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[Form 4] ROCKWELL AUTOMATION, INC Insider Trading Activity

Filing Impact
(High)
Filing Sentiment
(Positive)
Form Type
4
Rhea-AI Filing Summary

Rockwell Automation (ROK): SVP, Software and Control, Matheus De A G Viera Bulho reported an option exercise and sale on 10/29/2025. He exercised 822 employee stock options at $350.76 per share and sold 822 shares at $365 per share pursuant to a Rule 10b5-1 trading plan entered into on 11/25/2024.

Following the transactions, he held 983 shares of common stock directly and 5.6667 shares indirectly through the Company Savings Plan. The reported option grant shows $350.76 exercise price, originally granted 12/07/2022 and expiring 12/07/2031.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Bulho Matheus De A G Viera

(Last) (First) (Middle)
1201 S. 2ND STREET

(Street)
MILWAUKEE WI 53204

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ROCKWELL AUTOMATION, INC [ ROK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP Software and Control
3. Date of Earliest Transaction (Month/Day/Year)
10/29/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10/29/2025 M 822 A $350.76 1,805 D
Common Stock 10/29/2025 S(1) 822 D $365 983 D
Common Stock 5.6667(2) I By Savings Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy) $350.76 10/29/2025 M 822 12/07/2022 12/07/2031 Common Stock 822 $350.76 0 D
Explanation of Responses:
1. Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 11/25/2024.
2. Shares represented by Company Stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 10/29/2025.
Remarks:
Danielle White, Attorney-In-Fact for Matheus De A G Viera Bulho 10/31/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did ROK’s SVP report on Form 4?

He exercised 822 options at $350.76 and sold 822 shares at $365 on 10/29/2025.

Was the sale under a Rule 10b5-1 plan?

Yes. The transactions were pursuant to a Rule 10b5-1 trading plan entered on 11/25/2024.

How many ROK shares does he hold after the transactions?

He held 983 shares directly and 5.6667 shares indirectly via the Company Savings Plan.

What was the option exercise price and size?

He exercised 822 options at an exercise price of $350.76 per share.

What were the grant and expiration dates for the exercised options?

The options were granted on 12/07/2022 and expire on 12/07/2031.

Who is the reporting person in this ROK filing?

Matheus De A G Viera Bulho, SVP, Software and Control at Rockwell Automation.
Rockwell Automat

NYSE:ROK

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ROK Stock Data

40.77B
112.21M
0.2%
86.68%
1.97%
Specialty Industrial Machinery
Measuring & Controlling Devices, Nec
Link
United States
MILWAUKEE