32,968-share notice for Morgan Stanley (NYSE: MS) - $6.02M listed

Rhea-AI Filing Summary

Daniel A. Simkowitz submitted a Form 144 notice relating to a proposed sale of 32,968 shares of Common stock. The filing shows a disposition dated 01/30/2026 with an aggregate amount of $6,020,312.85. The securities are identified as employee stock unit award(s) with a date of 02/19/2026 and are listed as issuer-side securities.

Insights

Securities Compliance Attorney

Form 144 notice for an affiliate sale of 32,968 shares; procedural disclosure under Rule 144.

The filing is a statutory notice of a proposed resale by an affiliate. It lists $6,020,312.85 as the aggregate amount and identifies the securities as employee stock unit award(s) dated 02/19/2026. This is a disclosure step required before a public sale in reliance on resale exemptions.

Timing and effectiveness depend on meeting Rule 144 conditions and any issuer lock-ups; the filing itself does not confirm a completed open-market sale or cash flow beneficiary details.

Key Figures

Shares proposed for sale: 32,968 shares Aggregate amount: $6,020,312.85 Award date: 02/19/2026 +2 more

5 metrics

Shares proposed for sale 32,968 shares Disposal dated 01/30/2026

Aggregate amount $6,020,312.85 Amount shown alongside 32,968 shares

Award date 02/19/2026 Employee stock unit award(s) date listed under securities to be sold

Broker/Agent identifier Morgan Stanley Smith Barney LLC Listed as securities intermediary at 1 New York Plaza

Identifier code 14690 Numeric code appearing in filing lines

Key Terms

Form 144, employee stock unit award(s), issuer

3 terms

Form 144 regulatory

"submitted a Form 144 notice relating to a proposed sale"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

employee stock unit award(s) financial

"Securities To Be Sold: Employee stock unit award(s) dated 02/19/2026"

issuer regulatory

"listed as issuer-side securities in the securities to be sold section"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	14690	2779987.02	1587860206	04/17/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/19/2026	Employee stock unit award(s)	Issuer			14690	02/19/2026	Employee stock unit award(s)

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
DANIEL A. SIMKOWITZ 1585 Broadway New York NY 10036	Common	01/30/2026	32968	6020312.85

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for MS by Daniel A. Simkowitz report?

It reports a proposed sale of 32,968 shares of Common stock. The filing lists an aggregate amount of $6,020,312.85 and identifies the shares as from employee stock unit award(s) dated 02/19/2026.

Does the Form 144 confirm the sale was completed for Morgan Stanley (MS)?

No. The Form 144 is a notice of a proposed resale under Rule 144. It does not by itself confirm that the shares were sold or report the market execution details or net proceeds distribution.

What dates are shown in the Form 144 for the MS filing?

The filing shows a disposition date of 01/30/2026 and identifies the employee stock unit award date as 02/19/2026. Those dates appear in the filing's securities and sales sections.

Who is the reporting person on this Form 144 for MS?

The reporting person is listed as Daniel A. Simkowitz with an address in New York, NY. The filing shows the notice pertains to his affiliate sale of Common stock.