STOCK TITAN

QCR Holdings (QCRH) president sells 428 shares at $60.74

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

QCR Holdings Inc. President, CRBT, James D. Klein reported an open-market sale of 428 shares of Common Stock at $60.74 per share. The transaction occurred on May 12, 2025 and left him with 310 shares held directly.

In addition to his direct holdings, 5,838 shares are held indirectly through a managed account. A footnote states the transaction was not reported on a timely basis due to an inadvertent administrative oversight and that this Form 4 is being filed promptly upon discovery.

Positive

  • None.

Negative

  • None.
Insider Klein James D.
Role President, CRBT
Sold 428 shs ($26K)
Type Security Shares Price Value
Sale Common Stock 428 $60.74 $26K
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 310 shares (Direct, null); Common Stock — 5,838 shares (Indirect, by Managed Account)
Footnotes (1)
  1. [object Object]
Shares sold 428 shares Open-market sale of Common Stock on May 12, 2025
Sale price per share $60.74 per share Price for the 428-share open-market sale
Direct holdings after transaction 310 shares Common Stock held directly following the May 12, 2025 sale
Indirect holdings via managed account 5,838 shares Common Stock held indirectly by managed account
Net shares sold 428 shares Net-buy/sell shares from transaction summary (net-sell)
open-market sale financial
"Sale in open market or private transaction"
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
indirect ownership financial
"ownership_type": "indirect" and "direct_or_indirect": "I""
Managed Account financial
"nature_of_ownership": "by Managed Account""
Form 4 regulatory
"this Form 4 is being filed promptly upon discovery"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
administrative oversight regulatory
"due to an inadvertent administrative oversight and this Form 4"
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Klein James D.

(Last)(First)(Middle)
3551 SEVENTH STREET
SUITE 204

(Street)
MOLINE ILLINOIS 61265

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
QCR HOLDINGS INC [ QCRH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
President, CRBT
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/12/2025
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/12/2025(1)S428D$60.74310D
Common Stock5,838Iby Managed Account
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. This transaction was not reported on a timely basis due to an inadvertent administrative oversight and this Form 4 is being filed promptly upon discovery.
By: Shellee Showalter For: James Klein06/08/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did QCR HOLDINGS INC (QCRH) report for James D. Klein?

QCR Holdings reported that James D. Klein, President of CRBT, sold 428 shares of Common Stock. The open-market sale was executed at $60.74 per share on May 12, 2025, and was later disclosed in a Form 4 filing.

At what price did James D. Klein sell QCRH shares and on what date?

James D. Klein sold QCR HOLDINGS INC (QCRH) Common Stock at $60.74 per share. The 428-share open-market sale took place on May 12, 2025, according to the Form 4 insider transaction data.

How many QCRH shares does James D. Klein hold after the reported sale?

After the sale, James D. Klein holds 310 QCR HOLDINGS INC (QCRH) shares directly. He also has 5,838 shares reported as indirectly owned through a managed account, giving a combined position of both direct and indirect holdings.

Does James D. Klein have indirect ownership in QCR HOLDINGS INC (QCRH)?

Yes. In addition to his direct holdings, James D. Klein is reported as indirectly owning 5,838 shares of QCR HOLDINGS INC (QCRH). These shares are held via a managed account, classified as indirect ownership in the Form 4 data.

Was the Form 4 for QCRH filed late for James D. Klein’s transaction?

Yes. A footnote explains the transaction was not reported on a timely basis due to an inadvertent administrative oversight. The Form 4 for QCR HOLDINGS INC (QCRH) is described as being filed promptly upon discovery of the omission.

What role does James D. Klein hold at QCR HOLDINGS INC (QCRH)?

James D. Klein serves as President of CRBT, a role disclosed in the insider data for QCR HOLDINGS INC (QCRH). His position is noted in the Form 4, which reports his direct and indirect holdings and the recent share sale.