Welcome to our dedicated page for Prospect Capital SEC filings (Ticker: PSEC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Prospect Capital Corporation (PSEC) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. These documents include current reports on Form 8-K, annual proxy statements on Schedule 14A and other materials that describe Prospect’s financial results, distributions, capital structure and governance.
Prospect uses Form 8-K to report material events such as quarterly and annual financial results, the declaration of monthly cash distributions to common shareholders, and dividends on its 5.35%, 5.50%, 6.50%, 7.50% and floating rate preferred stock series. These filings specify record dates, payment dates and dividend rates based on the stated value of the preferred shares. Form 8-Ks also describe institutional funding transactions, including the pricing and issuance of 5.5% Series A senior unsecured Notes due 2030, the key terms of the Deed of Trust governing those notes, and the expected listing of the notes and PSEC common stock on the Tel Aviv Stock Exchange.
Prospect’s definitive proxy statement on Schedule 14A outlines the agenda for its annual meeting of stockholders, including the election of directors, voting rights of common and preferred stockholders, and procedures for participating in virtual meetings. The proxy materials also discuss the company’s stockholder base, noting the significant presence of retail investors, and describe the use of a proxy solicitor to help achieve a quorum.
Through these filings, investors can review Prospect’s reported net investment income, net income or loss applicable to common shareholders, distributions, net asset value to common shareholders, leverage and coverage ratios, and portfolio composition, as summarized in the earnings press releases attached as exhibits. Filings also detail the company’s revolving credit facility, program notes, unsecured debt issuances and perpetual preferred stock programs.
On Stock Titan, AI-powered tools can help summarize lengthy PSEC filings, highlight key terms such as dividend declarations, new debt obligations and covenant descriptions, and make it easier to locate information about common and preferred stock, institutional notes and governance matters within Prospect Capital’s regulatory history.
Prospect Capital Corporation priced three series of unsecured Prospect Capital InterNotes®: 6.750% due 4/15/2029, 7.000% due 4/15/2031, and 7.250% due 4/15/2033. Each series priced at 100.000% with first coupon on 10/15/2026 and survivor’s options included. The notes are callable at 100.000% on 10/15/2026 and thereafter. Trade date and settlement are 4/13/2026 and 4/16/2026, respectively. This preliminary pricing supplement supplements the prospectus and is filed under Rule 424(b)(2).
Prospect Capital Corporation priced three series of Prospect Capital InterNotes®—fixed-rate unsecured notes bearing 6.50% due 4/15/2029, 6.75% due 4/15/2031 and 7.00% due 4/15/2033. The notes trade on April 6, 2026 with settlement on April 9, 2026, accrue interest from April 9, 2026, and pay semi-annual interest beginning October 15, 2026. The notes are callable “at 100.000% on 10/15/2026 and every business day thereafter” and will be issued pursuant to the existing Indenture as supplemented.
This pricing supplement attaches to the Prospectus dated February 10, 2026 and should be read with the prospectus and incorporated SEC filings for risk factors, legal opinions, and distribution mechanics.
Prospect Capital Corporation filed Post-Effective Amendment No. 7 to its Registration Statement on Form N-2 (Registration No. 333-293349) to furnish exhibits. Pursuant to Rule 462(d) under the Securities Act, this amendment becomes effective immediately upon filing and consists solely of exhibits incorporated by reference.
The filing lists audited and unaudited financial statements with periods ending June 30, 2022 and December 31, 2022, and extensive supplemental indentures and note forms (multiple interest rates and maturity dates) as exhibits. The prospectus indicates offerings may occur "from time to time after the effective date."
Prospect Capital Corporation priced three series of Prospect Capital InterNotes®: fixed-rate 6.500% due 4/15/2029, 6.750% due 4/15/2031, and 7.000% due 4/15/2033. Each series carries an initial selling price of 100.000%, is callable at 100.000% on 10/15/2026 and thereafter, and accrues interest from the settlement date of 4/9/2026.
The notes are unsecured senior obligations, issued in book-entry DTC form, minimum denomination $1,000, and will be issued under the existing indenture dated 2/16/2012 as amended by supplemental indentures dated 4/9/2026. Pricing supplement references liquidity, covenant and benchmark (SOFR/Compounded SOFR/Term SOFR) risks; NAV was $6.21 as of 12/31/2025.
Prospect Capital Corporation priced three Prospect Capital InterNotes®: $23,000 principal of 6.500% Notes due 4/15/2029, $1,000 principal of 6.750% Notes due 4/15/2031, and $8,000 principal of 7.000% Notes due 4/15/2033. Each issue is unsecured, sold at 100.000%, accrues interest from 4/2/2026 and pays semi-annual coupons beginning 10/15/2026. The notes are callable at 100.000% on 10/15/2026 and thereafter. Pricing and settlement: trade date 3/30/2026, settle date 4/2/2026. This pricing supplement supplements the prospectus and incorporates risk factors, dividend and portfolio disclosures by reference.
Prospect Capital Corporation filed Post-Effective Amendment No. 6 to its Form N-2 (Reg. No. 333-293349) under Rule 462(d). This amendment consists solely of exhibits to the registration statement and, per the filing, became effective immediately upon filing. The cover page states the offering may occur from time to time after the effective date of this Registration Statement.
The amendment expressly states it does not modify any other part of the registration statement; it attaches and incorporates financial statements and a detailed exhibits index, including numerous supplemental indentures and note forms listed by exhibit number.
Prospect Capital Corporation proposes an offering of Prospect Capital InterNotes® authorized up to $1.0 billion in aggregate principal amount. The preliminary pricing supplement sets terms for three fixed-rate unsecured series: 6.500% due 4/15/2029, 6.750% due 4/15/2031 and 7.000% due 4/15/2033, each callable at 100% on 10/15/2026 and thereafter.
The notes are issued in minimum denominations of $1,000, pay interest semi-annually beginning 10/15/2026, accrue interest from 4/2/2026, and will clear through DTC book-entry. As of 2/6/2026 about $637.2 million aggregate principal amount of InterNotes® were outstanding; the board has authorized up to $1.0 billion for this program.
Prospect Capital Corporation priced three series of Prospect Capital InterNotes®: a 6.500% note due 2029 with principal amount $120,000, a 6.750% note due 2031 with no principal listed in the excerpt, and a 7.000% note due 2033 with principal amount $1,450,000. The notes accrue interest from March 26, 2026, pay semi-annual coupons on March 15 and September 15 (first payment September 15, 2026) and are callable at 100.000% on September 15, 2026 and thereafter.
The notes are unsecured senior obligations issued under the existing indenture, will be DTC book-entry only, issued in minimum denominations of $1,000, and were to settle on March 26, 2026. Selling price for issued series is stated at 100.000% with listed gross concessions and net proceeds in the pricing tables. This pricing supplement supplements the prospectus dated February 10, 2026.
Prospect Capital Corporation filed a Post-Effective Amendment No. 5 to its Form N-2 registration statement, submitted March 19, 2026 and effective upon filing pursuant to Rule 462(d). The amendment consists solely of the prospectus facing page, an explanatory note and Part C, which lists consolidated financial statements and a comprehensive exhibits schedule.
The exhibits list documents a large series of supplemental indentures and note forms (multiple internotes and senior note forms) across many dated supplements and interest rates, and incorporates audited and unaudited consolidated financial statements through referenced fiscal dates. The amendment states it does not modify other parts of the registration statement.
Prospect Capital Corporation has published a preliminary pricing supplement for a multiple‑series offering of Prospect Capital InterNotes®, consisting of 6.500% Notes due 3/15/2029, 6.750% Notes due 3/15/2031 and 7.000% Notes due 3/15/2033. Each series is initially priced at 100.000% with specified gross concessions and first coupon amounts shown in the supplement.
The notes accrue interest from 3/26/2026, pay semi‑annual interest beginning 8/15/2026, are callable at 100.000% on and after 9/15/2026, and will be issued in minimum denominations of $1,000.00. Trade date is 3/23/2026 and settlement is 3/26/2026.