Welcome to our dedicated page for Rocket Companies SEC filings (Ticker: RKT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Rocket Companies, Inc. filings document operating results, governance, funding arrangements and capital-structure matters for its homeownership platform. Its 8-K reports include earnings releases, Regulation FD supplemental financial information, preliminary operating updates, and material definitive agreements involving Rocket Mortgage warehouse and repurchase financing facilities.
Proxy filings cover board matters, stockholder proposals, executive compensation and voting procedures. Other disclosures address direct financial obligations, off-balance-sheet arrangements, funding capacity, risk factors and the financial performance of mortgage, real estate, title and personal finance businesses within Rocket Companies.
Rocket Companies, Inc. submitted a Notification of Late Filing under Rule 12b-25 for its Form 10-Q for the quarter ended March 31, 2026. The company states the delay was caused by technical issues with third-party filing software; the submission was received after 5:30 p.m. and accepted by the SEC at 5:39 p.m. on May 11, 2026.
Rocket Companies, Inc. submitted a Notification of Late Filing under Rule 12b-25 for its Form 10-Q for the quarter ended March 31, 2026. The company states the delay was caused by technical issues with third-party filing software; the submission was received after 5:30 p.m. and accepted by the SEC at 5:39 p.m. on May 11, 2026.
Rocket Companies reported a sharp turnaround for the quarter ended March 31, 2026. Net revenue rose to $2,941 million from $1,101 million a year earlier, and net income reached $297 million versus a prior-period loss attributable to the company.
Results were driven by stronger gain on sale of loans, higher servicing fee income, and a much larger interest and other income base following the Redfin and Mr. Cooper acquisitions. The mortgage servicing rights portfolio stood at $19,377 million, with $40,019 million in related unpaid principal balance sold during the quarter and $1,257,976 million of loans serviced at period-end.
Operating cash flow improved to $1,857 million, while secured financing declined to $15,882 million and unsecured senior notes remained $10,430 million. The company notes a new $175 million jury verdict against subsidiary Rocket Close in the HouseCanary dispute, with litigation reserves of $79 million recorded, and indicates it will continue to contest the case.
Rocket Companies reported a sharp turnaround for the quarter ended March 31, 2026. Net revenue rose to $2,941 million from $1,101 million a year earlier, and net income reached $297 million versus a prior-period loss attributable to the company.
Results were driven by stronger gain on sale of loans, higher servicing fee income, and a much larger interest and other income base following the Redfin and Mr. Cooper acquisitions. The mortgage servicing rights portfolio stood at $19,377 million, with $40,019 million in related unpaid principal balance sold during the quarter and $1,257,976 million of loans serviced at period-end.
Operating cash flow improved to $1,857 million, while secured financing declined to $15,882 million and unsecured senior notes remained $10,430 million. The company notes a new $175 million jury verdict against subsidiary Rocket Close in the HouseCanary dispute, with litigation reserves of $79 million recorded, and indicates it will continue to contest the case.
Rocket Companies, Inc. reported a strong turnaround for the first quarter ended March 31, 2026. Total revenue, net, was $2.94 billion, up from $1.10 billion a year earlier, and GAAP net income was $297 million compared with a prior-year loss of $212 million.
Adjusted revenue reached $2.82 billion, adjusted net income was $422 million, and adjusted EBITDA was $738 million. The company generated $49.4 billion in net rate lock volume and $44.7 billion in closed mortgage originations, supported by a $2.1 trillion servicing portfolio and total liquidity of $9.4 billion.
Management highlighted progress integrating the Mr. Cooper acquisition, earlier-than-planned realization of $400 million expense synergies, rapid growth in AI-driven prospecting and higher-margin products, and guided Q2 2026 adjusted revenue to $2.7–$2.9 billion.
Rocket Companies, Inc. reported a strong turnaround for the first quarter ended March 31, 2026. Total revenue, net, was $2.94 billion, up from $1.10 billion a year earlier, and GAAP net income was $297 million compared with a prior-year loss of $212 million.
Adjusted revenue reached $2.82 billion, adjusted net income was $422 million, and adjusted EBITDA was $738 million. The company generated $49.4 billion in net rate lock volume and $44.7 billion in closed mortgage originations, supported by a $2.1 trillion servicing portfolio and total liquidity of $9.4 billion.
Management highlighted progress integrating the Mr. Cooper acquisition, earlier-than-planned realization of $400 million expense synergies, rapid growth in AI-driven prospecting and higher-margin products, and guided Q2 2026 adjusted revenue to $2.7–$2.9 billion.
Rocket Companies, Inc. Chief Technology Officer Shawn Malhotra had 52,484 shares of Class A common stock withheld to cover taxes on vesting restricted stock units. These shares were forfeited to satisfy tax withholding obligations tied to awards under the company’s 2020 Omnibus Incentive Plan.
After this non-market tax-withholding disposition, Malhotra directly holds 905,271 shares of Rocket Companies Class A common stock. The event reflects routine equity compensation mechanics rather than an open-market sale or purchase decision.
Rocket Companies, Inc. Chief Technology Officer Shawn Malhotra had 52,484 shares of Class A common stock withheld to cover taxes on vesting restricted stock units. These shares were forfeited to satisfy tax withholding obligations tied to awards under the company’s 2020 Omnibus Incentive Plan.
After this non-market tax-withholding disposition, Malhotra directly holds 905,271 shares of Rocket Companies Class A common stock. The event reflects routine equity compensation mechanics rather than an open-market sale or purchase decision.
Rocket Cos Inc ownership disclosure: Vanguard Capital Management reports beneficial ownership of 48,831,301 shares of Common Stock, representing 5.02% of the class. The filing states Vanguard has sole voting power for 7,155,590 shares and sole dispositive power for 48,831,301 shares. The form is signed on 04/30/2026.
Rocket Companies, Inc. has issued its 2026 proxy, outlining proposals for a virtual annual meeting on June 10, 2026 and key governance and pay decisions. In 2025 the company generated $6.9 billion in adjusted revenue and increased adjusted diluted EPS to $0.28 from $0.23.
Rocket highlights scale across its AI-driven homeownership ecosystem, including 62 million monthly active users, 460,000 origination clients in 2025 and about 10 million servicing clients. Stockholders will vote on electing three Class III directors, ratifying Ernst & Young as auditor, and adding 15 million shares to the employee stock purchase plan.
Rocket Companies, Inc. President & Chief Financial Officer Brian Nicholas Brown had 16,112 shares of Class A common stock forfeited at $15.03 per share to cover tax withholding on vesting restricted stock units under the company’s 2020 Omnibus Incentive Plan.
After this tax-related disposition, he directly holds 1,287,006 Class A shares, plus 395,777 shares of Class L-1 common stock and 395,777 shares of Class L-2 common stock, indicating the event is compensation- and tax-driven rather than an open-market trade.
Rocket Companies, Inc. Chief Operating Officer Heather M. Lovier had 8,056 shares of Class A common stock withheld on 2026-04-07 to cover tax obligations. The shares were forfeited at $15.03 per share in connection with the vesting of restricted stock units granted under the company’s 2020 Omnibus Incentive Plan, rather than being sold on the open market.
After this tax-withholding disposition, she directly holds 907,295 shares of Class A common stock, as well as 1,413,489 shares of Class L-1 common stock and 1,413,490 shares of Class L-2 common stock.
Rocket Companies, Inc. Chief Accounting Officer Noah A. Edwards reported a routine tax-related share disposition. On April 7, 2026, 2,302 shares of Class A common stock were forfeited at $15.03 per share to cover tax withholding obligations on vesting restricted stock units. After this withholding event, Edwards directly holds 168,622 shares of Rocket Companies Class A common stock.