Director Ogawa adds Nomura (NMR) shares via officers’ stock plan

Rhea-AI Filing Summary

Ogawa Shoji reported acquisition or exercise transactions in this Form 4 filing.

Nomura Holdings director Shoji Ogawa reported a routine equity compensation grant in the form of Common Stock. He received 221.046 shares at $8.41 per share, credited to an officers' stock ownership plan, bringing his indirect holdings in that plan to 497.894 shares. Separately, he directly holds 58,140 shares of Nomura common stock.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Ogawa Shoji

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	221.046	$8.41	$2K
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 497.894 shares (Indirect, Held in officers' stock ownership plan); Common Stock — 58,140 shares (Direct, null)

Footnotes (1)

1. [object Object]

Key Figures

Shares granted: 221.046 shares Grant price: $8.41 per share Indirect holdings after grant: 497.894 shares +2 more

5 metrics

Shares granted 221.046 shares Common Stock grant coded as acquisition (A)

Grant price $8.41 per share Reported price for the 221.046-share grant

Indirect holdings after grant 497.894 shares Held in officers' stock ownership plan after transaction

Direct holdings 58,140 shares Directly held Nomura common stock after holding entry

FX rate used JPY159.84 = $1 Spot exchange rate used to convert grant price

Key Terms

officers' stock ownership plan, Common Stock, spot exchange rate, MUFG Bank, Ltd

4 terms

officers' stock ownership plan financial

"Held in officers' stock ownership plan"

Common Stock financial

"security_title": "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

spot exchange rate financial

"using the JPY159.84 = US$1 as spot exchange rate"

MUFG Bank, Ltd financial

"as reported by MUFG Bank, Ltd on April 24, 2026"

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ogawa Shoji

(Last) (First) (Middle)

13-1, NIHONBASHI 1-CHOME, CHUO-KU

(Street)

TOKYO JAPAN 103-8645

(City) (State) (Zip)

JAPAN

(Country)

2. Issuer Name and Ticker or Trading Symbol
NOMURA HOLDINGS INC [ NMR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol
[TSE: 8604]

3. Date of Earliest Transaction (Month/Day/Year)
04/24/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	04/24/2026		A		221.046	A	$8.41(1)	497.894	I	Held in officers' stock ownership plan
Common Stock								58,140	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.84 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 24, 2026.

	/s/ Takashi Futaki, as Attorney-in-fact	04/28/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Nomura (NMR) director Shoji Ogawa report in this Form 4?

Shoji Ogawa reported receiving a grant of Nomura common stock as compensation. The filing shows 221.046 shares credited to an officers' stock ownership plan, reflecting a non-market acquisition rather than an open-market purchase or sale.

How many Nomura (NMR) shares did Shoji Ogawa acquire and at what price?

Ogawa acquired 221.046 Nomura common shares through a grant at a reported price of $8.41 per share. The price was converted from Japanese yen to U.S. dollars using a specified spot exchange rate.

What are Shoji Ogawa’s Nomura (NMR) share holdings after this transaction?

After the reported grant, Ogawa holds 58,140 Nomura common shares directly and 497.894 shares indirectly in an officers' stock ownership plan. These figures come from the post-transaction balances shown in the Form 4.

Was Shoji Ogawa’s Nomura (NMR) transaction a market buy or sale?

The Form 4 classifies the 221.046-share event as a grant or award, not an open-market trade. The transaction code “A” indicates a compensation-related acquisition rather than a discretionary purchase or sale in the market.

How was the Nomura (NMR) share price converted in Shoji Ogawa’s Form 4?

The reported share price was converted to U.S. dollars from Japanese yen using a spot exchange rate of JPY159.84 per $1, as provided by MUFG Bank, Ltd for the stated transaction date.