Nomura Holdings, Inc. filings document the regulatory disclosures of a Japanese global financial services group and foreign private issuer. Form 6-K reports furnish U.S. GAAP consolidated results, financial summaries, segment data for Wealth Management, Investment Management, Wholesale and Banking, dividend actions and share repurchase activity.
The filing record also covers corporate governance reports, treasury-share dispositions for restricted stock units and performance share units, shelf registration matters and incorporation by reference into Form F-3 registration statements. Nomura's disclosures provide formal records on capital structure, executive compensation instruments, governance framework, risk and financial reporting for its consolidated operations.
Nomura America Finance, LLC is offering redeemable Contingent Coupon Barrier Notes due August 26, 2027, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes pay a monthly contingent coupon (at least 1.008% monthly, approximately 12.10% per annum to be set on the trade date) only if each reference asset closes at or above a 70.00% contingent coupon barrier on specified coupon observation dates. The notes are linked to the least performing of the S&P 500 (SPX), the Russell 2000 (RTY) and the XLP ETF. If not redeemed, maturity payoff equals $1,000 plus the final contingent coupon if the least performer is at or above its 70% barrier; otherwise payoff equals $1,000 multiplied by the least performer’s performance, which can result in a loss of up to 100% of principal. Trade date is May 21, 2026 and original issue date is expected May 27, 2026. The notes are unsecured, not FDIC-insured, and subject to Nomura credit risk.
Nomura Holdings Inc filed a Form 13F Combination Report reporting holdings in Section 13(f) securities. The report lists $37,713,188,553 in aggregate market value across 2,179 information-table entries and includes positions reported for 4 other included managers.
Nomura Holdings, Inc. plans to dispose of treasury shares to fund long-term stock-based compensation for directors, executive officers, and employees through Restricted Stock Units (RSUs) and Performance Share Units (PSUs). All awards use the company’s existing treasury stock as consideration via monetary compensation claims contributed in kind.
For RSUs, Nomura will dispose of 9,375,700, 9,295,800, 9,217,000 and 1,848,300 common shares at a disposition price of 1,274 yen per share, with payment periods between April 2027 and May 2030. For PSU No.3, 811,500 shares are earmarked for disposal over April 2029 to September 2029, with final grants tied to three-year Return on Equity and Total Shareholder Return performance, each weighted 50% and adjustable from 0% to 150% of the base share number.
Nomura Holdings, Inc. reports on its April 2026 share repurchase and treasury share activity under a previously authorized buyback program. The board had authorized repurchases of up to 100,000,000 common shares for up to 60,000,000,000 JPY between February 17 and September 30, 2026.
During April 2026, the company repurchased 14,309,600 shares for a total of 18,521,431,000 JPY. Cumulatively under this authorization, 46,861,200 shares had been repurchased for 59,999,879,300 JPY, representing 46.9% of the maximum share amount and 100.0% of the maximum cash amount.
As of April 30, 2026, Nomura had 3,088,562,601 total issued shares and held 165,591,036 shares in treasury. Treasury share movements also included 35,525,232 shares delivered under a Restricted Stock Units plan as equity compensation.
Nomura America Finance, LLC priced US$25,000,000 of Step‑Down Autocallable Barrier Notes due May 16, 2028, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes are linked to the least performing of the S&P 500 Index and the Russell 2000 Index, carry automatic call dates beginning May 24, 2027, and pay a call premium of 10.74% on the first call date and 21.48% if called at final valuation. The notes pay at maturity $1,000 plus the performance of the least performing reference asset; if the least performing reference asset finishes below its barrier (70.00% of initial value), investors may lose up to 100% of principal. The trade date was May 12, 2026, original issue date May 15, 2026, and the issuer disclosed an estimated model value of $986.90 per $1,000 at pricing, which is below the public price.
Nomura America Finance, LLC is offering US$25,000,000 of step-down autocallable barrier notes fully guaranteed by Nomura Holdings, Inc., linked to the least performing of the S&P 500® Index and the Russell 2000® Index. Trade date is May 8, 2026, original issue date May 13, 2026, and stated maturity is May 11, 2028. The notes are callable annually on or after May 21, 2027; the first call premium is 10.90% and the final call premium at maturity is 21.80%. If not called, payment at maturity equals $1,000 plus $1,000 times the performance of the least performing reference asset, exposing investors to up to 100% principal loss if that asset declines. The estimated value on the trade date was $984.00 per $1,000 principal; price to public is 100.00%, with proceeds to issuer totaling $24,887,500.00. Barrier level equals 70% of initial levels; initial index values and barrier values are stated for both indices in the supplement.
Nomura America Finance, LLC is offering US$ denominated Step-Down Autocallable Barrier Notes, fully and unconditionally guaranteed by Nomura Holdings, Inc., linked to the least performing of the S&P 500® (SPX) and the Russell 2000® (RTY) with expected original issue date May 15, 2026 and stated maturity May 16, 2028.
The notes have automatic call observation dates beginning May 24, 2027 (call premium 10.74%, call barrier 100%) and a final valuation date May 11, 2028 (call premium 21.48%, barrier 70%). Payment at maturity, if not called, equals $1,000 plus $1,000 times the performance of the least performing reference asset; holders may lose up to 100% of principal. The estimated value on the trade date is between $959.20 and $989.20 per $1,000 principal amount. The notes are unsecured, not FDIC insured, and holders bear Nomura credit risk.
Nomura America Finance, LLC is offering Autocallable Memory Contingent Coupon Buffer Notes linked to the common stock of GE Vernova Inc. (GEV). The notes reference a 70.00% buffer, a downside leverage factor of 1.4286x, and a contingent quarterly coupon of at least 5.040% (to be set on the trade date). The notes are callable if the reference asset closes at or above 100.00% of its initial value on call observation dates beginning August 28, 2026, have a stated maturity of June 3, 2027, and pay a cash settlement at maturity that provides protection for the first 30.00% of losses but approximately 1.4286x exposure beyond that level.
Nomura America Finance, LLC offers contingent‑coupon senior notes backed by a guarantee of Nomura Holdings, Inc. The pricing supplement sets an aggregate face amount of $2,500,000 of notes with a face amount of $1,000 per note, monthly contingent coupons, an issuer early‑redemption right and final cash settlement tied to the least performing of the S&P 500 (SPX), Russell 2000 (RTY) and Nasdaq‑100 (NDX).
Coupons are payable monthly only if each underlier closes at or above a coupon trigger level (70% of the initial level). At maturity (or upon no early redemption) the cash settlement per $1,000 face depends on the least performing underlier return and could result in a total loss of principal; the supplement discloses an estimated value of $975.40 per $1,000 face amount on the trade date.
Nomura America Finance, LLC is offering US$25,000,000 in Senior Global Medium-Term Notes, Series A, step-down autocallable barrier notes linked to the least performing of the S&P 500® and the Russell 2000®, with a stated maturity of May 11, 2028 and automatic call observation beginning May 19, 2027.
If the notes are not called, payment at maturity per $1,000 principal equals $1,000 plus the reference asset performance of the least performing reference asset; the notes can lose up to 100% of principal. The notes are unsecured obligations guaranteed by Nomura Holdings, Inc., and their estimated value on the trade date was $981.30 per $1,000 principal amount.