Welcome to our dedicated page for Stifel Fin SEC filings (Ticker: SF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Stifel Financial Corp. (NYSE: SF) SEC filings page brings together the company’s regulatory disclosures, including current and periodic reports filed with the U.S. Securities and Exchange Commission. As a financial services holding company with activities in wealth management, investment banking, trading, banking, and trust services, Stifel uses its SEC filings to report financial results, operating data, and material events affecting SF and its listed securities.
Recent Form 8-K filings show how Stifel reports selected operating results for specific month-ends, attaching press releases that detail total client assets, fee-based client assets, bank loans, client money market and insured product balances, and treasury deposits. Other 8-Ks furnish quarterly financial results, financial supplements, and presentation materials for earnings conference calls, giving investors a view into segment performance in Global Wealth Management and the Institutional Group.
According to these filings, Stifel’s securities registered under Section 12(b) of the Exchange Act include its common stock (SF), several series of non-cumulative perpetual preferred stock represented by depository shares (SF-PB, SF-PC, SF-PD), and 5.20% Senior Notes due 2047 (SFB), all listed on the New York Stock Exchange. Filings provide details on these instruments, along with capital ratios, risk-weighted assets, and other regulatory metrics in the firm’s financial supplements.
On Stock Titan, users can access SF filings as they are made available through EDGAR and use AI-powered summaries to interpret complex documents such as 8-Ks, 10-Qs, and 10-Ks. The platform highlights key points—like changes in client assets, segment revenues, capital structure, and disclosures about risks—so readers can quickly understand what each filing means without reading every line of the original document.
Stifel Financial Corp. reported sharply stronger results for the quarter ended March 31, 2026. Total revenues were $1,665,652,000, and net revenues after interest expense reached $1,478,161,000, reflecting broad-based growth in commissions, principal transactions, investment banking, and asset management.
Net income jumped to $251,419,000, with net income available to common shareholders of $242,099,000. Diluted earnings per share rose to $1.48, while basic EPS was $1.56. Results include a $49,784,000 gain on the sale of Stifel Independent Advisors, recorded in other income.
The balance sheet expanded, with total assets of $42,893,152,000 and total equity of $5,984,482,000. Bank loans held for investment, net, were $21,836,987,000, and the allowance for credit losses on loans stood at $115,178,000. Operating cash flow was a net use of $342,573,000, while financing activities provided $1,247,558,000, driven by higher bank deposits and securities financing.
Vanguard Capital Management reports beneficial ownership of 7,812,978 shares of Stifel Financial Corp common stock, representing 5.04% of the class. The disclosure states voting and dispositive powers (sole voting power: 1,165,414) and includes affiliated holdings "in accordance with SEC Release No. 34-39538 (January 12, 1998)."
Stifel Financial Corp. is asking shareholders at its virtual 2026 annual meeting to elect directors, approve executive compensation, and authorize more common shares and equity incentive capacity. Proposals include a 50% increase in authorized common stock and a 9,000,000-share expansion of the 2001 Incentive Stock Plan, plus ratification of KPMG as auditor.
The proxy highlights 2025 performance using non-GAAP measures: pre-tax net income of $0.99 billion, net revenue of $5.53 billion (up 11% year over year), and diluted EPS of $4.51. Non-GAAP return on common equity was 15%, non-GAAP pre-tax margin on net revenues was 22%, and total shareholder return was 20%. Book value per share reached $34.71, assets grew to $41 billion, and equity was $5.98 billion.
Global Wealth Management delivered record net revenue of $3.5 billion and the Institutional Group generated $1.9 billion in net revenue. Stifel reports over $552 billion in Global Wealth client assets, a Tier 1 leverage capital ratio of 11.4%, and repurchases of more than 5.5 million shares at an average price of $67.24. The dividend on common stock was increased by 11% beginning in early 2026.
The Board remains majority independent, with a combined Chair/CEO structure and a Lead Independent Director. Four standing committees—all composed of independent directors—oversee audit, compensation, nominations and governance, and risk management, including cybersecurity and capital and liquidity oversight. Executive pay is heavily weighted to variable and deferred elements such as RSUs and Performance-Based RSUs (PRSUs), with CEO 2025 total compensation of $18.0 million, split between realized and at-risk awards.
Stifel Financial Corp. reported a very strong first quarter 2026, driven by broad-based growth in both wealth management and institutional businesses. Net revenues rose to $1.48 billion from $1.26 billion, while net income available to common shareholders jumped to $242.1 million from $43.7 million a year earlier.
GAAP diluted earnings per common share increased to $1.48 from $0.26, and non-GAAP diluted EPS reached $1.45 versus $0.33. Global Wealth Management net revenues grew to $932.1 million and Institutional Group net revenues to $495.3 million, with both segments more than doubling pre-tax income year over year.
The firm highlighted record first-quarter net revenue, record asset management revenue, and record first-quarter investment banking revenue. Profitability improved markedly, with the GAAP pre-tax margin on net revenues expanding to 22.1% from 5.0%, and non-GAAP return on tangible common equity rising to 24.8% from 6.2%.
Stifel Financial Corp. files a definitive proxy statement for the 2026 Annual Meeting seeking shareholder votes on director elections, an advisory vote to approve executive compensation, increases to authorized common shares and incentive plan capacity, and ratification of KPMG as independent auditors. The meeting is virtual on June 9, 2026; the record date is April 13, 2026. The proxy discloses 2025 performance metrics (non-GAAP net revenue $5.53bn; non-GAAP pre-tax net income $0.99bn; book value per share $34.71), executive compensation framework including PRSU and LTRSU awards, and Board governance practices including committee charters, independence determinations, and director skills matrices.
The Vanguard Group filed Amendment No. 14 to its Schedule 13G/A reporting ownership of Stifel Financial Corp common stock. The amendment states that, following an internal realignment, certain Vanguard subsidiaries will report holdings separately and that The Vanguard Group beneficially owns 0 shares (0%) of Stifel Financial Corp as disclosed in the amendment.
The filing explains the disaggregation is made in accordance with SEC Release No. 34-39538 and is signed by Vanguard's Head of Global Fund Administration.
Stifel Financial Corp. released selected operating data for February 28, 2026 and updated its first-quarter outlook. After completing the sale of Stifel Independent Advisors, LLC on February 2, 2026, management said that, excluding assets from this transaction, total client assets and fee-based client assets rose 12% and 19% year-over-year, helped by equity markets and advisor recruiting.
Based on the table provided, total client assets were $557,714 million, up 10% from February 28, 2025. Fee-based client assets were $228,012 million, up 16% year-over-year, while bank loans, net, were $22,348 million, up 5%. Treasury deposits reached $9,584 million, a 73% increase from a year earlier and up 5% from January.
Client money market and insured products were $26,030 million, down 6% year-over-year but slightly above January. The company noted that first-quarter 2026 investment banking activity is well above prior-year levels and stated an expectation that first-quarter 2026 revenue will increase 30%–40% versus the first quarter of 2025, while cautioning that this limited operating data should not be assumed to correlate consistently with earnings.
STIFEL FINANCIAL CORP insider Raymond Charles Bradford reported routine equity compensation activity involving phantom stock units and common shares. He received a grant of 60,673 phantom stock units tied to a 2022 performance-based award, of which 80 percent are currently vested and 20 percent will vest in one year. He also exercised 53,241 phantom stock units into 53,241 shares of common stock. To cover tax obligations on this exercise, 29,443 common shares valued at $73.05 per share were withheld, leaving him with 88,337 common shares held directly after the transactions. These actions reflect compensation and tax settlement mechanics rather than open-market buying or selling.
STIFEL FINANCIAL CORP Chief Executive Officer Ronald J. Kruszewski reported awards of phantom stock units on February 27, 2026. He acquired 39,163 phantom stock units at $74.03 per unit and 27,009 phantom stock units at $74.05 per unit as grant or award acquisitions.
One award vests in 20% increments over five years and another vests in 10% increments over ten years, with no expiration date for these units. Following these awards, he also directly held 1,883,213 shares of common stock, a total adjusted for a 3-for-2 stock split payable on February 26, 2026.