Welcome to our dedicated page for Nomura Hldgs SEC filings (Ticker: NMR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Nomura Holdings, Inc. (NMR) SEC filings page on Stock Titan provides direct access to the company’s regulatory disclosures as a foreign private issuer. Nomura files annual reports on Form 20-F and a wide range of interim reports on Form 6-K, prepared on a consolidated basis under U.S. GAAP, covering its operations as a global financial services group.
Through these filings, investors can review segment and financial reporting for Nomura’s four main divisions: Wealth Management, Investment Management, Wholesale (Global Markets and Investment Banking) and Banking. Semi-annual securities reports and financial highlight supplements furnished on Form 6-K include consolidated balance sheets, statements of income, segment net revenue and income before income taxes, as well as key indicators such as recurring revenue assets, assets under management, loan balances and assets under administration.
Nomura’s filings also contain capital and risk disclosures. The company reports Tier 1 and Tier 2 capital, total capital, capital adequacy ratios, leverage ratio, risk-weighted assets and value at risk, reflecting its status as a Final Designated Parent Company under Japanese regulations aligned with Basel III. These details help readers understand Nomura’s capital position and risk profile over time.
Another important component of Nomura’s SEC reporting is corporate actions and treasury share activity. Share buyback reports translated and filed on Form 6-K describe board-authorized repurchase programs for common stock, progress of repurchases, disposition of treasury shares and the number of shares held in treasury. Other 6-K exhibits cover acquisitions, such as the completion of the purchase of Macquarie’s U.S. and European public asset management business, and the acquisition of specific shareholdings by The Nomura Trust and Banking Co., Ltd.
On Stock Titan, these filings are complemented by AI-powered summaries that explain the structure and key points of lengthy documents like the Form 20-F, semi-annual securities reports and financial supplements. Users can quickly locate quarterly and annual results, capital and risk metrics, and details of share repurchase programs or business combinations, while still having access to the full original filings from EDGAR.
Nomura Holdings, Inc. reported progress on its ongoing share buyback program authorized by its Board on January 30, 2026. During the period from March 1 to March 31, 2026, the company repurchased 24,638,300 common shares for an aggregate 30,180,151,350 yen via stock exchange purchases through a trust bank.
The Board authorization permits repurchases of up to 100 million common shares, described as 3.2% of issued shares, for a total value of up to 60 billion yen during the period from February 17 to September 30, 2026, excluding the ten business days following quarterly results announcements. As of March 31, 2026, Nomura had cumulatively repurchased 32,551,600 shares for 41,478,448,300 yen under this program.
Nomura America Finance, LLC priced and is offering $2,708,000 principal amount of Senior Global Medium-Term Notes, Series A — Autocallable Memory Contingent Coupon Buffer Notes linked to the S&P 500® Index due April 13, 2027. The notes pay a contingent quarterly coupon of 2.3525% when the index closes at or above the contingent coupon buffer (90.00% of the initial index value) on coupon observation dates, are callable if the index closes at or above the call barrier (100.00% of initial value) on call observation dates, and provide a 10.00% buffer at maturity with ~1.11111x downside exposure beyond that buffer. The offering priced at 100.00% of principal ($1,000 denominations) with proceeds to the issuer of 99.00% per note; the estimated model value on the trade date was $976.30 per $1,000 principal. The notes are unsecured obligations of the issuer, fully guaranteed by Nomura Holdings, Inc., and involve significant credit, market, tax and liquidity risks described in the supplement.
Nomura America Finance, LLC is offering US$125,000 in Senior Global Medium-Term Notes, Series A — autocallable contingent coupon barrier notes linked to the least performing common stock of Goldman Sachs (GS), Morgan Stanley (MS) and Wells Fargo (WFC). The trade date is March 27, 2026 with original issue date March 31, 2026 and stated maturity April 2, 2029. The notes pay a contingent quarterly coupon of 3.525% (3.525% per quarter, equivalent to 14.10% per annum) when each reference asset is at or above its contingent coupon barrier on coupon observation dates, and are automatically called if all reference assets are at or above their call barriers on a call observation date. The notes are unsecured obligations of the issuer and are fully and unconditionally guaranteed by Nomura Holdings, Inc.
Nomura America Finance, LLC is offering Redeemable Contingent Coupon Barrier Notes due March 29, 2029, fully guaranteed by Nomura Holdings, Inc. The notes pay a contingent quarterly coupon of at least 2.25% per $1,000 (equivalent to 9.00% per annum) if each reference index closes at or above 50% of its strike value on coupon observation dates. The notes are linked to the least performing of the S&P 500, Nasdaq-100 and Russell 2000; if the least performing index finishes below its 50% barrier at maturity, principal is reduced 1-for-1 with that index's percentage decline. Original issue price is 100.00%; estimated model value on trade date is between $944.50 and $974.50 per $1,000 principal.
Nomura America Finance, LLC is offering US$2,888,000 of autocallable contingent coupon barrier notes linked to the least performing of the S&P 500® Index and the Nikkei 225 Index, fully and unconditionally guaranteed by Nomura Holdings, Inc.
The notes pay a quarterly contingent coupon of 2.75% (11.00% per annum) if each reference asset closes on a coupon observation date at or above 75% of its initial value, are callable quarterly on or after September 28, 2026, and mature on or about April 1, 2032. If not called and the least performing reference asset finishes below its 75% barrier, principal at maturity is reduced 1% for each 1% decline in that asset, up to a 100% loss.
Nomura America Finance, LLC is offering US$1,458,000 issuer‑redeemable contingent coupon barrier notes fully guaranteed by Nomura Holdings, Inc., due September 15, 2027. The notes pay a monthly contingent coupon of 1.4917% (≈17.90% annually) if each reference asset closes at or above 80.00% of its initial value on observation dates.
The notes are linked to the least performing of the S&P 500 (SPX), Russell 2000 (RTY) and NASDAQ‑100 (NDX). The issuer may redeem on or after June 15, 2026. If the least performing reference asset falls below its 75.00% barrier at the final valuation, principal is reduced one‑for‑one (loss up to 100%). The pricing models estimated value was $979.60 per $1,000 principal (less than the public price).
Nomura America Finance, LLC is offering $3,514,000 of Senior Global Medium‑Term Notes, Series A — autocallable contingent coupon barrier notes linked to the least performing of the S&P 500® Index (SPX) and the SPDR® S&P® Regional Banking ETF (KRE). The trade date is March 26, 2026, original issue date March 31, 2026 and stated maturity April 1, 2032.
The notes pay a contingent quarterly coupon of 3.30% (13.20% per annum) if each reference asset’s closing value is at or above its contingent coupon barrier on coupon observation dates. The notes are automatically called if both references are at or above their call barriers on a call observation date, and principal repayment at maturity depends on the final value of the least performing reference asset. Initial values: SPX 6,477.16 and KRE $64.47; contingent coupon barriers (75%): SPX 4,857.87 and KRE $48.35. The estimated value at trade date was $938.60 per $1,000 principal; price to public is 100.00% with agent commission 3.00% and proceeds to issuer 97.00%.
Nomura Holdings Inc. director Ishizuka Masahiro bought additional shares of company stock. On the reported date, an officers' stock ownership plan purchased 238.186 shares of Nomura common stock for him in an open-market transaction at about $8.05 per share, increasing his indirect holdings in that plan to 335.852 shares.
He also holds 9,900 shares directly after a transfer of 600 shares from the officers' stock ownership plan account to his personal brokerage account, which did not change his total beneficial ownership. The filing shows no derivative positions remaining.
NOMURA HOLDINGS INC director Ogawa Shoji made a small open-market share purchase. On March 25, 2026, an account in an officers' stock ownership plan bought 238.186 shares of common stock at $8.05 per share, reported as indirect ownership. Following this, indirect holdings in the plan were 276.848 shares, and direct holdings in the director’s own name were 58,140 shares of common stock. A footnote explains that a separate transfer of 700 shares from the officers’ stock ownership plan account to a brokerage account in the reporting person’s name did not change the total number of shares beneficially owned.
Nomura Holdings Inc. officer Yukiko Ozaki reported an open-market purchase of common stock through an officers' stock ownership plan. On the transaction date, the plan bought 7.939 shares at $8.05 per share, with the price translated from Japanese yen using a JPY158.66 per $1.00 exchange rate.
After this trade, the indirect holdings in the officers' stock ownership plan totaled 62.565 shares of Nomura common stock, and Ozaki also had a separately reported direct holding of 17,486 shares.