Welcome to our dedicated page for Nio SEC filings (Ticker: NIO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
NIO Inc. (NYSE: NIO) files with the U.S. Securities and Exchange Commission as a foreign private issuer, primarily using Form 20-F for annual reports and Form 6-K for current reports. These SEC filings provide detailed information on NIO’s business as a smart electric vehicle company that designs, develops, manufactures and sells vehicles under the NIO, ONVO and FIREFLY brands. They also document key operating metrics, financial results, capital markets transactions and significant corporate events.
Recent Form 6-K filings incorporate press releases on monthly and quarterly delivery updates, unaudited third quarter 2025 financial results, and NIO Day 2025. These filings include data on vehicle deliveries by brand, vehicle sales, total revenues, gross profit, gross margin, operating losses, net losses and non-GAAP adjustments. They also describe trends in research and development expenses, selling, general and administrative expenses, and cash and investment balances, along with management’s commentary on cost optimization and profitability.
NIO’s SEC filings also cover equity offerings of American depositary shares and Class A ordinary shares under a shelf registration statement on Form F-3. Related documents explain the structure of the offerings and the company’s stated plans to use proceeds for research and development of core smart EV technologies, development of future technology platforms and vehicle models, expansion of its battery swapping and charging network, and general corporate purposes.
On Stock Titan’s NIO filings page, users can access these SEC documents with AI-powered summaries that highlight key figures, trends and disclosures. The platform surfaces items such as quarterly reports, current reports on deliveries and events, and offering-related filings, helping readers understand NIO’s regulatory reporting and financial position without manually reviewing every page.
NIO Inc. reported sharp growth in vehicle deliveries for March and the first quarter of 2026. The company delivered 35,486 vehicles in March 2026, an increase of 136.0% year-over-year, and 83,465 vehicles in the first quarter of 2026, up 98.3% year-over-year.
March deliveries included 22,490 NIO premium brand vehicles, 6,877 ONVO family-oriented vehicles, and 6,119 FIREFLY small high-end cars. Cumulative deliveries reached 1,081,057 as of March 31, 2026. NIO’s All-New ES8 flagship SUV achieved its 80,000th delivery in 181 days and held the No. 1 position in China’s large SUV segment for three consecutive months.
NIO Inc. Executive Vice President Zhou Xin filed an initial ownership report detailing existing equity awards and holdings. The filing lists vested options over 417,000 Class A ordinary shares with exercise prices between $2.05 and $2.55, plus multiple restricted share unit grants totaling several tranches of 200,000 shares each that vest from June 1, 2026 through September 1, 2029. It also notes indirect ownership of 1,000,000 Class A ordinary shares through Prime Hubs Limited and direct holdings of 216,167 American depositary shares, each representing one Class A ordinary share. These entries reflect existing positions rather than new market purchases or sales.
NIO Inc. director Wu Hai (Hector) filed an initial statement of beneficial ownership, outlining his equity position in the company. He holds options over 250,000 Class A ordinary shares with an exercise price of $3.6100 per share, expiring on December 31, 2030. He also holds restricted share units representing 85,803 Class A ordinary shares that vest on November 6, 2026 and a further 85,804 restricted share units that vest on November 6, 2027. In addition, he owns 150,000 American depositary shares, with each ADS representing one Class A ordinary share.
NIO Inc. filed an initial Form 3 showing Chief Executive Officer Li Bin’s existing equity stake in the company. He directly holds options over 13,500,000 Class A ordinary shares at an exercise price of $2.55 per share, expiring on February 29, 2028, and all of these options have vested. He also holds restricted share units representing 248,454,460 Class A ordinary shares under NIO’s 2026 Share Incentive Plan, which vest in ten tranches based on performance conditions. In addition, he has indirect ownership of Class A and Class C ordinary shares through entities including NIO Users Community Limited, Originalwish Limited, mobike Global Ltd., and NIO Users Limited, and directly holds 7,703 American depositary shares, each representing one Class A ordinary share.
NIO Inc. director Skaf Eddy Georges filed an initial statement of beneficial ownership. The filing shows he directly holds 120,000 American depositary shares, each representing one Class A ordinary share. He also holds restricted share units that entitle him to receive 93,985 Class A ordinary shares upon vesting.
The restricted share units were granted under NIO’s share incentive plans and do not have expiration dates. According to the disclosure, these units are scheduled to vest in two tranches on February 5, 2027 and February 5, 2028, reflecting future potential share delivery rather than current share ownership.
NIO Inc. director Collins Nicholas Paul has filed an initial ownership report showing his equity stake in the company. He holds 120,000 American depositary shares, with each ADS representing one Class A ordinary share. He also holds two grants of restricted share units, each tied to 93,985 Class A ordinary shares, granted under NIO’s share incentive plans. These RSUs have no expiration dates and will vest on February 5, 2027, and February 5, 2028, giving him the right to receive Class A ordinary shares as they vest.
NIO Inc. executive vice president Shen Feng filed an initial ownership report showing direct holdings of stock options and American depositary shares. The filing lists several option grants over Class A ordinary shares, including 900,000 underlying shares at an exercise price of $1.8000 per share expiring on December 30, 2027, and other grants at exercise prices of $2.0500, $2.3900, and $2.5500 with expirations through 2030. A footnote states these options were granted under NIO’s share incentive plans and all have vested as of this Form 3. Shen also directly holds 22,947 American depositary shares, with each ADS representing one Class A ordinary share.
NIO Inc. director and president Qin Lihong filed an initial Form 3 detailing his equity interests in the company. The filing shows indirect ownership of 10,499,899 Class A ordinary shares through DX Mix Limited and 1 share through Prime Hubs Limited, plus 169,662 American depositary shares held directly, with each ADS representing one Class A share. He also holds several option awards over Class A shares with exercise prices of 2.39 and 2.55 expiring between 2028 and 2030, and multiple restricted share unit grants that will vest in stages from 06/01/2026 through 09/01/2029. The Form 3 records existing positions and does not report any new purchases or sales.
NIO Inc. filed an initial ownership report for Ganesh V. Iyer, CEO of NIO U.S., detailing his equity stake in the company. He directly holds 275,000 Class A ordinary shares and 480,762 American depositary shares, with each ADS representing one Class A ordinary share.
He also holds multiple vested employee stock options over Class A ordinary shares, including options covering 125,000 shares at an exercise price of $0.27 per share and 500,000 shares at $2.05 per share, with expiration dates between 2028 and 2030. According to the filing, all reported options have vested as of the Form 3 date, and the entries reflect holdings rather than new purchases or sales.
NIO Inc. director Lee Denny Ting Bun filed an initial ownership report detailing his equity interests in the company. He reports direct holdings of American depositary shares and restricted share units tied to NIO’s Class A ordinary shares.
The filing shows 360,765 American depositary shares held directly, with each ADS representing one Class A ordinary share. It also lists 131,869 restricted share units, which give a contingent right to receive Class A ordinary shares upon vesting. These restricted share units have no expiration date and are scheduled to vest on 09/12/2026 under NIO’s share incentive plans.