Welcome to our dedicated page for NACCO Industries SEC filings (Ticker: NC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
NACCO Industries filings document a public natural resources company with Class A common stock traded under the NC symbol and operations reported through mining, minerals, royalties, aggregates, fuels, and environmental solutions businesses. Form 8-K reports furnish quarterly and annual results, Regulation FD investor presentations, dividend declarations, stock repurchase authorizations, and exchange-listing information.
Proxy materials describe board governance, committee structure, director independence, audit matters, executive compensation, human capital oversight, related-person transaction review, insider trading and hedging policies, and shareholder meeting matters. Other filings record compensation arrangements, retirement plan amendments, capital-return actions affecting Class A and Class B common stock, and the risk and forward-looking disclosure framework used in company presentations.
NACCO Industries, Inc. adopted an Amended and Restated Long-Term Executive Compensation Plan and reported voting results from its 2026 annual stockholder meeting. The plan increases the pool of Class A Common shares available for awards to 800,000 and extends the term so no award shares may be issued after March 1, 2036.
The plan, effective March 1, 2026, covers selected salaried executives on the U.S. payroll, with 96 of 1,763 employees eligible as of March 4, 2026. Annual payouts to any participant are capped at the greater of $12 million or the fair market value of 500,000 award shares.
Shareholders approved the amended executive long-term incentive plan by 19,997,399 votes for and supported the company’s named executive officer compensation and an annual say-on-pay frequency. All eleven director nominees were elected, and Ernst & Young LLP was ratified as independent auditor for 2026.
NACCO Industries, Inc. reported stronger Q1 2026 results, with revenue of $62.8 million and net income of $8.8 million, up from $4.9 million a year earlier. Basic EPS rose to $1.18 from $0.67 as margins improved across coal and contract mining.
Utility Coal Mining swung from a prior-year loss to a $7.4 million operating profit helped by lower costs and the absence of a $3.0 million inventory impairment at MLMC. Contract Mining operating profit doubled to $4.0 million on higher volumes and a depreciation-method change that reduced expense by $0.9 million.
Minerals and Royalties held operating profit nearly flat at $7.7 million despite lower revenue, supported by lower depletion and higher equity-method earnings. Cash from operations increased to $12.4 million, but heavy capital spending of $33.4 million, mainly for a dragline and mitigation land, drove higher revolver borrowings to $100 million and raised debt-to-total capitalization to 22%.
NACCO Industries reported sharply higher profitability in Q1 2026 despite lower revenue. Revenue was $62.8 million, down 4% from Q1 2025, but gross profit rose 48% to $14.3 million and operating profit increased 43% to $11.0 million.
Net income grew 80% to $8.8 million, with diluted EPS up to $1.17 from $0.66. Consolidated Adjusted EBITDA rose 28% to $16.4 million. Utility Coal and Contract Mining segments drove the gains, helped by improved performance at Mississippi Lignite Mining and new contract mining work. Liquidity totaled $102.7 million, including $53.2 million of cash, against $126.4 million of debt.
NACCO Industries insider Victoire G. Rankin reported an indirect acquisition of 955 shares of Class A Common Stock on April 1, 2026. The shares were awarded to the reporting person’s spouse as “Required Shares” under NACCO’s Non-Employee Directors’ Equity Compensation Plan and carried a price of $0.00 per share.
Following this grant, indirect holdings reported for this account total 216,960 Class A shares. The Form 4 also lists multiple indirect Class A and Class B holdings in various family trusts, retirement accounts, and partnerships where the spouse serves as trustee or holds a limited partnership interest, and the reporting person frequently disclaims beneficial ownership of those shares.
RANKIN ALFRED M ET AL reported acquisition or exercise transactions in this Form 4 filing.
NACCO Industries director and chairman Alfred M. Rankin Jr., reporting for various related entities, recorded a grant of 955 Class A Common shares on April 1, 2026. The shares were awarded as “Required Shares” under the company’s Non-Employee Directors’ Equity Compensation Plan to the AMR Main Trust at a stated price of $0.00 per share.
After this award, the AMR Main Trust held 216,960 Class A shares indirectly attributed to Rankin. The Form 4 also lists multiple indirect holdings in trusts, retirement accounts, and limited partnerships, and several footnotes state that Rankin serves as trustee or co-trustee and disclaims beneficial ownership of certain shares.
SACHS VALERIE GENTILE reported acquisition or exercise transactions in this Form 4 filing.
NACCO Industries director Valerie Gentile Sachs received a grant of Class A Common Stock as part of her board compensation. She was awarded 563 shares at a price of $0.00 per share as “Required Shares” under the company’s Non-Employee Directors’ Equity Compensation Plan, bringing her direct holdings to 10,452 Class A shares.
SHAPARD ROBERT S reported acquisition or exercise transactions in this Form 4 filing.
NACCO Industries director Robert S. Shapard received an equity award of 563 shares of Class A Common Stock as compensation. The shares were granted as “Required Shares” under the company’s Non-Employee Directors’ Equity Compensation Plan and were awarded at no cash cost. Following this grant, Shapard directly holds 18,181 shares of Class A Common Stock.
McDonald William Paul reported acquisition or exercise transactions in this Form 4 filing.
NACCO Industries director William Paul McDonald received an equity award of 563 shares of Class A Common Stock as “Required Shares” under the company’s Non-Employee Directors' Equity Compensation Plan. The shares were granted at no cost and are held indirectly through a trust for his benefit, bringing his indirect holdings to 7,130 Class A shares following the award.
Miller Michael Sidney reported acquisition or exercise transactions in this Form 4 filing.
NACCO Industries director Michael Sidney Miller received 563 shares of Class A Common Stock as a stock award. The shares were granted at no cash cost to him as “Required Shares” under the company’s Non-Employee Directors' Equity Compensation Plan. Following this compensation grant, he holds 27,752 Class A shares directly.
TAPLIN BRITTON T reported acquisition or exercise transactions in this Form 4 filing.
NACCO Industries director Britton T. Taplin reported an equity compensation award of 563 shares of Class A Common Stock. These were granted as “Required Shares” under the company’s Non-Employee Directors’ Equity Compensation Plan at no cash cost and are held indirectly in a trust for his benefit, which now holds 66,600 shares.
The filing also outlines other indirect holdings, including proportionate membership interests in 157,095 shares held by Abigail II, LLC and 18,707 shares held by Abigail LLC, as well as shares held by his spouse and several children’s trusts where he serves as co-trustee and disclaims beneficial ownership.