Charles Schwab (SHO) files Form 144 for 200,800 and 36,306 restricted shares

Rhea-AI Filing Summary

Charles Schwab Corp. submitted a Form 144 notice relating to proposed sales of Common Stock under equity compensation awards. The filing lists 200800 shares tied to a Restricted Stock Award dated 02/01/2018 and 36306 shares tied to a Restricted Stock Award dated 06/12/2026. The filing date shown is 06/22/2026.

Insights

Securities Compliance Counsel

Rule 144 notice for restricted shares from equity compensation.

The form lists two Restricted Stock Award entries: 200800 shares (award dated 02/01/2018) and 36306 shares (award dated 06/12/2026). The filing appears as a sale notice dated 06/22/2026.

Rule 144 filings notify the market of intended dispositions under resale conditions; actual sale execution, method, and proceeds are not shown in the excerpt. Subsequent transaction details would appear in trading reports or Form 4/5 filings if required.

Key Figures

Filing date: 06/22/2026 Restricted shares (award 1): 200800 shares Restricted shares (award 2): 36306 shares

3 metrics

Filing date 06/22/2026 Form 144 notice date

Restricted shares (award 1) 200800 shares Restricted Stock Award dated 02/01/2018

Restricted shares (award 2) 36306 shares Restricted Stock Award dated 06/12/2026

Key Terms

Restricted Stock Award, Equity Compensation, Form 144 / Rule 144

3 terms

Restricted Stock Award financial

"Restricted Stock Award | Issuer | 200800 | 02/01/2018"

A restricted stock award is company shares given to an employee or executive that cannot be sold or fully owned until certain conditions—like staying with the company for a set time or hitting performance targets—are met. Think of it as a gift that only becomes yours after you fulfill specific obligations; for investors, these awards matter because they can increase the total shares outstanding when they vest, reveal how management is being paid and motivated, and create potential selling pressure when restrictions lift.

Equity Compensation financial

"Equity Compensation Common | 06/12/2026 | Restricted Stock Award"

Equity compensation is pay given to employees, executives or contractors in the form of company ownership—such as stock, stock options or restricted shares—rather than just cash. It matters to investors because it can align workers' incentives with shareholders (like paying someone in slices of the same pie they help grow), but it also increases the number of shares outstanding and company expenses, affecting ownership percentages and earnings per share.

Form 144 / Rule 144 regulatory

"144: Securities To Be Sold"

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Available on EDGAR 06/22/2026 - 12:18 PM Accepted by SEC EDGAR 06/22/2026 - 12:18 PM Learn about SEC filing dates

FAQ

What does the Charles Schwab (SHO) Form 144 notice report?

It reports proposed sales of Common Stock from equity compensation. The notice lists 200800 shares dated 02/01/2018 and 36306 shares dated 06/12/2026, filed on 06/22/2026.

Does the Form 144 confirm that the shares were sold?

No, the Form 144 is a notice of intent to sell under Rule 144. This excerpt lists intended amounts and award dates but does not confirm execution, sale price, or net proceeds.

Are the listed shares from compensation awards or open-market holdings?

The filing explicitly labels both entries as Restricted Stock Award under Equity Compensation, indicating the shares originate from company awards rather than previously unrestricted open-market holdings.

Where can I find confirmation of an actual sale after a Form 144?

Confirmation typically appears in broker trade reports or subsequent SEC filings such as Form 4 or Form 5. The provided excerpt does not include post-notice trade confirmations or proceeds information.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab Corp. 3000 Schwab Way Westlake TX 76262	237106	2855941.77	186291270	06/22/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/01/2018	Restricted Stock Award	Issuer			200800	02/01/2018	Equity Compensation
Common	06/12/2026	Restricted Stock Award	Issuer			36306	06/12/2026	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)