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Rockwell Automation (NYSE: ROK) VP exercises options and sells 1,271 shares

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Rockwell Automation vice president and treasurer Isaac Woods reported option exercises and share sales in Rockwell Automation, Inc. common stock. On February 25, 2026, he exercised employee stock options and acquired shares, then sold 1,271 common shares in multiple open‑market transactions under a pre‑arranged Rule 10b5‑1 trading plan entered into on November 26, 2025.

The sales were executed at weighted average prices in the low $400 range, with detailed price ranges available on request from the company. Following these transactions, Woods directly owned 1,687 common shares, and also had 468.2288 shares represented by company stock fund units in the Rockwell Automation Savings Plan as of December 31, 2025.

Positive

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Insider Woods Isaac
Role Vice President and Treasurer
Sold 1,271 shs ($516K)
Type Security Shares Price Value
Exercise Employee Stock Option (Right to Buy) 500 $0.00 --
Exercise Employee Stock Option (Right to Buy) 400 $0.00 --
Exercise Common Stock 400 $246.77 $99K
Exercise Common Stock 500 $259.81 $130K
Sale Common Stock 220 $402.3498 $89K
Sale Common Stock 360 $404.0594 $145K
Sale Common Stock 280 $405.3536 $113K
Sale Common Stock 40 $406.865 $16K
Sale Common Stock 371 $409.37 $152K
holding Common Stock -- -- --
Holdings After Transaction: Employee Stock Option (Right to Buy) — 1,046 shares (Direct); Common Stock — 2,458 shares (Direct); Common Stock — 468.229 shares (Indirect, By Savings Plan)
Footnotes (1)
  1. Shares exercised and sold pursuant to Rule 10b5-1 plan entered into on 11/26/2025. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $401.87 to $402.84. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $403.6650 to $404.64. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $405.12 to $405.6650. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/26/2025. Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 12/31/2025. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. The options vest in three substantially equal annual installments beginning on the date exercisable.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
 Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Woods Isaac
(Last) (First) (Middle)
1201 SOUTH SECOND STREET
(Street)
MILWAUKEE WI 53204
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ROCKWELL AUTOMATION, INC [ ROK ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Vice President and Treasurer
3. Date of Earliest Transaction (Month/Day/Year)
02/25/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/25/2026 M 400 A $246.77 2,458 D
Common Stock 02/25/2026 M 500 A $259.81 2,958 D
Common Stock 02/25/2026 S(1) 220 D $402.3498(2) 2,738 D
Common Stock 02/25/2026 S(1) 360 D $404.0594(3) 2,378 D
Common Stock 02/25/2026 S(1) 280 D $405.3536(4) 2,098 D
Common Stock 02/25/2026 S(1) 40 D $406.865 2,058 D
Common Stock 02/25/2026 S(5) 371 D $409.37 1,687 D
Common Stock 468.2288(6) I By Savings Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy) $259.81 02/25/2026 M 500 12/09/2023(7) 12/09/2032 Common Stock 500 $0 1,046 D
Employee Stock Option (Right to Buy) $246.77 02/25/2026 M 400 12/10/2021(7) 12/10/2030 Common Stock 400 $0 400 D
Explanation of Responses:
1. Shares exercised and sold pursuant to Rule 10b5-1 plan entered into on 11/26/2025.
2. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $401.87 to $402.84. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
3. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $403.6650 to $404.64. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
4. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $405.12 to $405.6650. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
5. Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/26/2025.
6. Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 12/31/2025. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
7. The options vest in three substantially equal annual installments beginning on the date exercisable.
Remarks:
Danielle White, Attorney-in-fact for Isaac Woods 02/27/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did Rockwell Automation (ROK) executive Isaac Woods report?

Isaac Woods reported exercising employee stock options and selling Rockwell Automation common stock. On February 25, 2026, he completed option exercises and open‑market sales totaling 1,271 shares under a pre‑arranged Rule 10b5‑1 trading plan first established on November 26, 2025, according to the filing.

How many Rockwell Automation (ROK) shares did Isaac Woods sell and at what prices?

Isaac Woods sold 1,271 Rockwell Automation common shares in multiple open‑market transactions. The Form 4 shows weighted average sale prices in the low $400 range, with specific trades reported between $401.87 and $409.37 per share, and detailed breakdowns available from the company upon request.

Was the Rockwell Automation (ROK) insider sale by Isaac Woods under a Rule 10b5-1 plan?

Yes. The filing states the exercised and sold shares were transacted under a Rule 10b5‑1 trading plan. This plan was entered into on November 26, 2025, indicating the sales and related option exercises were pre‑scheduled rather than newly decided at the time of execution.

How many Rockwell Automation (ROK) shares does Isaac Woods own after these transactions?

After the reported transactions, Isaac Woods directly owned 1,687 Rockwell Automation common shares. In addition, he held 468.2288 shares represented by company stock fund units in the Rockwell Automation Savings Plan, based on information from the plan administrator as of December 31, 2025.

What types of securities did Isaac Woods transact in Rockwell Automation (ROK)?

Isaac Woods transacted in employee stock options and common stock of Rockwell Automation. He exercised options described as “Employee Stock Option (Right to Buy)” and received common shares, then sold portions of that common stock in open‑market or private transactions as reported in the Form 4.

What role does Isaac Woods hold at Rockwell Automation (ROK) according to the Form 4?

According to the Form 4, Isaac Woods serves as an officer of Rockwell Automation with the title “Vice President and Treasurer.” He is not listed as a director or 10% owner in the filing, but reports these transactions as a Section 16 reporting person for the company.