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Medallion Financial (MFIN) director awarded 12,981 RSUs under 2018 equity plan

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

EVERETS JOHN reported acquisition or exercise transactions in this Form 4 filing.

Medallion Financial Corp director John Everets received a grant of 12,981 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Medallion Financial common stock. Following this award, Everets holds 97,097 RSUs in total.

The RSUs were granted under the Medallion Financial Corp. 2018 Equity Incentive Plan. They will fully vest on June 9, 2027, and settlement into common shares is deferred until Everets’ service as a member of the Board of Directors terminates.

Positive

  • None.

Negative

  • None.
Insider EVERETS JOHN
Role null
Type Security Shares Price Value
Grant/Award Restricted Stock Units 12,981 $0.00 --
Holdings After Transaction: Restricted Stock Units — 97,097 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 9, 2027 and settlement is deferred until termination of service as a member of the Board of Directors.
RSUs granted 12,981 units Grant to director on June 9, 2026
RSUs after grant 97,097 units Total RSUs held by John Everets following transaction
RSU-to-share ratio 1 RSU = 1 share Each RSU represents one Medallion Financial common share
Vesting date June 9, 2027 RSUs granted under 2018 Equity Incentive Plan fully vest on this date
Restricted Stock Units financial
"Each restricted stock unit ("RSU") represents a contingent right to receive one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
contingent right financial
"represents a contingent right to receive one share of the Issuer's common stock"
2018 Equity Incentive Plan financial
"The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan"
settlement is deferred financial
"settlement is deferred until termination of service as a member of the Board"
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
EVERETS JOHN
(Last)(First)(Middle)
C/O MEDALLION FINANCIAL CORP.
437 MADISON AVENUE
(Street)
NEW YORK NEW YORK 10022
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
MEDALLION FINANCIAL CORP [ MFIN ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/09/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)06/09/2026A12,981 (2) (2)Common Stock12,981$097,097D
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
2. The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 9, 2027 and settlement is deferred until termination of service as a member of the Board of Directors.
Remarks:
+ Power of attorney filed on July 27, 2017 as Exhibit 24 to the Form 4 of John Everets.
By: /s/ Marisa T. Silverman as Attorney-in-Fact+06/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did MFIN director John Everets report on this Form 4?

Director John Everets reported receiving 12,981 restricted stock units in Medallion Financial Corp (MFIN). These RSUs are a form of equity compensation that convert into common shares upon settlement, aligning his interests with long-term shareholder value.

How many Medallion Financial (MFIN) RSUs does John Everets hold after this grant?

After the reported grant, John Everets holds 97,097 restricted stock units in Medallion Financial Corp (MFIN). This total reflects his accumulated equity-based compensation as a director, increasing his exposure to the company’s future share performance.

When do John Everets’ newly granted MFIN restricted stock units vest?

The newly granted Medallion Financial (MFIN) restricted stock units to John Everets will fully vest on June 9, 2027. Vesting means the units are no longer subject to forfeiture, though settlement into shares occurs later upon board service termination.

What does each Medallion Financial (MFIN) RSU granted to John Everets represent?

Each restricted stock unit granted to John Everets represents a contingent right to receive one share of Medallion Financial (MFIN) common stock. Actual shares are delivered upon settlement, subject to vesting and his continued service on the Board of Directors.

When will John Everets’ Medallion Financial (MFIN) RSUs settle into common stock?

Settlement of John Everets’ Medallion Financial (MFIN) restricted stock units is deferred until his service as a member of the Board of Directors terminates. At that point, vested RSUs convert into common shares according to the plan’s terms.

Under which plan were John Everets’ new MFIN RSUs granted?

John Everets’ new restricted stock units in Medallion Financial (MFIN) were granted under the Medallion Financial Corp. 2018 Equity Incentive Plan. This plan provides equity-based compensation to directors and other participants to support long-term ownership alignment.