STOCK TITAN

Morgan Stanley (MS) co-president sells 14,690 shares and gifts 8,000 more

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Morgan Stanley Co-President Daniel A. Simkowitz reported an insider transaction involving the company’s common stock. He made a bona fide gift of 8,000 shares and completed an open-market sale of 14,690 shares at a weighted average price of $189.2435 per share. Following these transactions, he directly holds 365,802.079 shares of Morgan Stanley common stock and has an additional 1,805.331 shares held indirectly through a 401(k) Plan.

Positive

  • None.

Negative

  • None.
Insider SIMKOWITZ DANIEL A
Role Co-President
Sold 14,690 shs ($2.78M)
Type Security Shares Price Value
Gift Common Stock 8,000 $0.00 --
Sale Common Stock 14,690 $189.2435 $2.78M
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 380,492.079 shares (Direct); Common Stock — 1,805.331 shares (Indirect, By 401(k) Plan)
Footnotes (1)
  1. [object Object]
Shares sold 14,690 shares Open-market sale of Morgan Stanley common stock
Weighted average sale price $189.2435 per share Price for 14,690 shares sold in multiple transactions
Shares gifted 8,000 shares Bona fide gift of Morgan Stanley common stock
Direct holdings after transactions 365,802.079 shares Direct Morgan Stanley common stock held by Daniel A. Simkowitz
Indirect 401(k) holdings 1,805.331 shares Morgan Stanley common stock held indirectly via 401(k) Plan
bona fide gift financial
"transaction_code "G" with transaction_code_description "Bona fide gift""
open-market sale financial
"transaction_action "open-market sale" of 14,690 shares of Common Stock"
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
weighted average price financial
"The price reported in Column 4 is a weighted average price."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
401(k) Plan financial
"nature_of_ownership "By 401(k) Plan" for indirect holdings"
A 401(k) plan is a workplace retirement account that lets employees set aside part of their pay into a tax-advantaged savings pot, often with employers adding matching contributions — like a workplace piggy bank for future income. It matters to investors because the amount people save and how employers fund these plans influence consumer spending, corporate payroll costs and the flow of money into financial markets, which can affect stock prices and company valuations.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
SIMKOWITZ DANIEL A

(Last)(First)(Middle)
C/O MORGAN STANLEY
1585 BROADWAY

(Street)
NEW YORK NEW YORK 10036

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
MORGAN STANLEY [ MS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Co-President
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/17/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/17/2026G8,000D$0380,492.079D
Common Stock04/17/2026S14,690D$189.2435(1)365,802.079D
Common Stock1,805.331IBy 401(k) Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $188.72 to $189.65, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Remarks:
/s/ Martin M. Cohen, Attorney-in-Fact04/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Morgan Stanley (MS) Co-President Daniel Simkowitz do in this insider transaction?

Daniel A. Simkowitz reported two moves: a bona fide gift of 8,000 Morgan Stanley common shares and an open-market sale of 14,690 shares. These actions adjust his holdings but leave him with a substantial remaining direct and indirect ownership position in the company.

How many Morgan Stanley (MS) shares did Daniel Simkowitz sell and at what price?

He sold 14,690 shares of Morgan Stanley common stock in an open-market transaction at a weighted average price of $189.2435 per share. The shares were sold in multiple trades between $188.72 and $189.65, according to the disclosed price range footnote.

How many Morgan Stanley (MS) shares did Daniel Simkowitz gift?

Daniel A. Simkowitz made a bona fide gift of 8,000 shares of Morgan Stanley common stock. A bona fide gift is a transfer without receiving payment, typically for personal or charitable reasons, and is reported separately from market purchases or sales in insider filings.

What are Daniel Simkowitz’s Morgan Stanley (MS) holdings after these transactions?

After the reported gift and sale, Daniel A. Simkowitz directly holds 365,802.079 Morgan Stanley common shares. He also has 1,805.331 additional shares held indirectly through a 401(k) Plan, providing continued exposure to the company’s stock beyond his directly owned position.

How is the sale price for Daniel Simkowitz’s Morgan Stanley (MS) shares described?

The reported sale price of $189.2435 per share is a weighted average across multiple trades. The individual transactions occurred at prices ranging from $188.72 to $189.65, and detailed breakdowns for each trade are available upon request from the company or regulatory staff.