Welcome to our dedicated page for Annaly Capital SEC filings (Ticker: NLY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Annaly Capital Management, Inc. (NYSE: NLY) SEC filings page on Stock Titan provides direct access to the company’s public filings alongside AI-powered summaries. Annaly is a mortgage-focused REIT and diversified capital manager, and its filings offer detailed insight into how it manages Agency mortgage-backed securities, residential credit investments and mortgage servicing rights (MSR), as described in its public disclosures.
Investors can use this page to review Annaly’s periodic reports, such as annual reports on Form 10-K and quarterly reports on Form 10-Q, which typically include information on portfolio composition, leverage, net interest margin and capital allocation across its core businesses. Current reports on Form 8-K, several of which are excerpted above, document material events including quarterly earnings announcements, investor presentations, financial supplements, capital raising arrangements and executive transitions.
Annaly’s 8-K filings also list the company’s securities registered under Section 12(b) of the Exchange Act, including its common stock (NLY) and multiple series of cumulative redeemable preferred stock (NLY.F, NLY.G, NLY.I and NLY.J). Other exhibits referenced in these filings, such as distribution agency agreements and legal opinions, provide additional context on at-the-market equity programs and the issuance of securities under the company’s automatic shelf registration statement.
On Stock Titan, AI-generated highlights help explain the key points of lengthy filings, allowing users to quickly identify items such as new capital raising programs, changes in executive roles, or updates to investor materials. The page also surfaces insider and securities-related filings, such as those relating to preferred stock series, so users can track how Annaly manages its capital structure and disclosure obligations over time.
Annaly Capital Management Inc ownership amendment shows The Vanguard Group reports zero beneficial ownership of Common Stock. The amendment explains Vanguard implemented an internal realignment on January 12, 2026, after which certain subsidiaries will report holdings separately and Vanguard no longer is deemed to beneficially own those securities.
Annaly Capital Management’s President and COO Steven Francis Campbell reported several transactions in the company’s common stock. He sold 26,491 shares in an open-market transaction at a weighted average price of $22.83 per share under a Rule 10b5-1 plan adopted November 3, 2025 for tax and estate planning purposes.
On the same date, he acquired 85,319 shares through the vesting of a Performance Stock Unit award, including related dividend equivalent units, at a price of $23.01 per share. He also disposed of 43,556 shares surrendered to Annaly Capital Management, Inc. to cover tax withholding on that vesting. Following these transactions, he directly owned 219,763 shares of common stock, including dividend equivalent units.
ANNALY CAPITAL MANAGEMENT INC Chief Financial Officer Serena Wolfe reported equity compensation transactions in common stock. She acquired 83,106 shares at $23.01 per share from the vesting of a Performance Stock Unit award, including dividend equivalent units. On the same date, she disposed of 42,427 shares, also at $23.01 per share, surrendered to the company to satisfy tax withholding obligations related to that vesting. After these transactions, her directly held common stock balance was 213,760 shares.
Annaly Capital Management CEO and Co-CIO David L. Finkelstein reported equity compensation-related transactions in common stock. He acquired 325,797 shares at a price of $23.01 per share through the vesting of a Performance Stock Unit award, which included dividend equivalent units. In a related move, 180,168 shares at $23.01 per share were surrendered back to the company to cover tax withholding obligations on this vesting. After these transactions, he directly owned 833,763 shares of Annaly common stock.
Annaly Capital Management CEO and Co-CIO David L. Finkelstein reported an open-market sale of 50,000 shares of common stock on February 18, 2026. The weighted average sale price was $23.13 per share, with trades ranging from $22.93 to $23.27.
The transaction was executed under a Rule 10b5-1 trading plan adopted on November 12, 2025 for tax and estate planning purposes. Following this sale, Finkelstein beneficially owns 688,134 shares, which include dividend equivalent units that are economically equivalent to common shares.
Annaly Capital Management’s Chief Financial Officer Serena Wolfe reported an open-market sale of 16,536 shares of common stock at a weighted average price of $23.14 per share. The trade was executed under a Rule 10b5-1 plan adopted on November 4, 2025 for tax and estate planning purposes.
Following this transaction, Wolfe directly holds 173,081 shares of Annaly common stock, a balance that includes dividend equivalent units issued on restricted unit awards, each economically equivalent to one share and payable in one share for each whole unit.
Annaly Capital Management’s President and COO, Steven Francis Campbell, reported an open-market sale of 28,225 shares of common stock at a weighted average price of $23.12 per share. The trade occurred on February 18, 2026 and was executed under a pre-arranged Rule 10b5-1 trading plan adopted on November 3, 2025 for tax and estate planning purposes.
After this transaction, Campbell directly held 204,491 shares of Annaly common stock. Footnote disclosure states that dividend equivalent units issued on restricted unit awards are included in his common stock holding balance, with each unit economically equivalent to one share and payable in one share for each whole unit.
NLY filed a Form 144 reporting a proposed sale of listed equity awards. The filing lists 28,225 Restricted Stock Units with a grant date of 02/01/2025 and 26,491 Performance Stock Units with a grant date of 02/25/2025.
The broker is listed as Morgan Stanley Smith Barney LLC at 1 New York Plaza, and the filing bears the date 02/18/2026 with the exchange noted as NYSE.
NLY submitted a Form 144 disclosing a proposed sale of Common Stock by an affiliate.
The filing lists numeric entries 100000, 2298000, and 718386976 with a 02/18/2026 reference and identifies J.P. Morgan Securities LLC as the broker. The excerpt also shows vesting entries: 98,438 PSU shares vesting 02/25/2025 and 1,562 RSU shares vesting 02/01/2025.
NLY reported intended sales of 33,073 shares of Common Stock under a Form 144 notice. The filing lists 22,033 shares tied to 02/01/2025 and 11,040 shares tied to 02/25/2025, described as Compensation transactions processed through J.P. Morgan Securities.