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Rithm Capital (RITM) director receives 16,199-share equity award as compensation

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Le Melle Patrice M reported acquisition or exercise transactions in this Form 4 filing.

Rithm Capital Corp. director Patrice M Le Melle received a grant of 16,199 shares of Common Stock as equity compensation. The Form 4 shows these shares were issued as payment for board services under the company’s Omnibus Incentive Plan, rather than purchased in the open market.

Following this award, Le Melle directly holds a total of 70,523 shares of Rithm Capital common stock. The footnote notes that the applicable closing stock price used for the grant calculation was $9.26 on May 22, 2026, providing a reference market value for the compensation.

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Insider Le Melle Patrice M
Role null
Type Security Shares Price Value
Grant/Award Common Stock 16,199 $0.00 --
Holdings After Transaction: Common Stock — 70,523 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Equity grant size 16,199 shares Common Stock awarded as director compensation
Shares held after grant 70,523 shares Director’s direct holdings following the award
Recorded grant price per share $0.0000 per share Form 4 transaction price for awarded shares
Reference closing stock price $9.26 Closing price on May 22, 2026 used for grant calculation
Omnibus Incentive Plan financial
"in accordance with the Issuer's Omnibus Incentive Plan and the additional terms"
An omnibus incentive plan is a single, flexible program a company uses to give employees and executives different types of pay tied to performance — for example stock options, restricted shares, cash bonuses and other awards — all governed by one set of rules. It matters to investors because it determines how many new shares may be created, how leaders are motivated and how much the company will spend on compensation over time; think of it as a master toolbox that affects both costs and the total share supply.
Common Stock financial
"The shares were issued to director as compensation for services provided"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
closing stock price financial
"The applicable closing stock price was $9.26 on May 22, 2026"
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Le Melle Patrice M

(Last)(First)(Middle)
799 BROADWAY
8TH FLOOR

(Street)
NEW YORK NEW YORK 10003

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Rithm Capital Corp. [ RITM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/26/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/26/2026A16,199A$0(1)70,523D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The shares were issued to director as compensation for services provided to the Issuer in accordance with the Issuer's Omnibus Incentive Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $9.26 on May 22, 2026.
Remarks:
/s/ Philip Sivin, as Attorney-in-fact05/27/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Rithm Capital (RITM) director Patrice M Le Melle report on this Form 4?

The Form 4 reports that director Patrice M Le Melle received 16,199 shares of Rithm Capital Common Stock as an equity grant. These shares were awarded as compensation for board services under the company’s Omnibus Incentive Plan, not bought on the open market.

How many Rithm Capital (RITM) shares does Patrice M Le Melle hold after this grant?

After the reported equity grant, Patrice M Le Melle holds 70,523 shares of Rithm Capital Common Stock directly. This total reflects the newly awarded 16,199 shares added to the director’s prior holdings, as disclosed in the Form 4 filing with the SEC.

Was the Rithm Capital (RITM) Form 4 transaction an open-market purchase or a compensation grant?

The transaction was a compensation grant, not an open-market purchase. The 16,199 shares of Common Stock were issued to the director as payment for services under Rithm Capital’s Omnibus Incentive Plan, consistent with additional terms set by the Board of Directors.

What price reference was used for the Rithm Capital (RITM) director share grant?

The filing notes an applicable closing stock price of $9.26 on May 22, 2026, used for the compensation calculation. While the grant itself is recorded at $0.00 per share in the Form 4, the $9.26 price provides the market-based reference value for the award.

Does the Rithm Capital (RITM) Form 4 indicate any share sales by Patrice M Le Melle?

The Form 4 does not report any share sales by Patrice M Le Melle. It shows only an acquisition of 16,199 shares through an equity award, increasing the director’s direct holdings to 70,523 shares of Rithm Capital Common Stock after the transaction.