STOCK TITAN

NACCO (NC) insider linked trust receives 955-share Class A equity award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

NACCO Industries insider Victoire G. Rankin reported an indirect acquisition of 955 shares of Class A Common Stock on April 1, 2026. The shares were awarded to the reporting person’s spouse as “Required Shares” under NACCO’s Non-Employee Directors’ Equity Compensation Plan and carried a price of $0.00 per share.

Following this grant, indirect holdings reported for this account total 216,960 Class A shares. The Form 4 also lists multiple indirect Class A and Class B holdings in various family trusts, retirement accounts, and partnerships where the spouse serves as trustee or holds a limited partnership interest, and the reporting person frequently disclaims beneficial ownership of those shares.

Positive

  • None.

Negative

  • None.
Insider RANKIN VICTOIRE G
Role Insider
Type Security Shares Price Value
Grant/Award Class A Common Stock 955 $0.00 --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
Holdings After Transaction: Class A Common Stock — 216,960 shares (Indirect, AMR - Main Trust - A); Class B Common Stock — 2,000 shares (Indirect, AMR - RAI (B))
Footnotes (1)
  1. Spouse's shares of Class A Common Stock awarded to the Reporting Person's spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan. N/A Reporting Person's spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr. Reporting Person disclaims beneficial ownership of all such shares. Reporting Person's spouse serves as co-trustee for the benefit of spouse's family members. Reporting Person disclaims ownership of such shares. Held in an Individual Retirement Account for the benefit of the Reporting Person's spouse. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI"). Reporting Person disclaims beneficial ownership of all such shares. Reporting Person's spouse serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin, Sr. Reporting Person disclaims beneficial ownership of all such shares. Reporting Person's spouse serves as Trustee of Trusts for the benefit of each of grantor's grandchildren. Reporting Person disclaims beneficial onwership of all such shares. Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by AMR NC. Reporting Person disclaims beneficial ownership of all such shares. Reporting Person's spouse serves as Trustee of Trusts for the benefit of Bruce T Rankin. Reporting Person disclaims beneficial ownership of all such shares. Reporting Person's spouse serves as Trustee of a Trust for the benefit of Victoire G. Rankin. Represents Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. R eporting Person disclaims beneficial ownership of all such shares. Represents Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person disclaims beneficial ownership of all such shares. Reporting Person's spouse serves as trustee of BTR 2012 GST for the benefit of Helen Butler. Reporting Person's spouse serves as trustee of BTR 2012 GST for the benefit of Clara Williams.
Class A shares granted 955 shares Awarded at $0.00 per share as Required Shares to spouse
Indirect Class A holdings 216,960 shares Total Class A shares following transaction for AMR - Main Trust - A
Class B underlying A (AMR - RAI (B)) 2,000 shares Underlying Class A shares for Class B at $0.00 exercise price
Class B underlying A (AMR Associates NC, L.P.) 201,928 shares Underlying Class A shares for Class B at $0.00 exercise price
Class B underlying A (By Trust/Daughter 1) 9,431 shares Underlying Class A shares for Class B at $0.00 exercise price
Class B underlying A (By Trust/Daughter 2) 9,431 shares Underlying Class A shares for Class B at $0.00 exercise price
Non-Employee Directors' Equity Compensation Plan financial
"awarded to the Reporting Person's spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan"
Required Shares financial
"awarded to the Reporting Person's spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan"
Individual Retirement Account financial
"Held in an Individual Retirement Account for the benefit of the Reporting Person's spouse"
limited partnership interest financial
"Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by AMR NC"
GST financial
"trustee of BTR 2012 GST for the benefit of Helen Butler"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
RANKIN VICTOIRE G

(Last)(First)(Middle)
NACCO INDUSTRIES, INC.
22901 MILLCREEK BLVD., SUITE 600

(Street)
CLEVELAND OHIO 44122

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
NACCO INDUSTRIES INC [ NC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
Officer (give title below)XOther (specify below)
Member of a Group
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock04/01/2026A(1)955A(2)216,960IAMR - Main Trust - A(3)
Class A Common Stock7,811ISpouse/Trust/RFR(4)
Class A Common Stock14,160IAMR - IRA(5)
Class A Common Stock1,975IAMR - RMI (Delaware)(6)
Class A Common Stock5,320IBy Spouse/Trust 2 (Sr.)(7)
Class A Common Stock4,800IAMR - Trust3 (GC)(8)
Class A Common Stock2,044IAMR Associates NC, L.P.(9)
Class A Common Stock10,110IBTR-Class A Trust(10)
Class A Common Stock0ICTR - RAIV (A)
Class A Common Stock34,936IVGR - Trust(11)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Class B Common Stock(2) (2) (2)Class A Common Stock2,0002,000IAMR - RAI (B)(12)
Class B Common Stock(2) (2) (2)Class A Common Stock201,928201,928IAMR Associates NC, L.P.(9)
Class B Common Stock(2) (2) (2)Class A Common Stock2525IAMR-RAIV-GP(13)
Class B Common Stock(2) (2) (2)Class A Common Stock9,4319,431IBy Trust/Daughter 1(14)
Class B Common Stock(2) (2) (2)Class A Common Stock9,4319,431IBy Trust/Daughter 2(15)
Explanation of Responses:
1. Spouse's shares of Class A Common Stock awarded to the Reporting Person's spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
2. N/A
3. Reporting Person's spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr. Reporting Person disclaims beneficial ownership of all such shares.
4. Reporting Person's spouse serves as co-trustee for the benefit of spouse's family members. Reporting Person disclaims ownership of such shares.
5. Held in an Individual Retirement Account for the benefit of the Reporting Person's spouse. Reporting Person disclaims beneficial ownership of all such shares.
6. Represents the Reporting Person's spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI"). Reporting Person disclaims beneficial ownership of all such shares.
7. Reporting Person's spouse serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin, Sr. Reporting Person disclaims beneficial ownership of all such shares.
8. Reporting Person's spouse serves as Trustee of Trusts for the benefit of each of grantor's grandchildren. Reporting Person disclaims beneficial onwership of all such shares.
9. Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by AMR NC. Reporting Person disclaims beneficial ownership of all such shares.
10. Reporting Person's spouse serves as Trustee of Trusts for the benefit of Bruce T Rankin. Reporting Person disclaims beneficial ownership of all such shares.
11. Reporting Person's spouse serves as Trustee of a Trust for the benefit of Victoire G. Rankin.
12. Represents Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. R eporting Person disclaims beneficial ownership of all such shares.
13. Represents Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person disclaims beneficial ownership of all such shares.
14. Reporting Person's spouse serves as trustee of BTR 2012 GST for the benefit of Helen Butler.
15. Reporting Person's spouse serves as trustee of BTR 2012 GST for the benefit of Clara Williams.
/s/ Matthew J. Dilluvio, attorney-in-fact04/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did NC’s Victoire G. Rankin report on this Form 4?

Victoire G. Rankin reported an indirect acquisition of 955 NACCO Class A shares. These were awarded at $0.00 per share as “Required Shares” to the reporting person’s spouse under NACCO’s Non-Employee Directors’ Equity Compensation Plan, reflecting a compensation-related grant rather than an open-market trade.

Who actually received the 955 NACCO Class A shares reported on the Form 4 for NC?

The 955 Class A shares were awarded to the reporting person’s spouse. Footnotes state they were granted as “Required Shares” under the Non-Employee Directors’ Equity Compensation Plan, with multiple disclosures that the reporting person disclaims beneficial ownership of several spouse- and trust-held positions.

What are Victoire G. Rankin’s indirect Class A holdings in NACCO after this transaction?

After the grant, the Form 4 shows 216,960 Class A shares for one indirect account. Additional lines list other indirect Class A positions across trusts, IRAs, and partnerships, but many are described in footnotes where beneficial ownership is disclaimed by the reporting person.

Does this NACCO Form 4 for NC show any open-market buys or sells?

No open-market purchases or sales are indicated in this Form 4. The only coded transaction is an acquisition by grant at $0.00 per share, while the remaining entries are labeled as holdings with no buy or sell code or stated transaction price.

How are NACCO Class B shares treated in this NC Form 4 filing?

The filing lists several indirect Class B Common Stock holdings. Each entry shows a conversion or exercise price of $0.00 and an underlying amount of Class A Common Stock, indicating derivative-style positions linked to Class A, held through various family-related entities and trusts.

What do the NACCO Form 4 footnotes reveal about beneficial ownership for NC?

Footnotes repeatedly state that the reporting person disclaims beneficial ownership of many indirect holdings. They clarify that shares are held in trusts, IRAs, corporations, and partnerships where the spouse is trustee or limited partner, detailing the spouse’s proportionate interests and trustee roles.