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Roku SEC Filings

ROKU NASDAQ

Welcome to our dedicated page for Roku SEC filings (Ticker: ROKU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Roku, Inc. filings document the financial reporting, segment structure, governance and capital actions of a public TV streaming platform company. Its Form 8-K reports include shareholder letters with quarterly and annual results, disclosure of the split of the Platform business into Advertising and Subscriptions, and information on share repurchases under a board-approved stock repurchase program.

Roku proxy materials cover annual meeting matters for holders of Class A and Class B common stock, including director elections, advisory votes on executive compensation, auditor ratification and stockholder voting procedures. Other current reports record executive-officer role changes and annual-meeting voting results, including the company’s frequency policy for future say-on-pay votes.

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ROKU, INC executive Jedda Dan, the company’s CFO & COO, reported an open-market sale of 7,000 shares of Class A Common Stock at an average price of $122.56 per share. The transaction was executed pursuant to Mr. Jedda’s Rule 10b5-1 trading plan and is described as an open-market sale.

After this sale, Mr. Jedda directly holds 71,115 shares of Roku Class A Common Stock. The filing does not show any accompanying option exercises or derivative positions, indicating this was a straightforward stock sale under a pre-arranged plan.

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Morgan Stanley Smith Barney LLC-listed shares were reported sold by Daniel Jedda under Rule 144. The notice lists multiple resale transactions of Common stock: 3,000 shares on 02/17/2026 for $266,640, 15,000 shares on 03/16/2026 for $1,413,432, and 7,000 shares on 04/15/2026 for $749,000. The filing also shows a restricted stock block of 7,000 shares dated 11/15/2025.

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ROKU, INC CEO Anthony J. Wood, through the Wood 2017 Revocable Trust, reported a mixed set of insider transactions involving Roku Class A and Class B Common Stock. On May 11, 2026, the trust sold a total of 75,000 shares of Class A Common Stock in open-market transactions at weighted average prices ranging from $127.61 to $131.22 per share, under a pre-arranged Rule 10b5-1 trading plan.

On the same date, the Wood 2017 Revocable Trust converted 75,000 shares of Class B Common Stock into 75,000 shares of Class A Common Stock. After these transactions, the trust held 75,000 shares of Class A Common Stock and 16,193,111 shares of Class B Common Stock. The filing also lists additional indirect holdings in various Anthony J. Wood trusts and a direct holding of 14,228 Class A shares, indicating that the sales represent a small portion of his overall economic interest in Roku.

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Morgan Stanley Smith Barney LLC submitted a notice concerning up to 75,000 shares of Common Stock to be sold that were issued upon previously exercised stock options dated 06/14/2013. The record shows three 10b5-1 sales by The Wood Revocable Trust on 03/10/2026, 04/10/2026, and 04/16/2026 for 50,000, 50,000, and 25,000 shares respectively, with proceeds listed for each sale.

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Roku Inc. reporting person FMR LLC holds 16,982,959.83 shares of Class A common stock, representing 13.0% of the class as of 03/31/2026. The filing states FMR LLC has sole dispositive power over 16,982,959.83 shares and sole voting power of 16,863,800.84.

The schedule also discloses that Fidelity Advisor Growth Opportunities Fund held 7,745,927 shares, or 5.9% of Class A common stock as of 03/31/2026. Signatures indicate authorization by Richard Bourgelas under a power of attorney.

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ROKU, INC executive Matthew C. Banks, VP and Chief Accounting Officer, sold 725 shares of Class A Common Stock in an open-market transaction on May 1, 2026 at $125.52 per share.

The sale was made pursuant to Mr. Banks' pre-arranged Rule 10b5-1 trading plan, indicating it was scheduled in advance. Following this transaction, he directly holds 6,222 shares of Roku Class A Common Stock.

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ROKU, INC executive Gilbert Fuchsberg, President, Subscriptions, completed an open-market sale of 9,593 shares of Class A Common Stock at $125.52 per share. Following the transaction, he directly holds 50,863 shares. The sale was executed pursuant to a pre-arranged Rule 10b5-1 trading plan.

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ROKU, INC director Neil D. Hunt reported a mix of derivative exercises and open-market sales of the company’s stock. On Class A Common Stock, he sold a total of 2,000 shares in multiple open-market transactions at weighted average prices within ranges from $116.84 to $125.52 per share, under a pre-arranged Rule 10b5-1 trading plan.

Hunt also acquired shares through derivative activity. He converted 2,000 shares of Class B Common Stock into 2,000 shares of Class A Common Stock and exercised derivative securities covering an additional 8,000 shares, including an employee stock option for 4,000 shares with a $8.82 exercise price. Following these transactions, he directly holds 7,782 shares of Class A Common Stock, 16,000 shares of Class B Common Stock, and 55,333 employee stock options. The sales and exercises appear as routine portfolio management under his trading plan.

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ROKU, INC President, Roku Media Charles Collier reported an exercise-and-sell transaction in Class A Common Stock. On 2026-05-04, he exercised employee stock options to acquire 20,538 shares at a conversion price of $49.59 per share, then sold 20,538 shares in open‑market trades at weighted average prices between $122.58 and $125.71 per share. The sales were made under a pre-arranged Rule 10b5-1 trading plan, which schedules transactions in advance.

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Charles Collier submitted a Form 144 reporting the proposed sale of 20,538 shares of common stock on 05/04/2026 in connection with a stock option exercise. The filing lists prior sales by Mr. Collier in the past three months, including transactions on 04/17/2026, 04/08/2026, 04/16/2026, 03/05/2026, and 03/03/2026 with individual share counts and cash amounts.

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FAQ

How many Roku (ROKU) SEC filings are available on StockTitan?

StockTitan tracks 147 SEC filings for Roku (ROKU), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Roku (ROKU)?

The most recent SEC filing for Roku (ROKU) was filed on May 18, 2026.