Annaly Capital (NYSE: NLY) director receives 8,641 deferred stock units, totaling 42,160

Rhea-AI Filing Summary

Annaly Capital Management director Martin Laguerre reported a new equity award in the form of Deferred Stock Units (DSUs). On June 10, 2026, he received 8,641 DSUs tied to Annaly’s common stock under the 2020 Equity Incentive Plan.

The DSUs convert into shares of common stock on a one-for-one basis, typically one year after grant, but Laguerre has elected to defer settlement until after his service as a director ends. Following this grant, he holds a total of 42,160 DSUs, reflecting all DSUs granted during his tenure net of any prior conversions. The filing does not show any open-market purchases or sales of common stock.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Laguerre Martin

Role null

Type	Security	Shares	Price	Value
Grant/Award	Deferred Stock Units	8,641	$0.00	--
holding	Common Stock	--	--	--

Holdings After Transaction: Deferred Stock Units — 42,160 shares (Direct, null); Common Stock — 0 shares (Direct, null)

Footnotes (1)

1. The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan. The reporting person has elected such deferred settlement for all DSUs reported above. Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions.

Key Figures

Deferred Stock Units granted: 8,641 units Total DSUs after grant: 42,160 units Common stock directly held: 0 shares

3 metrics

Deferred Stock Units granted 8,641 units Grant of DSUs on June 10, 2026

Total DSUs after grant 42,160 units Aggregate DSUs during director tenure, net of conversions

Common stock directly held 0 shares Total shares of common stock following reported transactions

Key Terms

Deferred Stock Units, Annaly Capital Management, Inc. 2020 Equity Incentive Plan, termination of service

3 terms

Deferred Stock Units financial

"The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis"

Deferred stock units are promises from a company to give an employee shares of stock at a future date, often after certain conditions are met or after leaving the company. They function like a form of delayed compensation, allowing employees to earn shares over time. For investors, they represent potential future ownership in the company, but do not provide immediate voting rights or dividends until the shares are actually received.

Annaly Capital Management, Inc. 2020 Equity Incentive Plan financial

"pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan"

termination of service financial

"defer the settlement of the DSUs until after a termination of service"

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 06/12/2026 - 04:04 PM Accepted by SEC EDGAR 06/12/2026 - 04:03 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Laguerre Martin

(Last) (First) (Middle)

C/O ANNALY CAPITAL MANAGEMENT, INC.

1211 AVE OF THE AMERICAS

(Street)

NEW YORK NEW YORK 10036

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ANNALY CAPITAL MANAGEMENT INC [ NLY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/10/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock								0	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Deferred Stock Units	(1)	06/10/2026		A		8,641		(1)	(1)	Common Stock	8,641	$0	42,160(2)	D

Explanation of Responses:

1. The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan. The reporting person has elected such deferred settlement for all DSUs reported above.

2. Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions.

Remarks:

	/s/ Audrey K. Susanin, as Attorney-in-Fact for Martin Laguerre	06/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)