Welcome to our dedicated page for Stifel Fin SEC filings (Ticker: SF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Stifel Financial Corp. filings document formal disclosures for a financial-services company with common stock, preferred depositary shares, and senior notes registered on the New York Stock Exchange. Recent 8-K reports furnish quarterly results, financial supplements, conference-call materials, selected operating results, and Regulation FD disclosures covering client assets, banking balances, loans, and other operating metrics.
The filing record also includes proxy materials and capital-structure disclosures. Stifel reports depositary shares representing interests in Series B, Series C, and Series D preferred stock, 5.20% Senior Notes due 2047, common stock, and credit arrangements involving Stifel Nicolaus & Company, Incorporated and bank lenders, alongside governance and shareholder-meeting materials filed on Schedule 14A.
Berlew Adam T. reported acquisition or exercise transactions in this Form 4 filing.
STIFEL FINANCIAL CORP director Adam T. Berlew reported a compensation grant of derivative equity tied to the company’s common stock. He received 2,450 Phontom Stock Units on June 9, 2026 at a reference price of $71.40 per unit, each linked to one share of common stock.
The units vest quarterly over a one-year period and have no stated expiration date, providing deferred, stock-based compensation rather than an immediate cash transaction. Separately, the filing shows he directly holds 24,475 shares of Stifel common stock following the reported transactions.
Brown Maryam S. reported acquisition or exercise transactions in this Form 4 filing.
Stifel Financial Corp director Maryam S. Brown reported a compensation-related grant of 2,450 Phantom Stock Units tied to the company’s common stock, using a reference price of $71.40 per unit. These units vest quarterly over a one-year period and have no stated expiration date.
Following the reported transactions, Brown holds 10,429 shares of common stock directly, in addition to the new phantom units. The filing reflects equity-based director compensation rather than an open-market purchase or sale.
BROWN MICHAEL W reported acquisition or exercise transactions in this Form 4 filing.
STIFEL FINANCIAL CORP director Michael W. Brown reported a compensation-related grant of 2,450 Phantom Stock Units. These units were awarded on June 9, 2026 at a reference price of $71.40 per unit and are tied to the company’s common stock.
The Phantom Stock Units vest quarterly over a one-year period, providing Brown with equity-based incentives over time, and the footnotes state there is no expiration date for these units. Following the reported transactions, Brown directly holds 103,264 shares of common stock, giving context for his existing ownership stake alongside the new award.
Carnoy Lisa Landau reported acquisition or exercise transactions in this Form 4 filing.
Stifel Financial Corp director Lisa Landau Carnoy reported a compensation-related equity grant. She received 2,450 Phantom Stock Units tied to Stifel common stock at a reference value of $71.40 per unit. These units vest quarterly over a one-year period and have no stated expiration date.
The filing also shows she directly holds 10,611 shares of Stifel common stock after the reported transactions. The Phantom Stock Units represent a deferred, stock-based form of compensation rather than an open-market purchase or sale.
Kavanaugh James P. reported acquisition or exercise transactions in this Form 4 filing.
STIFEL FINANCIAL CORP director James P. Kavanaugh received a grant of 2,450 Phantom Stock Units tied to the company’s common stock. The units were awarded at a reference price of $71.40 per unit and vest quarterly over a one-year period, with no stated expiration date.
In addition to this grant, Kavanaugh directly holds 13,626 shares of Stifel common stock as of the reported date, reflecting his ongoing equity stake in the company.
Nesi Victor reported acquisition or exercise transactions in this Form 4 filing.
Stifel Financial Corp director Victor Nesi reported updated equity holdings and a new compensation grant. He received 2,450 Phantom Stock Units, each tied to one share of common stock at a reference price of $71.40. These units vest quarterly over one year and have no stated expiration date. Following this award, his Phantom Stock Unit balance is 90,962 units. The filing also lists 247,571 shares of common stock held directly, plus additional indirect holdings through a children's trust, a family trust, and another trust structure.
PEACOCK DAVID A reported acquisition or exercise transactions in this Form 4 filing.
STIFEL FINANCIAL CORP director David A. Peacock reported a routine compensation grant and his current indirect holdings. He received 2,450 Phantom Stock Units tied to Stifel common stock at $71.40 per unit. These units vest quarterly over one year and have no stated expiration date.
Following the grant, Peacock holds 2,450 Phantom Stock Units directly and 13,764 shares of common stock indirectly through a trust. The filing reflects compensation-related equity rather than open-market buying or selling.
Grady Robert Edward reported acquisition or exercise transactions in this Form 4 filing.
STIFEL FINANCIAL CORP director Robert Edward Grady received a compensation grant of 2,450 Phantom Stock Units. These derivative units, tied to the company’s Common Stock, were awarded on June 9, 2026 at a reference price of $71.40 per unit.
The units vest quarterly over a one-year period, providing staged equity-based compensation, and the company notes there is no expiration date for these units. Separately, Grady holds 23,144 shares of Common Stock directly following the reported holdings entry, indicating an existing equity stake alongside the new award.
Stifel Financial Corp director Michael J. Zimmerman reported a new equity-based compensation grant. He received 2,450 Phantom Stock Units on Common Stock at a reference value of $71.40 per unit, classified as a grant or award acquisition. The units vest quarterly over a one-year period and have no expiration date. Following this filing, Zimmerman holds 71,562 shares of Common Stock directly, and 2,450 Phantom Stock Units tied to an equivalent number of underlying common shares.
Markus Maura A. reported acquisition or exercise transactions in this Form 4 filing.
STIFEL FINANCIAL CORP director Maura A. Markus reported a new equity-based award. On June 9, 2026, she received 2,450 Phantom Stock Units, each valued at $71.40 and tied to an equal number of shares of common stock.
The filing notes these units vest quarterly over a one-year period and have no expiration date. A separate line shows she holds 44,688 shares of common stock directly following the reported transactions, reflecting her existing equity position.