Welcome to our dedicated page for Roku SEC filings (Ticker: ROKU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Roku, Inc. (ROKU) SEC filings page on Stock Titan provides access to the company’s official U.S. regulatory disclosures, including current reports on Form 8-K and other key documents filed with the Securities and Exchange Commission. Roku uses these filings to report material events, financial results, governance decisions, and shareholder matters related to its TV streaming platform business.
Recent Form 8-K filings show how Roku communicates quarterly financial results. For example, Roku has furnished shareholder letters as exhibits to Form 8-K to report results of operations and financial condition for specific quarters. These filings indicate that Roku uses shareholder letters to provide more detailed discussion of its performance while treating the information as furnished, not filed, under the Exchange Act.
Roku’s SEC filings also address corporate governance and executive compensation topics. In an amended Form 8-K, Roku disclosed the outcome of stockholder votes at its annual meeting and its decision to hold non-binding advisory votes on executive compensation (Say-on-Pay) every year until the next required vote on frequency. Another Form 8-K reported the appointment of the company’s Chief Financial Officer to the additional role of Chief Operating Officer and described a stock repurchase program for its Class A common stock, including authorization amount and duration.
Through Stock Titan, readers can review these filings alongside AI-powered summaries that explain the significance of items such as Item 2.02 results of operations, Item 5.02 executive appointments, and Item 5.07 stockholder voting outcomes. The filings page helps investors and researchers quickly understand how Roku reports its financial results, governance decisions, and capital allocation plans, and how these disclosures relate to its role as a TV streaming platform connecting users, content publishers, and advertisers.
ROKU, INC director Neil D. Hunt exercised and converted derivative awards and sold shares in pre-planned trades. He exercised an employee stock option for 4,000 shares of Class B Common Stock at an exercise price of $8.82 per share and converted 2,000 shares of Class B Common Stock into Class A Common Stock.
On the same date, he sold a total of 2,000 shares of Class A Common Stock in open-market transactions at weighted average prices of $95.00, $96.00 and $96.80 per share, pursuant to a Rule 10b5-1 trading plan. Following these transactions, he held 7,782 shares of Class A Common Stock and 59,333 shares of Class B Common Stock directly.
ROKU, INC reported that VP and Chief Accounting Officer Matthew C. Banks executed an open-market sale of its Class A Common Stock. On April 1, 2026, he sold 728 shares at an average price of $96.02 per share pursuant to his Rule 10b5-1 trading plan.
Following this transaction, Banks directly holds 6,947 shares of Roku Class A Common Stock. Because the sale was carried out under a pre-arranged 10b5-1 plan, the timing reflects a scheduled diversification step rather than a discretionary market-timing decision.
ROKU reported a Form 144 notice of intent to sell 2,000 shares of Common Stock via a stock option exercise on 04/01/2026. The filing also lists three prior dispositions of 2,000 shares each on 03/02/2026, 02/02/2026, and 01/02/2026 with proceeds shown per sale.
ROKU reported a Form 144 notice showing an intended sale of 728 shares of restricted common stock (listed as ISSUER disposition) dated 03/01/2026. The filing also lists two sales by Matt Banks in the past three months: 729 shares on 01/02/2026 and 716 shares on 03/03/2026, with reported proceeds shown alongside each transaction.
Roku Inc — Schedule 13G/A amendment: The Vanguard Group filed Amendment No. 8 reporting an internal realignment and disaggregation of certain subsidiaries' holdings. The filing states that, after the realignment, The Vanguard Group beneficially owns 0 shares of Roku common stock, representing 0%.
The amendment cites SEC Release No. 34-39538 (January 12, 1998) and explains that subsidiaries or business divisions will report beneficial ownership separately; the filing is signed by Ashley Grim, Head of Global Fund Administration, dated 03/27/2026.
ROKU, INC executive Dan Jedda, the company’s CFO and COO, reported selling 15,000 shares of Class A Common Stock in open-market transactions on March 16, 2026. The trades, executed under a pre-arranged Rule 10b5-1 plan, occurred at weighted average prices between about $92.01 and $96.12 per share. After these sales, Jedda directly holds 85,115 shares of Roku stock.
ROKU filed a Form 144 reporting an intended sale of 15,000 shares of Common Stock. The filing lists prior sales by Daniel Jedda: 3,000 shares sold on 02/17/2026 for $266,640 and 3,000 shares sold on 01/15/2026 for $322,680.
ROKU, INC CEO Anthony Wood reported a conversion and sale of shares on March 10, 2026. The Wood 2017 Revocable Trust converted 50,000 shares of Class B Common Stock into 50,000 shares of Class A Common Stock, then sold 50,000 Class A shares in open-market transactions.
The sales were executed at weighted average prices ranging from about $98 to $102 per share and were made pursuant to Mr. Wood's Rule 10b5-1 trading plan. Following these transactions, 16,343,111 shares of Class B Common Stock were held indirectly through the Wood 2017 Revocable Trust as of March 10, 2026, along with additional Class A shares held directly and through several other trusts.
Morgan Stanley Smith Barney LLC submitted a Form 144 reporting a proposed sale of 50,000 shares of Common Stock for $5,008,500.00.
The filing identifies the securities as previously exercised stock options with cash as the consideration. The excerpt also lists recent 10b5-1 sales by THE WOOD REVOCABLE TRUST U/A DTD 12/01/2017: 50,000 shares on 02/10/2026 for $4,539,555.00, 75,000 shares on 01/12/2026 for $8,220,825.00, and 25,000 shares on 12/11/2025 for $2,758,002.50.
Roku, Inc. executive Charles Collier, President of Roku Media, reported an open-market sale of 1,715 shares of Class A common stock at $100.00 per share on March 5, 2026. The sale was made under Mr. Collier's Rule 10b5-1 trading plan. After the transaction, he directly held 11,131 shares and indirectly held 600 shares through the Charles D. Collier Revocable Trust.