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Nomura Hldgs SEC Filings

NMR NYSE

Welcome to our dedicated page for Nomura Hldgs SEC filings (Ticker: NMR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Nomura Holdings, Inc. filings document the regulatory disclosures of a Japanese global financial services group and foreign private issuer. Form 6-K reports furnish U.S. GAAP consolidated results, financial summaries, segment data for Wealth Management, Investment Management, Wholesale and Banking, dividend actions and share repurchase activity.

The filing record also covers corporate governance reports, treasury-share dispositions for restricted stock units and performance share units, shelf registration matters and incorporation by reference into Form F-3 registration statements. Nomura's disclosures provide formal records on capital structure, executive compensation instruments, governance framework, risk and financial reporting for its consolidated operations.

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Nomura America Finance, LLC filed a product prospectus supplement dated June 4, 2026 that supplements the prospectus dated July 20, 2023 for its Senior Global Medium‑Term Notes, Series A, fully and unconditionally guaranteed by Nomura Holdings, Inc. The supplement describes general terms applicable to notes that may be issued from time to time and states that specific terms (including aggregate principal amount, stated maturity, interest mechanics, and minimum initial investment) will be set forth in separate pricing supplements.

The notes are generally denominated in U.S. dollars, issued in denominations of $1,000 and integral multiples, may bear fixed or floating interest (including SOFR and other market benchmarks), and may include features such as step‑up, zero coupon, original issue discount, or various reset conventions. The calculation agent (typically Nomura Securities International, Inc.) will make determinations regarding interest, payment dates, and benchmark replacements; certain benchmark transition and index cessation provisions and discretionary adjustment spreads are described. The supplement highlights credit risk of Nomura and secondary‑market liquidity, potential delayed interest determination for compounded SOFR notes, and other mechanics that investors must review in the applicable pricing supplement.

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Nomura America Finance, LLC offers issuer‑redeemable contingent coupon barrier notes due June 7, 2029 linked to the least performing of the EURO STOXX 50®, Russell 2000® and S&P 500® indices. The notes pay a contingent quarterly coupon of at least $32.00 per $1,000 (at least 3.20% quarterly, equivalent to 12.80% per annum) if each reference asset is at or above a 70.00% barrier on coupon observation dates. At maturity, if the least performing reference asset is below its 70.00% barrier, investors receive a cash settlement equal to $1,000 plus the percentage performance of that least performing asset, exposing holders to up to 100% principal loss. The notes are unsecured obligations of the issuer and fully guaranteed by Nomura Holdings, Inc.; estimated model value on the trade date is between $949.80 and $979.80 per $1,000. Price to public is 100.00% with agent commission up to 0.25%.

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Nomura America Finance, LLC is offering Autocallable Contingent Coupon Barrier Notes linked to the least performing of the S&P 500®, Russell 2000® and Nasdaq-100 due June 14, 2029. The notes have a trade date of June 10, 2026, an expected original issue date of June 15, 2026, and a final valuation date of June 11, 2029.

The notes pay a contingent quarterly coupon of at least $31.25 per $1,000 (at least 3.125% quarterly, equivalent to at least 12.50% per annum) if each reference asset closes at or above its contingent coupon barrier (set at 70.00% of initial value) on a coupon observation date. The notes are automatically called if each reference asset is at or above its call barrier (100% of initial) on any call observation date beginning September 10, 2026.

The price to public is 100.00% of principal; estimated value at pricing is stated between $944.40 and $974.40 per $1,000 principal amount. The notes are unsecured obligations guaranteed by Nomura Holdings, Inc., expose holders to Nomura credit risk and to potential loss of up to 100% of principal if the least performing reference asset finishes below its barrier on the final valuation date.

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Nomura America Finance, LLC is offering issuer‑redeemable contingent coupon barrier notes due June 7, 2029, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes pay a contingent quarterly coupon of at least 3.3125% (at least 13.25% per annum) if each reference asset closes at or above 70.00% of its initial value on a coupon observation date. The notes are linked to the least performing of the EURO STOXX 50®, Russell 2000® and S&P 500®. If not called and the least performing reference asset falls below its 70.00% barrier at final valuation, principal is reduced pro rata and investors may lose up to 100% of principal. Issuer optional redemptions may occur on or after September 9, 2026. The estimated value at pricing is between $954.00 and $984.00 per $1,000 principal amount; original issue price is 100.00%.

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Nomura America Finance, LLC is offering redeemable contingent coupon barrier notes due June 7, 2029, fully guaranteed by Nomura Holdings, Inc., linked to the least performing of the EURO STOXX 50®, Russell 2000® and Nasdaq-100® indices. The notes have an expected trade date of June 3, 2026 and an original issue date of June 8, 2026. Each $1,000 principal amount may pay a contingent quarterly coupon of at least 2.7375% (equivalent to at least 10.95% per annum) if each reference asset on a coupon observation date is at or above its contingent coupon barrier, set at 55.00% of initial value. If not redeemed, the cash settlement at maturity depends on the final value of the least performing reference asset: if at or above its barrier value you receive $1,000 plus the final contingent coupon; if below its barrier value you receive $1,000 multiplied by that asset's performance and may lose up to 100% of principal. The notes are unsecured senior medium-term notes, not listed, with an original issue price of 100.00% and a minimum initial investment of $1,000.

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Nomura America Finance, LLC offers $6,000,000 aggregate face amount of indexed, fixed‑coupon notes backed by a guarantee of Nomura Holdings, Inc. The notes pay a monthly fixed coupon of $11.042 per $1,000 face amount (1.1042% monthly, ~13.25% per annum) and are unsecured obligations of the issuer.

The cash settlement at maturity depends on the least performing underlier (EURO STOXX 50, Russell 2000, Nasdaq-100) and on whether a trigger event 30% intraperiod decline versus initial level) occurred during the measurement period. If a trigger event occurs and the least performing underlier finishes below its initial level, principal can be reduced pro rata (you may lose up to 100%); estimated value at pricing was $991.10 per $1,000. The issuer may redeem on coupon dates beginning November 3, 2026.

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Nomura America Finance, LLC priced US$1,954,000 of Autocallable Memory Contingent Coupon Buffer Notes linked to Microsoft Corporation (MSFT). The trade date was May 29, 2026 and original issue date is June 3, 2026. The notes mature on June 16, 2027 unless called earlier.

The notes pay a contingent quarterly coupon of $35.00 per $1,000 (a 3.50% quarterly rate) if MSFT closes at or above the contingent coupon buffer of $382.70 (85.00% of the initial value) on coupon observation dates. The notes are autocallable if MSFT closes at or above the call barrier of $450.24 (100.00% of the initial value) on call observation dates, in which case investors receive principal plus applicable contingent coupon(s).

If not called, maturity payment depends on final value relative to the buffer value $382.70: full principal plus final contingent coupon if final value >= buffer; otherwise principal is exposed below the 15.00% buffer with a downside leverage factor of 1/0.85 (~1.1765x), potentially leading to substantial principal loss. The pricing models estimated the notes' value at $986.00 per $1,000 on the trade date, below the public price.

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Nomura America Finance, LLC is offering US$1,360,000 of senior, unsecured Autocallable Barrier Notes linked to the common stock of Zscaler, Inc. (ZS) due June 2, 2028. The notes have an initial value and call barrier of $130.04, a barrier value at 60.00% ($78.02), and a contingent minimum return of 85.32%. If the notes are automatically called (call observation date June 11, 2027), holders receive principal plus a call premium of 42.66% on the call settlement date. If not called, maturity payoffs depend on Zscaler’s final value: full exposure to declines below the barrier (possible loss up to 100%), limited upside by the greater of the contingent minimum return or equity performance when final value ≥ initial value, and principal-only protection when final value is between the barrier and initial value. Price to public is 100.00% and the estimated value on the trade date was $997.00 per $1,000 principal amount.

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Nomura America Finance, LLC is offering $562,000 in callable, contingent-coupon index-linked notes due 2029, guaranteed by Nomura Holdings, Inc. The notes pay a monthly contingent coupon of $10.417 per $1,000 (1.0417% monthly, potential up to approximately 12.50% per annum) when each underlier meets its coupon trigger level. Payment at maturity depends on the least performing underlier (S&P 500, Russell 2000, Nasdaq-100); if the least performing underlier is below its trigger buffer level, principal can be reduced proportionally, potentially to 0%. Notes are unsecured, redeemable at issuer option on coupon dates beginning September 2, 2026, and were priced with an estimated model value of $990.70 per $1,000 on the trade date.

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FAQ

How many Nomura Hldgs (NMR) SEC filings are available on StockTitan?

StockTitan tracks 368 SEC filings for Nomura Hldgs (NMR), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Nomura Hldgs (NMR)?

The most recent SEC filing for Nomura Hldgs (NMR) was filed on June 9, 2026.