Welcome to our dedicated page for Rocket Companies SEC filings (Ticker: RKT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Rocket Companies, Inc. filings document operating results, governance, funding arrangements and capital-structure matters for its homeownership platform. Its 8-K reports include earnings releases, Regulation FD supplemental financial information, preliminary operating updates, and material definitive agreements involving Rocket Mortgage warehouse and repurchase financing facilities.
Proxy filings cover board matters, stockholder proposals, executive compensation and voting procedures. Other disclosures address direct financial obligations, off-balance-sheet arrangements, funding capacity, risk factors and the financial performance of mortgage, real estate, title and personal finance businesses within Rocket Companies.
Rocket Companies, Inc. closed a private Offering of $900,000,000 of 6.125% senior notes due 2031 and $600,000,000 of 6.500% senior notes due 2034. These senior unsecured Notes are fully and unconditionally guaranteed by key domestic subsidiaries under an Indenture dated June 16, 2026.
The company intends to use the proceeds to repay Rocket Mortgage LLC’s 2.875% senior notes due 2026, its 5.250% senior notes due 2028, and other indebtedness. The 2026 Rocket Mortgage notes are scheduled to be redeemed on June 19, 2026 and the 2028 notes on July 9, 2026, with the Offering satisfying the related financing condition.
The 2031 Notes mature on August 1, 2031 and the 2034 Notes on June 15, 2034, with semi-annual cash interest payments and no sinking funds. The Indenture includes covenants restricting certain liens and major corporate transactions, a 101% repurchase right upon specified change of control events, and standard events of default provisions.
SHANK SUZANNE F. reported acquisition or exercise transactions in this Form 4 filing.
Rocket Companies director Suzanne F. Shank received an equity award of 16,312 restricted stock units (RSUs). The grant was made on June 10, 2026 under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan and is exempt under Rule 16b-3. Each RSU represents one share of Class A common stock upon vesting, which occurs on the earlier of the first anniversary of the grant date or the next annual stockholder meeting. Following this award, Shank directly holds 119,558 shares, reflecting routine, stock-based compensation rather than an open-market purchase.
Olson Tagar reported acquisition or exercise transactions in this Form 4 filing.
Rocket Companies director Olson Tagar received an equity grant of 11,255 restricted stock units (RSUs) of Class A common stock. The RSUs were awarded at no cash cost under the 2020 Omnibus Incentive Plan and are a form of stock-based compensation, not an open-market purchase.
Each RSU represents the right to receive one share of Class A common stock upon vesting. The award vests on the earlier of the first anniversary of the grant date or the next regularly scheduled annual meeting of stockholders. Following this grant, Tagar’s direct holdings total 289,595 Class A shares, aligning his interests more closely with shareholders.
MARINER JONATHAN D reported acquisition or exercise transactions in this Form 4 filing.
Rocket Companies director Jonathan D. Mariner received an equity award of 16,312 restricted stock units (RSUs) of Class A common stock. The grant was made on June 10, 2026 under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3.
Each RSU represents the right to receive one share of Class A common stock upon vesting. The RSUs vest on the earlier of the first anniversary of the grant date or the next regularly scheduled annual meeting of stockholders. Following this grant, Mariner directly holds 102,300 shares of Class A common stock.
Rampell Alastair reported acquisition or exercise transactions in this Form 4 filing.
Rocket Companies, Inc. director Alastair Rampell received a grant of 16,312 restricted stock units of Class A common stock as equity compensation. The award was made at no cash cost to him under the 2020 Omnibus Incentive Plan and is exempt under Rule 16b-3. After this grant, he directly holds 54,639 shares or units in total. The RSUs will vest on the earlier of one year from the grant date or the next annual stockholder meeting, aligning his interests with long-term shareholder value.
Rocket Companies, Inc. held its 2026 Annual Meeting of Stockholders on June 10, 2026. Stockholders elected three Class III directors—Varun Krishna, Matthew Rizik, and Suzanne Shank—to serve until the 2029 annual meeting and until their successors are qualified.
Stockholders also ratified Ernst & Young LLP as the independent registered public accounting firm for the year ending December 31, 2026. In addition, they approved an amendment to the 2020 Team Member Stock Purchase Plan to increase the number of authorized shares available for employee purchases under the plan.
Rocket Companies, Inc. priced an upsized private debt offering totaling $1.5 billion in senior unsecured notes. The company will issue $900 million of 6.125% senior notes due 2031 and $600 million of 6.500% senior notes due 2034, guaranteed by key domestic subsidiaries.
The deal, increased from a previously announced $1.2 billion, is expected to close on June 16, 2026 subject to customary conditions. Rocket plans to use the proceeds to redeem Rocket Mortgage, LLC’s 2.875% notes due 2026 and 5.250% notes due 2028 and to repay other indebtedness, with redemptions targeted around June 19, 2026 and July 9, 2026.
The notes are being sold in a private offering to qualified institutional buyers under Rule 144A and to certain non-U.S. investors under Regulation S, and will not be registered under the Securities Act.
Rocket Companies, Inc. priced an upsized private debt offering totaling $1.5 billion in senior unsecured notes. The company will issue $900 million of 6.125% senior notes due 2031 and $600 million of 6.500% senior notes due 2034, guaranteed by key domestic subsidiaries.
The deal, increased from a previously announced $1.2 billion, is expected to close on June 16, 2026 subject to customary conditions. Rocket plans to use the proceeds to redeem Rocket Mortgage, LLC’s 2.875% notes due 2026 and 5.250% notes due 2028 and to repay other indebtedness, with redemptions targeted around June 19, 2026 and July 9, 2026.
The notes are being sold in a private offering to qualified institutional buyers under Rule 144A and to certain non-U.S. investors under Regulation S, and will not be registered under the Securities Act.
Rocket Companies, Inc. priced an upsized private debt offering totaling $1.5 billion in senior unsecured notes. The company will issue $900 million of 6.125% senior notes due 2031 and $600 million of 6.500% senior notes due 2034, guaranteed by key domestic subsidiaries.
The deal, increased from a previously announced $1.2 billion, is expected to close on June 16, 2026 subject to customary conditions. Rocket plans to use the proceeds to redeem Rocket Mortgage, LLC’s 2.875% notes due 2026 and 5.250% notes due 2028 and to repay other indebtedness, with redemptions targeted around June 19, 2026 and July 9, 2026.
The notes are being sold in a private offering to qualified institutional buyers under Rule 144A and to certain non-U.S. investors under Regulation S, and will not be registered under the Securities Act.
Rocket Companies, Inc. is launching a private Offering of $600 million senior notes due 2031 and $600 million senior notes due 2034, guaranteed by key domestic subsidiaries. The company plans to use the proceeds to repay Rocket Mortgage, LLC’s 2.875% senior notes due 2026 and other indebtedness.
The 8‑K also provides detailed historical financials for recently acquired Mr. Cooper Group Inc. and unaudited pro forma results for the combined company. Mr. Cooper reported Q3 2025 revenue of $567 million and net income of $180 million, with total assets of $19.1 billion and stockholders’ equity of $5.2 billion as of September 30, 2025. The merger with Rocket closed on October 1, 2025 with equity value of $14.2 billion in an all‑stock transaction, and segment data highlight strong servicing and originations contributions alongside corporate costs.
Rocket Companies, Inc. is launching a private Offering of $600 million senior notes due 2031 and $600 million senior notes due 2034, guaranteed by key domestic subsidiaries. The company plans to use the proceeds to repay Rocket Mortgage, LLC’s 2.875% senior notes due 2026 and other indebtedness.
The 8‑K also provides detailed historical financials for recently acquired Mr. Cooper Group Inc. and unaudited pro forma results for the combined company. Mr. Cooper reported Q3 2025 revenue of $567 million and net income of $180 million, with total assets of $19.1 billion and stockholders’ equity of $5.2 billion as of September 30, 2025. The merger with Rocket closed on October 1, 2025 with equity value of $14.2 billion in an all‑stock transaction, and segment data highlight strong servicing and originations contributions alongside corporate costs.
Rocket Companies, Inc. is launching a private Offering of $600 million senior notes due 2031 and $600 million senior notes due 2034, guaranteed by key domestic subsidiaries. The company plans to use the proceeds to repay Rocket Mortgage, LLC’s 2.875% senior notes due 2026 and other indebtedness.
The 8‑K also provides detailed historical financials for recently acquired Mr. Cooper Group Inc. and unaudited pro forma results for the combined company. Mr. Cooper reported Q3 2025 revenue of $567 million and net income of $180 million, with total assets of $19.1 billion and stockholders’ equity of $5.2 billion as of September 30, 2025. The merger with Rocket closed on October 1, 2025 with equity value of $14.2 billion in an all‑stock transaction, and segment data highlight strong servicing and originations contributions alongside corporate costs.
Rocket Companies director Matthew Rizik reported routine equity compensation activity. A block of 12,261 Cash-Settled Restricted Stock Units vested and was automatically settled into cash under the 2020 Omnibus Incentive Plan, in a transaction exempt under Rule 16b-3. Related entries show the exercise of derivative rights tied to Class A common stock and an internal reclassification entry, after which Rizik directly holds 1,050,797 shares of Class A common stock, alongside additional indirect holdings of Class L-1 and L-2 common stock through grantor retained annuity trusts.
Rocket Companies, Inc. submitted a Notification of Late Filing under Rule 12b-25 for its Form 10-Q for the quarter ended March 31, 2026. The company states the delay was caused by technical issues with third-party filing software; the submission was received after 5:30 p.m. and accepted by the SEC at 5:39 p.m. on May 11, 2026.
Rocket Companies, Inc. submitted a Notification of Late Filing under Rule 12b-25 for its Form 10-Q for the quarter ended March 31, 2026. The company states the delay was caused by technical issues with third-party filing software; the submission was received after 5:30 p.m. and accepted by the SEC at 5:39 p.m. on May 11, 2026.