increasing his directly held restricted shares to 341,154. He also acquired an additional 11,282 restricted shares at $0, bringing another restricted share position to 352,436 shares.

The filing shows a disposition of 7,166 shares of common stock coded "F" at a price of $97.43, with 345,270 shares of common stock held directly afterward. The restricted shares were issued under the company’s executive performance plan and a remuneration policy, and vest in equal installments over three years.

Positive

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Insider Smith Philip Andrew
Role Chief Executive Officer
Type Security Shares Price Value
Grant/Award Restricted Shares of Common Stock 13,400 $0.00 --
Grant/Award Restricted Shares of Common Stock 11,282 $0.00 --
Tax Withholding Common Stock 7,166 $97.43 $698K
Holdings After Transaction: Restricted Shares of Common Stock — 341,154 shares (Direct); Common Stock — 345,270 shares (Direct)
Footnotes (1)
  1. Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three. Shares issued pursuant to the terms of the remuneration policy as agreed upon by StoneX Financial Ltd. Shares vest equally on anniversary in years one, two and three.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Smith Philip Andrew
(Last) (First) (Middle)
230 PARK AVENUE
10TH FLOOR
(Street)
NEW YORK NY 10169
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
StoneX Group Inc. [ SNEX ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
3. Date of Earliest Transaction (Month/Day/Year)
12/15/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Restricted Shares of Common Stock(1) 12/15/2025 A 13,400 A $0 341,154 D
Restricted Shares of Common Stock(2) 12/15/2025 A 11,282 A $0 352,436 D
Common Stock 12/15/2025 F 7,166 D $97.43 345,270 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.
2. Shares issued pursuant to the terms of the remuneration policy as agreed upon by StoneX Financial Ltd. Shares vest equally on anniversary in years one, two and three.
Remarks:
Philip Andrew Smith 12/15/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did StoneX Group Inc. (SNEX) report for 12/15/2025?

On 12/15/2025, StoneX Group Inc. reported that its chief executive officer Philip Andrew Smith acquired restricted shares of common stock and disposed of a portion of common stock, all recorded on a Form 4.

How many restricted StoneX Group Inc. (SNEX) shares did the CEO acquire?

Philip Andrew Smith acquired 13,400 restricted shares of common stock at $0 and an additional 11,282 restricted shares at $0, both reported as acquisitions on 12/15/2025.

What is the vesting schedule for the new StoneX (SNEX) restricted shares?

The filing states that the restricted shares were issued under the company’s Executive Performance Plan and a remuneration policy, and that they vest equally on the anniversary in years one, two and three.

How many StoneX Group Inc. (SNEX) shares does the CEO hold after these Form 4 transactions?

After the reported transactions, Philip Andrew Smith directly beneficially owned 341,154 restricted shares in one line, 352,436 restricted shares in another line, and 345,270 shares of common stock as shown in the table.

What common stock disposition did the StoneX (SNEX) CEO report on this Form 4?

The Form 4 lists a disposition of 7,166 shares of common stock with transaction code "F" at a price of $97.43 per share on 12/15/2025, leaving him with 345,270 common shares held directly.

What is Philip Andrew Smith’s relationship to StoneX Group Inc. (SNEX)?

The report identifies Philip Andrew Smith as an officer of StoneX Group Inc., serving as the company’s Chief Executive Officer, and the Form 4 is filed by one reporting person.