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  4. [Form 4] ROKU, INC Insider Trading Activity

Roku executive discloses RSU vesting, 719-share sale at ~$95

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Roku, Inc. (ROKU) executive VP and Chief Accounting Officer Mr. Banks reported equity transactions related to restricted stock units and a small share sale. On November 17, 2025, 5,260 shares of Class A common stock were acquired through RSU vesting at an exercise price of $0.0, while 2,611 shares were withheld by Roku to cover income tax obligations at a price of $96.89 per share. On November 18, 2025, 719 shares were sold at $95.09 per share under a pre-arranged Rule 10b5-1 trading plan, leaving Mr. Banks with 7,285 shares of Class A common stock held directly.

Positive

  • None.

Negative

  • None.
Insider Banks Matthew C.
Role VP, CAO
Sold 719 shs ($68K)
Type Security Shares Price Value
Sale Class A Common Stock 719 $95.09 $68K
Exercise Restricted Stock Unit 148 $0.00 --
Exercise Restricted Stock Unit 1,048 $0.00 --
Exercise Restricted Stock Unit 1,248 $0.00 --
Exercise Restricted Stock Unit 827 $0.00 --
Exercise Restricted Stock Unit 1,202 $0.00 --
Exercise Restricted Stock Unit 787 $0.00 --
Exercise Class A Common Stock 5,260 $0.00 --
Tax Withholding Class A Common Stock 2,611 $96.89 $253K
Holdings After Transaction: Class A Common Stock — 7,285 shares (Direct); Restricted Stock Unit — 0 shares (Direct)
Footnotes (1)
  1. Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on November 17, 2025. Shares sold pursuant to Mr. Banks' 10b5-1 plan. Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2022. This RSU vests in four substantially equal quarterly installments. The first installment vested on June 1, 2025. This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2023. This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024. This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2025.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
 Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Banks Matthew C.
(Last) (First) (Middle)
C/O ROKU, INC.
1173 COLEMAN AVE.
(Street)
SAN JOSE CA 95110
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ROKU, INC [ ROKU ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP, CAO
3. Date of Earliest Transaction (Month/Day/Year)
11/17/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 11/17/2025 M 5,260 A $0.0 10,615 D
Class A Common Stock 11/17/2025 F 2,611(1) D $96.89 8,004 D
Class A Common Stock 11/18/2025 S 719(2) D $95.09 7,285 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit (3) 11/17/2025 M 148 (4) (4) Class A Common Stock 148 $0.0 0 D
Restricted Stock Unit (3) 11/17/2025 M 1,048 (5) (5) Class A Common Stock 1,048 $0.0 1,049 D
Restricted Stock Unit (3) 11/17/2025 M 1,248 (6) (6) Class A Common Stock 1,248 $0.0 4,995 D
Restricted Stock Unit (3) 11/17/2025 M 827 (7) (7) Class A Common Stock 827 $0.0 2,484 D
Restricted Stock Unit (3) 11/17/2025 M 1,202 (8) (8) Class A Common Stock 1,202 $0.0 8,414 D
Restricted Stock Unit (3) 11/17/2025 M 787 (9) (9) Class A Common Stock 787 $0.0 8,667 D
Explanation of Responses:
1. Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on November 17, 2025.
2. Shares sold pursuant to Mr. Banks' 10b5-1 plan.
3. Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
4. This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2022.
5. This RSU vests in four substantially equal quarterly installments. The first installment vested on June 1, 2025.
6. This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2023.
7. This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.
8. This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024.
9. This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2025.
/s/ Renee Strandness, attorney-in-fact 11/19/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Roku (ROKU) report in this Form 4?

The filing reports that VP and Chief Accounting Officer Mr. Banks had restricted stock units vest into 5,260 shares of Roku Class A common stock, with a portion withheld for taxes and a small number of shares sold.

How many Roku (ROKU) shares were sold by Mr. Banks and at what price?

Mr. Banks sold 719 shares of Roku Class A common stock at a price of $95.09 per share on November 18, 2025.

How many Roku (ROKU) shares were withheld to cover taxes on the RSU vesting?

Roku withheld 2,611 shares of Class A common stock at $96.89 per share to satisfy income tax withholding and remittance obligations related to the RSU vesting on November 17, 2025.

Was the Roku (ROKU) share sale made under a Rule 10b5-1 plan?

Yes. The filing states that the 719 shares sold on November 18, 2025 were sold pursuant to Mr. Banks' Rule 10b5-1 trading plan.

How many Roku (ROKU) shares does Mr. Banks own after these transactions?

Following the reported transactions, Mr. Banks directly beneficially owns 7,285 shares of Roku Class A common stock.

What do the Roku (ROKU) RSUs reported in Table II represent?

Each restricted stock unit represents a contingent right to receive one share of Roku Class A common stock, with multiple awards vesting in substantially equal quarterly installments beginning on specified dates such as June 1, 2022 and June 1, 2025.