Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes fully guaranteed by Morgan Stanley with an aggregate principal amount of $15,350,000. The securities pay a $1,000 issue price per security and carry a contingent annual coupon of 12.10%, payable only if both the Nasdaq-100 and S&P 500 closing levels meet coupon barrier levels on specified observation dates.
The notes are callable beginning on May 27, 2026, mature on January 26, 2027, and feature a 15% buffer and a downside factor of 1.1765; if the worst performing underlier falls below the buffer at maturity, principal is reduced per the stated formula. The estimated value on the pricing date was $991.20 per security.
Morgan Stanley Finance LLC is offering Structured Investments Enhanced Buffered Jump Securities with Downside Factor linked to Credo Technology Group Holding Ltd ordinary shares and fully guaranteed by Morgan Stanley. The securities have a $1,000 stated principal amount, mature on May 10, 2027, and were issued at $1,000 with an estimated value on the pricing date of $954.80. If the final level on the observation date is at or above the buffer level (80% of the initial level), holders receive principal plus a fixed upside payment of $616.20 (61.62%). If the final level is below the buffer level, holders lose 1.25% of principal for every 1% decline beyond the 20% buffer; there is no minimum payment and investors could lose their entire investment. The initial level is $183.32 (strike date closing level), buffer level is $146.656, observation date is May 5, 2027 (subject to postponement), and aggregate issuance was $575,000.
The Morgan Stanley Finance LLC preliminary pricing supplement describes an offering of Principal at Risk structured notes due June 11, 2027, linked to the S&P 500® Index. Each security has a $1,000 stated principal amount and an issue price of $1,000. The securities pay no interest and provide (i) upside participation of 100% subject to a $1,075 maximum payout, (ii) an absolute-return participation feature that yields up to a 19% positive return if the index declines no more than the 19% buffer, and (iii) a downside that absorbs losses beyond the 19% buffer with a 19% minimum payment at maturity. All payments are subject to the issuer's and guarantor's credit risk; the securities are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley.
Morgan Stanley Finance LLC priced $17,136,000 of leveraged buffered S&P 500® index-linked notes ("PLUS") due October 22, 2027, fully and unconditionally guaranteed by Morgan Stanley. The notes pay no interest and return at maturity depends on the S&P 500® performance from the trade date April 22, 2026 to the determination date October 20, 2027. For each $1,000 face amount, investors receive:
- up to a Maximum Settlement Amount of $1,189.45 if the final index level is at or above the Cap Level;
- the $1,000 face amount if the index decline is no greater than 7.50% (the Buffer Amount);
- a reduced cash payment (and possible loss of principal) if the index declines by more than 7.50%, calculated using the Buffer Rate (~108.11%).
The Original Issue Price is $1,000 per note, the estimated value on the trade date is $985.20 per note, and MS & Co. acted as agent with a commission of $11.10 per note.
Morgan Stanley Finance LLC priced $7,113,000 of leveraged buffered MSCI EAFE® Index-linked notes due October 22, 2027, fully and unconditionally guaranteed by Morgan Stanley. The notes offer 200% upside participation in index gains up to a $1,213.20 cap per $1,000 face amount and provide a 7.50% buffer against declines (buffer level 92.50% of the initial index level). If the index falls by more than 7.50%, holders suffer a pro rata loss; there is no minimum payment. Trade Date is April 22, 2026, Original Issue Date April 27, 2026. The issuer estimates the value on the Trade Date at $981.30 per note; price to public is $1,000 with agent commission $11.10 and proceeds to issuer $988.90 per note.
Morgan Stanley Finance LLC is offering Digital Equity-Linked Notes linked to the common stock of ServiceNow, Inc. (Bloomberg: NOW). Each note has a Face Amount of $1,000, a Threshold Level of 80.00% (20.00% buffer) and a capped Maximum Settlement Amount expected between $1,250.50 and $1,294.70 per $1,000 face amount. If the Final Underlier Level is below the Threshold Level at the Determination Date, the payment formula can produce a loss of principal, including a total loss. The notes pay no interest, are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley; all payments are subject to issuer credit risk. Morgan Stanley estimates the Trade Date value at approximately $976.60 per note and the price to public is $1,000 with agent commissions of $10.90 per note.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk notes due May 6, 2031, fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000, an upside payment of $515 ( 51.50%) and is linked to the worst performing of the iShares MSCI EAFE ETF and the Russell 2000 Futures Excess Return Index. The observation date is April 30, 2031 (strike/pricing April 30, 2026) and the estimated value on the pricing date was approximately $976.90 per security. If the final level of either underlier is below its 65% downside threshold of its initial level, the payment at maturity will equal the stated principal amount multiplied by the performance factor of the worst performing underlier, exposing investors to a potential loss of principal on a 1% for 1% basis, including possible total loss.
Morgan Stanley Finance LLC priced auto-callable Principal-at-Risk notes linked to the S&P 500® Futures Excess Return Index, with a $1,000 stated principal per security and an original issue price of $1,000. The notes pay no interest, may auto‑redeem on the first determination date (May 7, 2027) for an early redemption payment, and mature on May 5, 2031 if not redeemed. At maturity the payout depends on index performance: appreciation is paid at a 274% participation rate if the final level exceeds the initial level; investors receive principal only if the final level is between the downside threshold (70% of the initial level) and the initial level; if the final level is below the downside threshold investors suffer pro rata losses, possibly losing their entire investment. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and are subject to Morgan Stanley's credit risk. The estimated value at pricing was approximately $974.50 per security.
The issuer Morgan Stanley Finance LLC is offering structured, principal-at-risk notes linked to the common stock of MP Materials Corp. Each note has a $1,000 stated principal amount and an original issue price of $1,000. The notes mature on October 28, 2027 and pay no interest.
At maturity, if the arithmetic average closing price on the final averaging dates is at least the downside threshold (70% of the initial level), investors receive the $1,000 principal plus a fixed upside payment of $530.60. If the final level is below the threshold, holders incur losses equal to the percentage decline in the underlier; there is no minimum payment and the investment could become worthless. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC priced auto-callable, principal-at-risk notes linked to the S&P 500® Futures Excess Return Index with a $1,000 stated principal amount per security. The notes (guaranteed by Morgan Stanley) can auto-redeem on the first determination date for $1,135 if the underlier is at or above the call threshold (100% of the initial level). If not auto-redeemed, maturity payments vary: full principal plus a 200% participation in upside if the final level is above the initial level; full principal if the final level is ≥70% of the initial level; and a pro rata principal loss if the final level is below 70% of the initial level. All payments are subject to issuer credit risk, the estimated value on pricing was approximately $976.40, and the securities do not pay interest.