Welcome to our dedicated page for Nomura Hldgs SEC filings (Ticker: NMR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Nomura Holdings, Inc. (NMR) SEC filings page on Stock Titan provides direct access to the company’s regulatory disclosures as a foreign private issuer. Nomura files annual reports on Form 20-F and a wide range of interim reports on Form 6-K, prepared on a consolidated basis under U.S. GAAP, covering its operations as a global financial services group.
Through these filings, investors can review segment and financial reporting for Nomura’s four main divisions: Wealth Management, Investment Management, Wholesale (Global Markets and Investment Banking) and Banking. Semi-annual securities reports and financial highlight supplements furnished on Form 6-K include consolidated balance sheets, statements of income, segment net revenue and income before income taxes, as well as key indicators such as recurring revenue assets, assets under management, loan balances and assets under administration.
Nomura’s filings also contain capital and risk disclosures. The company reports Tier 1 and Tier 2 capital, total capital, capital adequacy ratios, leverage ratio, risk-weighted assets and value at risk, reflecting its status as a Final Designated Parent Company under Japanese regulations aligned with Basel III. These details help readers understand Nomura’s capital position and risk profile over time.
Another important component of Nomura’s SEC reporting is corporate actions and treasury share activity. Share buyback reports translated and filed on Form 6-K describe board-authorized repurchase programs for common stock, progress of repurchases, disposition of treasury shares and the number of shares held in treasury. Other 6-K exhibits cover acquisitions, such as the completion of the purchase of Macquarie’s U.S. and European public asset management business, and the acquisition of specific shareholdings by The Nomura Trust and Banking Co., Ltd.
On Stock Titan, these filings are complemented by AI-powered summaries that explain the structure and key points of lengthy documents like the Form 20-F, semi-annual securities reports and financial supplements. Users can quickly locate quarterly and annual results, capital and risk metrics, and details of share repurchase programs or business combinations, while still having access to the full original filings from EDGAR.
Nomura Holdings reported strong results for the year ended March 31, 2026, with net revenue of 2,167.7 billion yen, up 15 percent year on year. Income before income taxes rose 14 percent to 539.8 billion yen, and net income attributable to shareholders reached a record 362.1 billion yen, up 6 percent. Diluted EPS was 118.99 yen.
Fourth quarter net revenue was 577.2 billion yen, 5 percent higher quarter on quarter and 27 percent higher year on year, with net income of 73.9 billion yen and diluted EPS of 24.34 yen. Segment results were highlighted by all-time highs in Wealth Management and Wholesale pretax income, and Investment Management assets under management climbing to about 136.9 trillion yen.
Nomura declared a year-end dividend of 24 yen per share for shareholders of record at March 31, 2026, implying an annual dividend of 51 yen versus 57 yen for the prior year. The company also plans to grant RSUs and PSUs in late May 2026, with the maximum number of shares related to these awards estimated at approximately 30 million shares and the total grant amount at about 40 billion yen.
Nomura Holdings reported solid growth for the year ended March 31, 2026. Net revenue rose to 2,167.7 billion yen, up 14.5% year on year, while income before income taxes increased 14.4% to 539.8 billion yen. Net income attributable to shareholders reached 362.1 billion yen, a 6.3% increase, with return on shareholders’ equity at 10.1%.
Wealth Management and Wholesale were key drivers, with income before income taxes up 22.8% and 20.6%, respectively. Investment Management grew net revenue 34.3% but saw a slight profit decline as expenses jumped 65.5%. Banking revenue increased, though its pre‑tax income fell 14.3%.
Assets under management stood at 136.9 trillion yen, helped by acquiring Macquarie asset management companies for about 1.8 billion U.S. dollars (approximately 281.4 billion yen). Total assets reached 62,645.9 billion yen and equity 3,854.9 billion yen. Annual dividends were 51.00 yen per share, with a 41.4% payout ratio.
Nomura America Finance, LLC is offering US$1,500,000 in redeemable contingent coupon barrier notes due April 24, 2031, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes pay a contingent quarterly coupon of $30 per $1,000 (3.00% quarterly, 12.00% per annum) if each reference asset closes at or above its contingent coupon barrier on a coupon observation date. The notes are linked to the least performing of the EURO STOXX 50®, Russell 2000® and NASDAQ-100®; principal at maturity depends on the final performance of the least performing reference asset and can result in up to 100% principal loss if that asset finishes below its 60% barrier value. The trade date is April 21, 2026 and original issue date is April 24, 2026.
Nomura America Finance, LLC is offering structured notes linked to the S&P 500®, Russell 2000® and Nasdaq-100 indexes. For each $1,000 face amount, notes may pay a contingent monthly coupon of $10.417 if each underlier meets its 70% coupon trigger on the observation date. At maturity (or upon issuer redemption), the cash settlement equals $1,000 if each final underlier level is at or above its 70% trigger buffer; otherwise the payment equals $1,000 plus $1,000 × the least performing underlier return, which can result in a total loss of principal. The issuer may redeem on coupon payment dates beginning July 22, 2026. The pricing shows an original issue price of 100.00% and an estimated model value of $979.10 per $1,000 on the trade date.
Nomura America Finance, LLC is offering $1,541,000 in Senior Global Medium-Term Notes, Series A — autocallable contingent coupon barrier notes fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes pay a 4.625% quarterly contingent coupon (18.50% per annum equivalent) if each reference asset meets its quarterly contingent coupon barrier and may be automatically called beginning on the October 20, 2026 observation date. The notes are linked to the least performing common stock of McCormick, UnitedHealth and NIKE, use $1,000 denominations, have an original issue price of 100.00%, and carry an estimated model value at pricing of $912.90 per $1,000. Payment at maturity depends on the least performing reference asset and could result in a total loss of principal if that asset finishes below its 60.00% barrier.
Nomura America Finance, LLC is offering Autocallable Contingent Coupon Barrier Notes, fully guaranteed by Nomura Holdings, Inc., linked to the least performing common stock of McCormick & Company, UnitedHealth Group and NIKE, due April 25, 2028. The notes pay a contingent quarterly coupon of at least 4.625% (equivalent to 18.50% per annum) if each reference asset closes at or above its contingent coupon barrier on an observation date; the contingent coupon barrier and barrier value are 60.00% of initial values and the call barrier is 100.00% of initial values. The notes are callable beginning on the October 20, 2026 observation, and if not called the maturity payoff depends on the final performance of the least performing reference asset, which can cause up to 100% principal loss. The price to public is 100% with agent commission up to 4.00% and proceeds at least 96.00%. The estimated value on the trade date is stated as between $881.90 and $911.90 per $1,000 principal. The notes are unsecured, not FDIC-insured, carry Nomura credit risk, and have uncertain U.S. federal tax treatment.
Nomura America Finance, LLC is offering issuer‑redeemable Contingent Coupon Barrier Notes linked to the least performing of the EURO STOXX 50®, Russell 2000® and NASDAQ‑100®, with expected trade date April 21, 2026 and original issue date April 24, 2026. The notes pay a 3.00% quarterly contingent coupon (12.00% per annum equivalent) when each reference asset on a coupon observation date is at or above a 70.00% contingent coupon barrier, and mature on or about April 24, 2031 with payoffs tied to the final value of the least performing reference asset relative to a 60.00% barrier. Denominations are $1,000 and the original issue price is 100.00%. The notes are unsecured obligations of the issuer and fully and unconditionally guaranteed by Nomura Holdings, Inc.; holders bear Nomura’s credit risk and may lose up to 100% of principal if the least performing reference asset finishes below its barrier value.
Nomura America Finance, LLC priced US$200,000 of redeemable, contingent coupon barrier notes due April 19, 2029, fully guaranteed by Nomura Holdings, Inc. The notes pay a 2.60% quarterly contingent coupon (10.40% per annum) when each reference asset closes at or above its 55.00% barrier on coupon observation dates. The securities are linked to the least performing of the EURO STOXX 50, Russell 2000 and Nasdaq-100. If the least performing reference asset is below its barrier at final valuation, the cash settlement equals $1,000 plus the percentage performance of that asset, exposing holders to up to 100% principal loss. The estimated model value at pricing was $985.00 per $1,000 principal amount and the original issue price was 100.00%.
Nomura America Finance, LLC is offering issuer redeemable contingent coupon barrier notes linked to the least performing of the EURO STOXX 50®, Russell 2000® and S&P 500® due April 19, 2029. The offering principal is $1,765,000. Quarterly contingent coupons of 3.325% (13.30% p.a.) are payable only if each reference asset closes at or above 70.00% of its initial value on each coupon observation date. The issuer may call the notes on or after July 20, 2026. If, at maturity, the least performing reference asset is below its 70% barrier, investors bear full downside and may lose up to 100% of principal. The estimated model value at pricing was $985.20 per $1,000, below the issue price.
Nomura America Finance, LLC priced US$120,000 of senior medium-term, autocallable contingent-coupon barrier notes linked to Intel Corporation common stock with a trade date of April 14, 2026 and stated maturity of April 19, 2029. The notes pay a contingent quarterly coupon of 3.9375% (15.75% per annum) when the reference asset closes at or above the contingent coupon barrier of $31.91 (50.00% of the initial value). The notes are automatically callable on observation dates starting October 14, 2026 if Intel closes at or above the call barrier of $63.81 (100% of the initial value). If the notes are not called, repayment at maturity depends on the final value relative to the barrier value of $31.91, exposing holders to potential loss of up to 100% of principal. Original issue price is 100.00% with an agent commission of 4.00%.