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Super Micro Computer (NASDAQ: SMCI) director gets 7,300 RSUs and reports large stake

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Super Micro Computer director and 10% owner Liu Liang Chiu-Chu Sara reported an award of 7,300 restricted stock units (RSUs) on February 7, 2026. Each RSU represents a right to receive one share of SMCI common stock at no purchase price.

The RSUs vest in two equal tranches, half on February 17, 2026 and half on August 17, 2026, contingent on continued service, and will be settled in SMCI shares. Following this award, the filing shows 607,399 common shares held directly, plus additional indirect holdings through a spouse and a joint account with spouse.

Positive

  • None.

Negative

  • None.
Insider Liu Liang Chiu-Chu Sara
Role Director, 10% Owner
Type Security Shares Price Value
Grant/Award Restricted Stock Units 7,300 $0.00 --
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Restricted Stock Units — 7,300 shares (Direct); Common Stock — 607,399 shares (Direct); Common Stock — 40,426,120 shares (Indirect, By Spouse)
Footnotes (1)
  1. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest in two equal tranches on February 17, 2026 and August 17, 2026. Vested units are settled in shares of SMCI common stock.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Liu Liang Chiu-Chu Sara

(Last) (First) (Middle)
980 ROCK AVENUE

(Street)
SAN JOSE CA 95131

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Super Micro Computer, Inc. [ SMCI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
02/07/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 607,399 D
Common Stock 40,426,120 I By Spouse
Common Stock 25,672,520 I By Joint Account w/ Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 02/07/2026 A 7,300 (2) (2) Common Stock 7,300 $0 7,300 D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
2. Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest in two equal tranches on February 17, 2026 and August 17, 2026. Vested units are settled in shares of SMCI common stock.
Remarks:
/s/ David E Weigand, Attorney-In-Fact 02/10/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did SMCI director Liu Liang Chiu-Chu Sara report on this Form 4?

The Form 4 reports an award of 7,300 restricted stock units (RSUs) to director and 10% owner Liu Liang Chiu-Chu Sara on February 7, 2026. Each RSU converts into one share of Super Micro Computer (SMCI) common stock upon vesting.

How do the 7,300 SMCI restricted stock units for Liu Liang Chiu-Chu Sara vest?

The 7,300 SMCI RSUs vest in two equal tranches, contingent on continued service. Half vest on February 17, 2026, and the remaining half vest on August 17, 2026. Vested units are then settled in shares of SMCI common stock.

What direct SMCI share ownership does Liu Liang Chiu-Chu Sara report after this RSU grant?

After the RSU award, the filing shows 607,399 SMCI common shares held directly by Liu Liang Chiu-Chu Sara. This direct position is separate from additional indirect holdings reported through a spouse and a joint account with spouse, which are listed in the same Form 4.

What indirect SMCI share holdings are reported for Liu Liang Chiu-Chu Sara on this Form 4?

The Form 4 lists indirect ownership of 40,426,120 SMCI shares by spouse and 25,672,520 SMCI shares by a joint account with spouse. These positions indicate substantial indirect beneficial ownership in addition to the director’s directly held common shares.

Does Liu Liang Chiu-Chu Sara pay anything for the 7,300 SMCI restricted stock units?

The reported 7,300 restricted stock units have a per-unit price of $0, meaning no purchase price is paid for the award. Value is realized only if the RSUs vest and convert into SMCI common shares under the stated vesting schedule.

What role does Liu Liang Chiu-Chu Sara hold at Super Micro Computer (SMCI)?

The filing identifies Liu Liang Chiu-Chu Sara as both a director and a 10% owner of Super Micro Computer, Inc. This dual status reflects significant governance involvement and substantial beneficial ownership as disclosed through direct and indirect SMCI share holdings.