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  4. [Form 4] Rocket Companies, Inc. Insider Trading Activity

Rocket Companies (NYSE: RKT) director logs Rule 10b5-1 stock sales

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Rocket Companies, Inc. director reported small open-market sales of Class A common stock under a pre-arranged trading plan. On 11/25/2025, the reporting person sold 2,500 Class A shares at a weighted average price of $19.29 per share, followed by another 2,500 Class A shares on 11/26/2025 at a weighted average price of $19.8474 per share. These transactions were executed pursuant to a Rule 10b5-1 trading plan adopted on August 11, 2025.

After these sales, the reporting person beneficially owns 1,003,184 Class A common shares directly, along with Class L-1 and Class L-2 common stock holdings, including shares held indirectly through grantor retained annuity trusts.

Positive

  • None.

Negative

  • None.
Insider Rizik Matthew
Role Director
Sold 5,000 shs ($98K)
Type Security Shares Price Value
Sale Class A common stock 2,500 $19.8474 $50K
Sale Class A common stock 2,500 $19.29 $48K
holding Class L-1 common stock -- -- --
holding Class L-2 common stock -- -- --
holding Class L-1 common stock -- -- --
holding Class L-2 common stock -- -- --
Holdings After Transaction: Class A common stock — 1,003,184 shares (Direct); Class L-1 common stock — 2,511,005 shares (Direct); Class L-2 common stock — 2,361,005 shares (Direct); Class L-1 common stock — 675,000 shares (Indirect, by grantor retained annuity trust (GRAT)); Class L-2 common stock — 825,000 shares (Indirect, by grantor retained annuity trust (GRAT))
Footnotes (1)
  1. The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.27 to $19.605 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.415 to $20.02 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
 Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Rizik Matthew
(Last) (First) (Middle)
C/O ROCKET COMPANIES, INC.
1050 WOODWARD AVENUE
(Street)
DETROIT MI 48226
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Rocket Companies, Inc. [ RKT ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
11/25/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A common stock 11/25/2025 S(1) 2,500 D $19.29(2) 1,005,684 D
Class A common stock 11/26/2025 S(1) 2,500 D $19.8474(3) 1,003,184 D
Class L-1 common stock 2,511,005 D
Class L-2 common stock 2,361,005 D
Class L-1 common stock 675,000 I by grantor retained annuity trust (GRAT)
Class L-2 common stock 825,000 I by grantor retained annuity trust (GRAT)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.
2. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.27 to $19.605 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
3. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.415 to $20.02 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Remarks:
/s/ Elisabeth Gormley, attorney in fact 11/28/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Rocket Companies (RKT) disclose in this Form 4?

The filing shows a director of Rocket Companies, Inc. sold Class A common stock in two open-market transactions on 11/25/2025 and 11/26/2025 under a Rule 10b5-1 trading plan.

How many Rocket Companies (RKT) shares were sold and at what prices?

The reporting person sold 2,500 Class A shares at a weighted average price of $19.29 on 11/25/2025 and another 2,500 Class A shares at a weighted average price of $19.8474 on 11/26/2025.

How many Rocket Companies (RKT) shares does the insider still own after these trades?

Following the reported trades, the insider beneficially owns 1,003,184 Class A common shares directly, plus additional Class L-1 and Class L-2 common stock, some of which is held indirectly through grantor retained annuity trusts.

Were the Rocket Companies (RKT) insider sales made under a Rule 10b5-1 plan?

Yes. The transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2025, as noted in the explanation of responses.

What do the weighted average prices mean in this Rocket Companies (RKT) Form 4?

The filing explains that the reported prices are weighted average prices for shares sold in multiple trades within price ranges of $18.27–$19.605 and $19.415–$20.02 per share. Detailed trade-by-trade prices are available from the reporting person upon request.