Rocket Companies (NYSE: RKT) director awarded 11,255 RSUs in grant

Rhea-AI Filing Summary

Olson Tagar reported acquisition or exercise transactions in this Form 4 filing.

Rocket Companies director Olson Tagar received an equity grant of 11,255 restricted stock units (RSUs) of Class A common stock. The RSUs were awarded at no cash cost under the 2020 Omnibus Incentive Plan and are a form of stock-based compensation, not an open-market purchase.

Each RSU represents the right to receive one share of Class A common stock upon vesting. The award vests on the earlier of the first anniversary of the grant date or the next regularly scheduled annual meeting of stockholders. Following this grant, Tagar’s direct holdings total 289,595 Class A shares, aligning his interests more closely with shareholders.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Olson Tagar

Role null

Type	Security	Shares	Price	Value
Grant/Award	Class A common stock	11,255	$0.00	--

Holdings After Transaction: Class A common stock — 289,595 shares (Direct, null)

Footnotes (1)

1. [object Object]

Key Figures

RSU grant size: 11,255 RSUs Grant price per share: $0.00 per share Holdings after transaction: 289,595 shares

3 metrics

RSU grant size 11,255 RSUs Equity award to director Olson Tagar on June 10, 2026

Grant price per share $0.00 per share Reported price for RSU acquisition

Holdings after transaction 289,595 shares Tagar’s direct Class A common stock position post-grant

Key Terms

restricted stock units ("RSUs"), 2020 Omnibus Incentive Plan, Rule 16b-3, Class A common stock, +1 more

5 terms

restricted stock units ("RSUs") financial

"Represents restricted stock units ("RSUs") granted to the filing person on June 10, 2026"

Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.

2020 Omnibus Incentive Plan financial

"granted to the filing person on June 10, 2026 under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan"

Rule 16b-3 regulatory

"under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan (the "Plan") in a transaction exempt under Rule 16b-3"

Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.

Class A common stock financial

"Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer"

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

annual meeting of stockholders regulatory

"The RSUs vest on the earlier of the first anniversary of the date of grant or the next regularly scheduled annual meeting of stockholders"

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Olson Tagar

(Last) (First) (Middle)

C/O ROCKET COMPANIES, INC.

1050 WOODWARD AVE.

(Street)

DETROIT MICHIGAN 48226

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Rocket Companies, Inc. [ RKT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/10/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A common stock	06/10/2026		A		11,255(1)	A	$0	289,595	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents restricted stock units ("RSUs") granted to the filing person on June 10, 2026 under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan (the "Plan") in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest on the earlier of the first anniversary of the date of grant or the next regularly scheduled annual meeting of stockholders.

Remarks:

Exhibit 24.1: Power of Attorney

	/s/ Elisabeth Gormley, attorney in fact	06/11/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Rocket Companies (RKT) report for Olson Tagar?

Rocket Companies reported that director Olson Tagar received 11,255 restricted stock units as an equity grant. These RSUs were issued at no cash cost under the company’s 2020 Omnibus Incentive Plan as part of his stock-based compensation, not an open-market share purchase.

How many Rocket Companies (RKT) shares does Olson Tagar hold after this grant?

After the RSU grant, Olson Tagar directly holds 289,595 shares of Rocket Companies Class A common stock. This total reflects his position following the award of 11,255 restricted stock units, which will convert into shares as they vest according to the plan’s schedule.

What are the vesting terms of Olson Tagar’s new RSUs at Rocket Companies (RKT)?

The 11,255 restricted stock units granted to Olson Tagar vest on the earlier of the first anniversary of the grant date or the next regularly scheduled annual stockholder meeting. Once vested, each RSU converts into one share of Rocket Companies Class A common stock.

Was Olson Tagar’s Rocket Companies (RKT) RSU grant an open-market purchase?

No, the RSU grant was not an open-market purchase. It was a stock-based compensation award under Rocket Companies’ 2020 Omnibus Incentive Plan, issued at a reported price of $0.00 per share and exempt under Rule 16b-3, meaning Tagar did not pay cash to acquire these units.

Under which plan were Olson Tagar’s RSUs at Rocket Companies (RKT) granted?

Olson Tagar’s 11,255 RSUs were granted under Rocket Companies’ 2020 Omnibus Incentive Plan. This plan provides for equity-based awards like restricted stock units to directors and other participants, aligning their compensation with shareholder interests through future delivery of Class A common shares.