Welcome to our dedicated page for Annaly Capital SEC filings (Ticker: NLY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Annaly Capital Management, Inc. filings document the regulatory record of an internally managed mortgage REIT with common stock and multiple preferred stock series listed on the New York Stock Exchange. Recent 8-K reports furnish quarterly earnings releases, investor presentations and financial supplements covering operating results, portfolio composition, leverage, hedging and mortgage finance strategy.
Annaly’s proxy materials address board governance, annual meeting matters and stockholder matters related to the company’s residential mortgage finance platform. Other current reports disclose registered security classes, Regulation FD materials, corporate events and executive-officer changes, including the company’s Series F, Series G, Series I and Series J preferred stock alongside NLY common shares.
Annaly Capital Management director Thomas Edward Hamilton received a new equity award in the form of deferred stock units. On June 10, 2026, he was granted 8,641 Deferred Stock Units (DSUs), each tied to one share of common stock.
After this grant, Hamilton holds 53,884 DSUs in total and also holds 32,500 shares of common stock directly. An additional 82,500 common shares are held indirectly through Cure FA Foundation, Inc. The DSUs generally convert into common stock on a one-for-one basis, with settlement deferred until after his service ends.
Annaly Capital Management director Kathy Hopinkah Hannan received a grant of 8,641 Deferred Stock Units (DSUs) on Common Stock-equivalent terms. The DSUs convert to Common Stock on a one-for-one basis one year after the grant date, unless settlement is deferred under the company’s 2020 Equity Incentive Plan.
The reporting person has elected to defer settlement of all DSUs until after a termination of service. Following this grant, she holds 44,348 DSUs and 9,535 shares of Common Stock directly, reflecting routine equity-based director compensation rather than an open-market share purchase or sale.
Annaly Capital Management director Martin Laguerre reported a new equity award in the form of Deferred Stock Units (DSUs). On June 10, 2026, he received 8,641 DSUs tied to Annaly’s common stock under the 2020 Equity Incentive Plan.
The DSUs convert into shares of common stock on a one-for-one basis, typically one year after grant, but Laguerre has elected to defer settlement until after his service as a director ends. Following this grant, he holds a total of 42,160 DSUs, reflecting all DSUs granted during his tenure net of any prior conversions. The filing does not show any open-market purchases or sales of common stock.
Annaly Capital Management director Glenn Votek reported a new equity award rather than an open-market trade. He received 8,641 Deferred Stock Units (DSUs) of Annaly common stock as a grant on June 10, 2026, at a stated price of $0.00 per unit, reflecting stock-based compensation. After this grant, his direct holdings in DSUs total 44,348 units, each convertible into one share of common stock.
The filing also shows he directly holds 87,513 shares of Annaly common stock following the reported transactions. According to the plan terms, the DSUs convert to common stock on a one-for-one basis one year after grant unless settlement is deferred; Votek has elected to defer settlement until after his service as director ends.
ANNALY CAPITAL MANAGEMENT INC director Manon Laroche received a grant of 8,641 Deferred Stock Units (DSUs) tied to the company’s Common Stock. The DSUs convert to Common Stock on a one-for-one basis, and Laroche has elected to defer settlement until after her service ends. Following this grant, she directly holds 26,185 DSUs in total and 0 shares of Common Stock directly.
ANNALY CAPITAL MANAGEMENT INC director Vicki Williams received 8,641 Deferred Stock Units (DSUs) as a compensation award. These DSUs convert into the company’s common stock on a one-for-one basis.
After this grant, Williams holds a total of 57,099 DSUs. Under the company’s 2020 Equity Incentive Plan, she has elected to defer settlement of all these DSUs until after her service as a director ends, so this filing reflects a non-cash equity award rather than any open-market buying or selling of shares.
Annaly Capital Management director Scott Wede reported a new equity grant. On June 10, 2026, he received 8,641 Deferred Stock Units (DSUs), each tied one-for-one to a share of common stock. This grant brings his total DSU balance to 26,185 units across his board tenure.
The DSUs will convert into common shares one year after grant unless settlement is deferred. Wede has elected to defer settlement until after his service as director ends. His directly held common stock position is reported as zero shares after this filing.
Annaly Capital Management director Eric A. Reeves reported a new equity award in the form of Deferred Stock Units (DSUs). He received a grant of 8,641 DSUs that convert into an equal number of common shares on a one-for-one basis under the company’s 2020 Equity Incentive Plan.
The DSUs were granted at no cash cost and are a form of director compensation rather than an open-market purchase. Following this award, Reeves holds 21,544 DSUs in total and 30,593 shares of common stock directly. He has elected to defer settlement of all DSUs until after his board service ends.
Annaly Capital Management, Inc. reported the results of its 2026 Annual Meeting of Stockholders held on June 10, 2026. Stockholders elected nine directors to serve until the 2027 annual meeting, each receiving over 410 million votes in favor with substantial margins over votes against.
Stockholders also approved, on an advisory basis, the Company’s executive compensation, with approximately 389.7 million votes for and 28.6 million against. They ratified the appointment of Ernst & Young LLP as the independent registered public accounting firm, with over 560.4 million votes for. An advisory stockholder proposal to adopt the right to act by written consent was rejected, receiving 125.1 million votes for and 291.9 million against. Voting participation was high, with 577,469,072 of 732,480,706 entitled common shares represented, or about 78.83% of eligible shares.
Annaly Capital Management director Eric A. Reeves exercised deferred stock units into common stock in a routine compensation-related move. On May 14, 2026, he converted 7,628 Deferred Stock Units into the same number of Common Stock shares at a stated price of $0.00 per share, reflecting a non-cash equity settlement. Following the transaction, he directly holds 30,593 shares of Common Stock and 12,903 Deferred Stock Units, which convert to common shares on a one-for-one basis under Annaly’s 2020 Equity Incentive Plan. The filing shows no open-market purchases or sales, only the exercise and related reduction of DSUs granted during his board service, including units previously added through dividend reinvestment.