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Rocket Companies (NYSE: RKT) director sells 5,000 Class A shares in plan

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Rocket Companies, Inc. director Matthew Rizik reported two open-market sales of Class A common stock. On January 9, 2026, he sold 2,500 Class A shares at a weighted average price of $22.7775 per share. On January 12, 2026, he sold another 2,500 Class A shares at a weighted average price of $22.9943 per share.

The filing notes these transactions were made under a Rule 10b5-1 trading plan adopted on August 11, 2025. After the reported trades, Rizik directly beneficially owned 1,038,536 Class A shares, along with Class L-1 and Class L-2 common stock holdings, including 675,000 Class L-1 shares and 825,000 Class L-2 shares held indirectly by a grantor retained annuity trust.

Positive

  • None.

Negative

  • None.
Insider Rizik Matthew
Role Director
Sold 5,000 shs ($114K)
Type Security Shares Price Value
Sale Class A common stock 2,500 $22.9943 $57K
Sale Class A common stock 2,500 $22.7775 $57K
holding Class L-1 common stock -- -- --
holding Class L-2 common stock -- -- --
holding Class L-1 common stock -- -- --
holding Class L-2 common stock -- -- --
Holdings After Transaction: Class A common stock — 1,038,536 shares (Direct); Class L-1 common stock — 2,511,005 shares (Direct); Class L-2 common stock — 2,361,005 shares (Direct); Class L-1 common stock — 675,000 shares (Indirect, by grantor retained annuity trust (GRAT)); Class L-2 common stock — 825,000 shares (Indirect, by grantor retained annuity trust (GRAT))
Footnotes (1)
  1. The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.355 to 23.285 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.76 to $23.34 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
 Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Rizik Matthew
(Last) (First) (Middle)
C/O ROCKET COMPANIES, INC.
1050 WOODWARD AVENUE
(Street)
DETROIT MI 48226
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Rocket Companies, Inc. [ RKT ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/09/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A common stock 01/09/2026 S(1) 2,500 D $22.7775(2) 1,041,036 D
Class A common stock 01/12/2026 S(1) 2,500 D $22.9943(3) 1,038,536 D
Class L-1 common stock 2,511,005 D
Class L-2 common stock 2,361,005 D
Class L-1 common stock 675,000 I by grantor retained annuity trust (GRAT)
Class L-2 common stock 825,000 I by grantor retained annuity trust (GRAT)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.
2. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.355 to 23.285 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
3. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.76 to $23.34 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Remarks:
/s/ Elisabeth Gormley, attorney in fact 01/13/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Rocket Companies (RKT) report in this Form 4?

The Form 4 reports that director Matthew Rizik sold a total of 5,000 shares of Rocket Companies Class A common stock in two transactions on January 9, 2026 and January 12, 2026.

How many Rocket Companies (RKT) shares did Matthew Rizik sell and at what prices?

Matthew Rizik sold 2,500 Class A shares at a weighted average price of $22.7775 per share on January 9, 2026 and 2,500 Class A shares at a weighted average price of $22.9943 per share on January 12, 2026.

Was the Rocket Companies (RKT) insider sale made under a Rule 10b5-1 trading plan?

Yes. The filing states that the transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by Matthew Rizik on August 11, 2025.

How many Rocket Companies (RKT) Class A shares does Matthew Rizik own after these sales?

Following the reported transactions, Matthew Rizik beneficially owned 1,038,536 shares of Rocket Companies Class A common stock directly.

What other Rocket Companies (RKT) share classes does Matthew Rizik hold?

The Form 4 shows that Matthew Rizik beneficially owns Class L-1 and Class L-2 common stock, including 675,000 Class L-1 shares and 825,000 Class L-2 shares held indirectly by a grantor retained annuity trust (GRAT).

What do the weighted average prices in the Rocket Companies (RKT) Form 4 mean?

The filing explains that the prices $22.7775 and $22.9943 are weighted average prices for multiple trades, with individual trades occurring in ranges of $22.355 to $23.285 and $22.76 to $23.34 per share, respectively.