SMCI (NASDAQ: SMCI) executive reports RSU vesting and tax-share withholding
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Super Micro Computer Sr. Corporate VP of Engineering Xiao Jin reported equity compensation activity in SMCI stock. On February 10, 2026, 1,970 restricted stock units were converted into an equal number of SMCI common shares, reflecting scheduled vesting of prior awards.
To cover tax withholding on this vesting, 812 shares of common stock were withheld by the company at a price of $33.33 per share, which the filing clarifies was not a market transaction. After these entries, Jin directly held 183,747 shares of SMCI common stock and 9,850 restricted stock units, with an additional 53 shares held indirectly by a spouse.
Positive
- None.
Negative
- None.
Insider Trade Summary
1,970 shares exercised/converted
Mixed
4 txns
Insider
Xiao Jin
Role
Sr. Corporate VP, Engineering
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Units | 1,970 | $0.00 | -- |
| Exercise | Common Stock | 1,970 | $0.00 | -- |
| Tax Withholding | Common Stock | 812 | $33.33 | $27K |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Restricted Stock Units — 9,850 shares (Direct);
Common Stock — 184,559 shares (Direct);
Common Stock — 53 shares (Indirect, By Spouse)
Footnotes (1)
- Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act. Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.
FAQ
What insider transactions did SMCI executive Xiao Jin report on this Form 4?
Xiao Jin reported the conversion of 1,970 restricted stock units into SMCI common shares, plus a related tax-withholding share disposition. These entries reflect scheduled vesting of equity awards rather than open market buying or selling of Super Micro Computer (SMCI) stock.
How do Xiao Jin’s restricted stock units in SMCI vest over time?
The RSUs vest 25% of the total units on May 10, 2024, then 1/16th at the end of each following calendar quarter, subject to continued service. Once vested, each restricted stock unit is settled in one share of Super Micro Computer common stock.
Does Xiao Jin’s Form 4 indicate open market buying or selling of SMCI stock?
The reported transactions relate to RSU conversion and tax withholding, not open market trades. Shares withheld for taxes are described as a non-market transaction, exempt from Section 16(b), and result from equity compensation vesting rather than discretionary stock purchases or sales.