NBT Bancorp (NBTB) director granted 1,050-share equity award under 2024 plan

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Robinson V Daniel II reported acquisition or exercise transactions in this Form 4 filing.

NBT Bancorp Inc. director V. Daniel Robinson II reported a stock-based compensation grant. He received 1,050 shares of NBT Bancorp Inc. common stock at $0.00 per share, described as a grant or award under the company’s 2024 Omnibus Incentive Plan.

The award is in the form of restricted stock units that vest in one year. Following this grant, Robinson holds 21,754.853 shares directly and 387,558 shares indirectly through a corporation. This filing reflects routine director compensation rather than open-market trading.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Robinson V Daniel II

Role null

Type	Security	Shares	Price	Value
Grant/Award	NBT Bancorp Inc. Common Stock	1,050	$0.00	--
holding	NBT Bancorp Inc. Common Stock	--	--	--

Holdings After Transaction: NBT Bancorp Inc. Common Stock — 21,754.853 shares (Direct, null); NBT Bancorp Inc. Common Stock — 387,558 shares (Indirect, by Corporation)

Footnotes (1)

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Key Figures

Stock grant: 1,050 shares Grant price: $0.00 per share Direct holdings after grant: 21,754.853 shares +2 more

5 metrics

Stock grant 1,050 shares Grant/award acquisition under 2024 Omnibus Incentive Plan

Grant price $0.00 per share Equity compensation, not open-market purchase

Direct holdings after grant 21,754.853 shares Common stock directly owned after the reported transaction

Indirect holdings 387,558 shares Common stock held indirectly by corporation

Vesting period One year Restricted stock units vest in one year

Key Terms

restricted stock units, 2024 Omnibus Incentive Plan, grant, award, or other acquisition, indirect ownership

4 terms

restricted stock units financial

"annual retainer for Board service in the form of restricted stock units of the Company's common stock"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

2024 Omnibus Incentive Plan financial

"Acquired pursuant to the NBT Bancorp Inc. 2024 Omnibus Incentive Plan."

grant, award, or other acquisition financial

"transaction_code_description": "Grant, award, or other acquisition"

indirect ownership financial

""ownership_type": "indirect", "nature_of_ownership": "by Corporation""

Form 4 Insider Transactions: What Each Field Means →

05/21/2026 - 12:07 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Robinson V Daniel II

(Last)

(First)

(Middle)

52 SOUTH BROAD STREET

(Street)

NORWICH

NEW YORK

13815

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NBT BANCORP INC [ NBTB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/19/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
NBT Bancorp Inc. Common Stock	05/19/2026		A		1,050⁽¹⁾	A	$0.0	21,754.853	D
NBT Bancorp Inc. Common Stock								387,558	I	by Corporation

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Acquired pursuant to the NBT Bancorp Inc. 2024 Omnibus Incentive Plan. Each outside director is entitled to receive an annual retainer for Board service in the form of restricted stock units of the Company's common stock that vest in one year.

	By: Annette L. Burns, Power of Attorney For: V. Daniel Robinson II	05/21/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did NBTB director V. Daniel Robinson II report in this Form 4?

He reported receiving 1,050 shares of NBT Bancorp Inc. common stock as a grant under the 2024 Omnibus Incentive Plan, structured as restricted stock units that vest in one year as part of director compensation.

Was the NBTB Form 4 transaction an open-market stock purchase or sale?

No, the Form 4 shows a grant or award acquisition, not an open-market trade. Robinson received 1,050 shares at $0.00 per share as equity compensation, so it does not represent a discretionary market buy or sell decision.

How many NBT Bancorp (NBTB) shares does Robinson hold after this grant?

After the grant, Robinson holds 21,754.853 NBT Bancorp common shares directly and 387,558 shares indirectly through a corporation. These figures show his reported ownership position immediately following the compensation-related stock award.

What plan governs the stock award reported for NBTB’s outside director?

The award was acquired under the NBT Bancorp Inc. 2024 Omnibus Incentive Plan. Footnotes explain each outside director receives an annual retainer in restricted stock units of common stock that vest after one year of board service.

Do the restricted stock units in this NBTB filing vest immediately?

No, the footnote states the restricted stock units vest in one year. Each outside director’s annual retainer is delivered in RSUs that convert to common stock after the one-year vesting period, subject to continued board service.

Does this NBTB Form 4 indicate any derivative or option exercises?

No, the filing does not report any option or derivative exercises. It only shows a non-derivative acquisition of 1,050 common shares as a grant, and a separate entry reflecting indirect holdings through a corporation.