Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley director Yasushi Itagaki has filed an initial Form 3 reporting no transactions. The filing identifies him as a director of Morgan Stanley but does not list any common stock or derivative holdings in the provided data. Form 3 serves as a baseline disclosure of insider ownership when a person first becomes an insider.
Morgan Stanley reported the results of its 2026 Annual Meeting of Shareholders held on May 14, 2026. Shareholders elected all director nominees, ratified Deloitte & Touche LLP as independent auditor for the 2026 fiscal year, and approved the non-binding advisory vote on executive compensation.
Shareholders voted against a shareholder proposal requesting an independent Board Chairman. Each director received over 1.22 billion "for" votes, and the say‑on‑pay proposal received about 1.25 billion "for" votes versus roughly 55 million "against". The independent auditor ratification passed with more than 1.37 billion "for" votes.
Morgan Stanley submitted a Form 13F: a 13F Combination Report showing aggregated institutional holdings information across affiliated managers. The filing lists 24 other included managers, 45,985 Form 13F information table entries and a total reported market value of $1,659,786,624,056.
Morgan Stanley Finance LLC is offering market‑linked, auto‑callable principal‑at‑risk securities due May 23, 2029 guaranteed by Morgan Stanley. Each security has a face amount of $1,000, a pricing date of May 18, 2026, and an original issue date of May 21, 2026. The issuer estimates the securities' value at approximately $901.00 per security on the pricing date and will sell them at $1,000 per security with agent commissions of $25.75 and net proceeds to the issuer of $974.25 per security.
The securities pay no interest and may be automatically called on monthly calculation days beginning May 21, 2027 if each underlying stock closes at or above its starting price. Call payments range from at least $1,340.00 (1st calculation day) up to at least $2,020.00 (final calculation day). If not called, maturity payoffs depend solely on the lowest performing underlying stock; downside threshold prices equal 50% of each starting price, and loss at maturity can exceed 50%, possibly to zero.
Morgan Stanley Finance LLC priced a market-linked, auto-callable principal-at-risk security linked to Expedia Group, Inc. stock. Each security has a face amount of $1,000, an estimated pricing-date value of approximately $960.50 (± $35.00) and a contingent coupon rate to be set on the pricing date of at least 12.20% per annum. The securities pay quarterly contingent coupons only if the underlying stock closes at or above defined thresholds on specified quarterly calculation days and may be automatically called beginning August 2026. If not called, the maturity date is May 24, 2029, and principal at maturity is either $1,000 or $1,000 multiplied by the performance factor based on the ending price versus the starting price, exposing investors to downside risk if the ending price is below the 50% downside threshold. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering Autocallable Contingent Coupon Equity-Linked Notes linked to the Class A common stock of Oklo Inc., fully and unconditionally guaranteed by Morgan Stanley. Each note has a Face Amount of $1,000 and an estimated Trade Date value of $968.70 (±$15).
The notes pay contingent monthly coupons only if the Observation Closing Level of Oklo is at or above the Coupon Trigger Level of $43.506 (60% of the Initial Underlier Level of $72.51). Notes are auto-called on the Call Observation Date (November 13, 2026) if the underlier closes at or above the Initial Underlier Level; maturity is May 17, 2027. At maturity, cash settlement depends on the Final Underlier Level versus the Trigger Knock-Out Level (60% of initial). Payments are unsecured and subject to issuer credit risk.
Morgan Stanley Finance LLC offers auto-callable, principal-at-risk market-linked securities tied to the common stock of Arista Networks, Inc. with a stated face amount of $1,000 per security and a maturity date of May 24, 2027 (subject to postponement).
The securities pay contingent quarterly coupons (the contingent coupon rate will be determined on the pricing date and will be at least 26.60% per annum), can be automatically called beginning in August 2026, and provide a 20% downside buffer together with a stated multiplier of 1.25 that magnifies the buffered exposure to declines beyond the buffer. The estimated value on the pricing date is approximately $967.40 per security, and all payments are subject to the issuer's credit risk.
Morgan Stanley Finance LLC will issue $60,000,000 aggregate principal of fixed rate callable notes due July 13, 2027, fully and unconditionally guaranteed by Morgan Stanley. The notes pay interest quarterly at 4.050% per annum, have an initial issue price of $1,000 per note and an estimated value on the pricing date of $993.10 per note. The notes are callable quarterly beginning November 13, 2026 if a risk neutral valuation model determines early redemption is economically rational; redemption (if any) will be at 100% of principal plus accrued interest. Proceeds will be used for general corporate purposes. Payments are subject to issuer credit risk and the notes will not be listed on any exchange.
Morgan Stanley Finance LLC is offering structured, auto-callable Jump Notes due June 1, 2033, fully and unconditionally guaranteed by Morgan Stanley. Each note has a stated principal amount of $1,000 and an issue price of $1,000. The issuer estimates the note's value on the pricing date at approximately $919.60. The notes pay no interest and may be automatically redeemed on specified annual determination dates beginning May 26, 2027 if the underlier meets or exceeds the call threshold (100% of the initial level). Early redemption payments increase by determination date, reflecting an approximate 8.50% per annum return schedule (e.g., $1,085 at first redemption, up to $1,510 at the sixth). If not redeemed early, a payment at maturity will equal a fixed positive amount if the final level is greater than or equal to the call threshold; otherwise you receive only the stated principal. The notes are linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index (inception March 14, 2022); the index includes a 4% per annum decrement and volatility-targeting features. All payments are subject to Morgan Stanley's credit risk, the notes are unsecured, non‑listed and contain multiple risks and tax considerations described in accompanying supplements.
Morgan Stanley Finance LLC priced callable Jump Notes linked to the worst performing of the Russell 2000® and S&P 500® with a $1,000 stated principal amount per note. The notes mature on May 30, 2031, pay no periodic interest, and may be redeemed beginning June 2, 2027 if a risk neutral valuation model indicates redemption is economically rational. Payment at maturity (if not redeemed) equals the stated principal plus an upside payment tied to the percent change of the worst performing underlier with a 100% participation rate. Estimated value on the pricing date is approximately $941.70 per note. All payments are subject to issuer and guarantor credit risk.