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Ready Capital (RC) CFO reports routine tax-withholding share dispositions on vested stock

Filing Impact
(High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Ready Capital Corp’s Chief Financial Officer Andrew Ahlborn reported routine tax-related share dispositions. On December 24, 2025, 25,248 shares of common stock were withheld at $2.23 per share to cover tax obligations tied to stock vesting. On March 13, 2026, an additional 27,950 shares were withheld at $1.74 per share for similar tax withholding on vested awards. After these non-market transactions, Ahlborn directly holds 1,148,872 shares of Ready Capital common stock.

Positive

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Insights

These are routine tax-withholding events on vested equity, not open-market sales.

Andrew Ahlborn, Chief Financial Officer of Ready Capital Corp, reported two Form 4 transactions coded F. The filing and footnotes state that 53,198 common shares in total were withheld by the company to satisfy his tax obligations on vesting stock awards.

Because these are issuer-withheld shares rather than discretionary market sales, they carry limited informational value about his view of the stock. Following the transactions, he still directly owns 1,148,872 common shares, showing a substantial continuing equity stake linked to company performance.

Insider Ahlborn Andrew
Role Chief Financial Officer
Type Security Shares Price Value
Tax Withholding Common Stock 27,950 $1.74 $49K
Tax Withholding Common Stock 25,248 $2.23 $56K
Holdings After Transaction: Common Stock — 1,148,872 shares (Direct)
Footnotes (1)
  1. Consists of shares of Common Stock withheld by the Issuer, with approval of the Issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of shares of Common Stock granted on February 3, 2025. Represents the closing price of the Common Stock on December 23, 2025. Consists of shares of Common Stock withheld by the Issuer, with approval of the Issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of shares of Common Stock granted on February 22, 2025, February 22, 2024 and February 12, 2023. Represents the closing price of the Common Stock on March 13, 2026.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ahlborn Andrew
(Last) (First) (Middle)
C/O READY CAPITAL CORPORATION,
1251 AVENUE OF THE AMERICAS, 50TH FLOOR
(Street)
NEW YORK NY 10020
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Ready Capital Corp [ RC ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
12/24/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/24/2025 F 25,248(1) D $2.23(2) 1,176,822 D
Common Stock 03/13/2026 F 27,950(3) D $1.74(4) 1,148,872 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Consists of shares of Common Stock withheld by the Issuer, with approval of the Issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of shares of Common Stock granted on February 3, 2025.
2. Represents the closing price of the Common Stock on December 23, 2025.
3. Consists of shares of Common Stock withheld by the Issuer, with approval of the Issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of shares of Common Stock granted on February 22, 2025, February 22, 2024 and February 12, 2023.
4. Represents the closing price of the Common Stock on March 13, 2026.
Remarks:
Exhibit No. 24.1 Power of Attorney dated March 17, 2026.
/s/ Mike Wu, Attorney-in-Fact 03/17/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did Ready Capital (RC) disclose for CFO Andrew Ahlborn?

Ready Capital disclosed that CFO Andrew Ahlborn had shares of common stock withheld by the company to cover tax obligations on vested equity awards, totaling 53,198 shares, rather than executing any open-market stock sales or purchases.

Were the Ready Capital (RC) Form 4 transactions open-market sales by the CFO?

No, the Form 4 shows code F transactions, meaning shares were withheld by Ready Capital to pay the CFO’s tax liabilities on vesting stock awards, not discretionary open-market sales initiated by him.

How many Ready Capital (RC) shares were withheld for CFO tax obligations?

The filing reports 25,248 Ready Capital common shares withheld on December 24, 2025, and 27,950 shares withheld on March 13, 2026, for a combined 53,198 shares used to satisfy tax withholding requirements.

How many Ready Capital (RC) shares does the CFO hold after these Form 4 events?

After the reported tax-withholding dispositions, CFO Andrew Ahlborn directly holds 1,148,872 shares of Ready Capital common stock, indicating a significant remaining equity position aligned with the company’s long-term performance.

What do the footnotes in the Ready Capital (RC) Form 4 explain?

The footnotes clarify that the shares were withheld with board approval to satisfy tax obligations arising from vesting stock grants made on specific dates, and that the prices used represent the closing prices of Ready Capital common stock on the referenced dates.

Does the Ready Capital (RC) Form 4 show any stock option exercises by the CFO?

The summarized data show only non-derivative common stock withheld for taxes, with no derivative exercises reported. The transactions strictly relate to tax withholding on vested common stock awards granted on earlier specified dates.