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Rocket Companies (NYSE: RKT) director logs 5,000-share stock sale

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Rocket Companies director Matthew Rizik reported two small stock sales under a pre-set trading plan. On January 7 and 8, 2026, he sold 2,500 Class A shares on each day at weighted average prices of $21.2645 and $21.2853, respectively, in open-market transactions coded as sales.

After these trades, he continued to beneficially own 1,043,536 Class A shares. He also reported substantial holdings of Class L‑1 and Class L‑2 common stock, including amounts held directly and additional shares held indirectly through a grantor retained annuity trust. The filing states these transactions were executed under a Rule 10b5‑1 trading plan adopted on August 11, 2025.

Positive

  • None.

Negative

  • None.
Insider Rizik Matthew
Role Director
Sold 5,000 shs ($106K)
Type Security Shares Price Value
Sale Class A common stock 2,500 $21.2853 $53K
Sale Class A common stock 2,500 $21.2645 $53K
holding Class L-1 common stock -- -- --
holding Class L-2 common stock -- -- --
holding Class L-1 common stock -- -- --
holding Class L-2 common stock -- -- --
Holdings After Transaction: Class A common stock — 1,043,536 shares (Direct); Class L-1 common stock — 2,511,005 shares (Direct); Class L-2 common stock — 2,361,005 shares (Direct); Class L-1 common stock — 675,000 shares (Indirect, by grantor retained annuity trust (GRAT)); Class L-2 common stock — 825,000 shares (Indirect, by grantor retained annuity trust (GRAT))
Footnotes (1)
  1. The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.95 to $21.77 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.92 to $21.57 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
 Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Rizik Matthew
(Last) (First) (Middle)
C/O ROCKET COMPANIES, INC.
1050 WOODWARD AVENUE
(Street)
DETROIT MI 48226
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Rocket Companies, Inc. [ RKT ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/07/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A common stock 01/07/2026 S 2,500(1) D $21.2645(2) 1,046,036 D
Class A common stock 01/08/2026 S 2,500(1) D $21.2853(3) 1,043,536 D
Class L-1 common stock 2,511,005 D
Class L-2 common stock 2,361,005 D
Class L-1 common stock 675,000 I by grantor retained annuity trust (GRAT)
Class L-2 common stock 825,000 I by grantor retained annuity trust (GRAT)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.
2. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.95 to $21.77 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
3. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.92 to $21.57 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Remarks:
/s/ Elisabeth Gormley, attorney in fact 01/09/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

Who is the insider in Rocket Companies (RKT) recent Form 4 filing?

The insider is Matthew Rizik, who is listed as a director of Rocket Companies, Inc. in the Form 4 filing.

How many Rocket Companies (RKT) shares did Matthew Rizik sell?

Matthew Rizik reported selling 5,000 shares of Class A common stock in total, with 2,500 shares sold on January 7, 2026 and 2,500 shares sold on January 8, 2026.

At what prices were the Rocket Companies (RKT) shares sold in this Form 4?

The January 7, 2026 sale had a weighted average price of $21.2645 per share, and the January 8, 2026 sale had a weighted average price of $21.2853 per share, each reflecting multiple trades within stated price ranges.

How many Rocket Companies (RKT) shares does Matthew Rizik own after these transactions?

Following the reported sales, Matthew Rizik beneficially owned 1,043,536 shares of Class A common stock, along with significant holdings of Class L‑1 and Class L‑2 common stock, including shares held indirectly through a grantor retained annuity trust (GRAT).

Were the Rocket Companies (RKT) insider sales made under a Rule 10b5-1 trading plan?

Yes. The filing explains that the reported transactions were effected pursuant to a Rule 10b5‑1 trading plan adopted by Matthew Rizik on August 11, 2025.

Does the Form 4 for Rocket Companies (RKT) show any derivative security transactions?

No derivative security acquisitions or dispositions are reported. Table II is present but does not list any derivative transactions, only the structure for such reporting.

What indirect Rocket Companies (RKT) holdings does Matthew Rizik report?

He reports indirect ownership of Class L‑1 common stock and Class L‑2 common stock held by a grantor retained annuity trust (GRAT), in addition to his direct holdings.