Welcome to our dedicated page for Smart Sand SEC filings (Ticker: SND), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to Smart Sand, Inc. (NASDAQ: SND) SEC filings, giving investors a view into how the company reports its frac and industrial sand operations, financial condition, and capital allocation. Smart Sand’s filings include annual reports on Form 10-K and quarterly reports on Form 10-Q, which discuss sand sales volumes, revenue from sand and SmartSystems, cost of goods sold, logistics expenses, operating costs, and the non-GAAP measures the company uses, such as contribution margin, Adjusted EBITDA, and free cash flow.
Current reports on Form 8-K for Smart Sand cover a range of material events. Recent 8-K filings reference quarterly earnings press releases, special cash dividends on the company’s common stock, and the authorization and implementation of a share repurchase program. One Form 8-K describes the adoption of a Rule 10b5-1 trading plan to facilitate share repurchases under the existing program, outlining parameters such as the total purchase amount and the period during which repurchases may occur.
Another Form 8-K details the termination, by mutual agreement, of a multi-year Master Product Purchase Agreement with EQT Production Company and the entry into a new take-or-pay product purchase agreement providing for Smart Sand to supply frac sand to EQT through 2027. These filings illustrate how the company documents key customer contracts and changes to those arrangements.
Through this filings page, users can review Smart Sand’s disclosures on topics such as liquidity sources, including its asset-based lending credit facility, asset retirement obligations, and other balance sheet items. AI-powered tools on the platform can help summarize lengthy 10-K and 10-Q reports, highlight important sections, and surface information on items like share repurchases, special dividends, and take-or-pay agreements, allowing investors to navigate the company’s regulatory history more efficiently.
Smart Sand, Inc. CEO Charles Edwin Young reported a routine tax-withholding share disposition tied to restricted stock vesting. On the vesting date, 5,811 shares of common stock were withheld at $4.08 per share to satisfy tax obligations, a non-market transaction that does not reflect an open-market sale. After this event, Young directly holds 1,520,844 shares. He also has indirect ownership of 5,842,700 shares held by Keystone Cranberry, LLC, where he is the sole managing member with voting and investment power, while disclaiming beneficial ownership beyond his pecuniary interest.
Smart Sand, Inc.’s Chief Financial Officer, Lee E. Beckelman, reported a routine tax-related share disposition. On the vesting of restricted stock tied to continued employment, 3,321 shares of common stock were withheld at $4.08 per share to cover tax obligations.
Following this withholding, Beckelman directly holds 775,166 shares of Smart Sand common stock. This was not an open-market sale but a standard mechanism where the issuer withholds part of vested shares to satisfy the insider’s tax liability.
Smart Sand, Inc. officer James Douglas Young reported a routine share withholding related to equity compensation. On the vesting of restricted stock tied to his continued service, 2,500 shares of common stock were withheld at $4.08 per share to cover tax obligations. This was not an open-market sale but a tax-withholding disposition by the issuer. After this transaction, Young directly holds 375,428 shares of Smart Sand common stock.
Smart Sand, Inc.’s Chief Operating Officer William John Young reported a routine tax-related share disposition. On the vesting of restricted stock tied to his continued service, 3,885 shares of common stock were withheld to cover tax obligations. This was not an open-market sale or purchase, but a mechanical payment of tax liability in shares. After this withholding, Young directly holds 621,672 shares of Smart Sand common stock, indicating he retains a substantial equity position following the vesting event.
Smart Sand, Inc. reported a routine insider tax-withholding transaction for officer Ronald P. Whelan. On the vesting of restricted stock tied to his continued employment or service, 2,614 shares of common stock were withheld to cover tax obligations at a price of 4.08 per share. After this non-market disposition, Whelan directly holds 468,497 shares of Smart Sand common stock.
Smart Sand, Inc.’s Executive VP of Operations, Robert Kiszka, reported a routine tax-related share withholding. On March 17, 2026, 2,591 shares of Smart Sand common stock were withheld at $4.08 per share to cover taxes due upon the vesting of restricted stock tied to his continued service.
After this tax-withholding disposition, Kiszka holds 542,191 shares directly. He is also shown as having 448,738 shares held indirectly through a limited liability company where he has sole voting and investment control, while disclaiming beneficial ownership beyond his economic interest.
Smart Sand, Inc. director Timothy Pawlenty reported an open-market sale of 27,975 shares of common stock on March 11, 2026 at a weighted average price of $3.66 per share. The sales occurred in multiple trades at prices ranging from $3.64 to $3.70.
After this transaction, Pawlenty directly holds 220,547 shares of Smart Sand common stock. The filing notes he can provide full details of the number of shares sold at each individual price within the disclosed range upon request.
SND filed a Form 144 reporting a proposed sale of Common Stock. The notice lists RBC Capital Markets LLC as the broker and shows 03/11/2026 as a key date. The filing itemizes prior private purchase dates 05/23/2012 (23,779 shares) and 06/10/2014 (4,196 shares) related to the securities noted.
Smart Sand, Inc. director Francis Michael Porcelli reported open-market sales of a total of 125,000 shares of Common Stock. He sold 50,000 shares at a weighted average price of $3.78 on March 9 and 75,000 shares at a weighted average price of $3.87 on March 10. After these transactions, he directly holds 744,060 shares of Smart Sand common stock.
SND filer submitted a Rule 144 notice reporting proposed sales of Class A Common stock. The filing lists 249,948 Class A shares associated with a pre-IPO investment and shows prior dispositions by Frank Porcelli of 100,000, 150,000, and 50,000 shares on 03/04/2026, 03/05/2026, and 03/09/2026, respectively, with cash proceeds noted.