Welcome to our dedicated page for Medallion Finacl SEC filings (Ticker: MFIN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Medallion Financial Corp. uses SEC filings to document operating results, subsidiary disclosures, financing arrangements, and capital-structure events for its specialty finance business. Recent Form 8-K filings furnish quarterly and annual results, including net interest income, loan originations, credit provisions, dividends, and related financial metrics for the company and Medallion Bank.
The filing record also covers material debt transactions, including senior unsecured notes, repayment of privately placed notes, and direct financial obligation disclosures. Other reports address SBA debenture financing matters at Medallion Capital, registered common stock on the Nasdaq Global Select Market, Regulation FD disclosures, exhibits, and material agreements affecting the company’s borrowing profile and governance record.
Medallion Financial Corp. filed a preliminary shelf registration to offer, from time to time, up to $100,000,000 of common stock, preferred stock, debt securities, subscription rights or warrants under a shelf prospectus dated June 18, 2026. The offering is a shelf registration and subject to completion.
The prospectus states terms will be set in prospectus supplements. The company reports its common stock traded at $9.52 per share (last reported sale on June 17, 2026) and discloses 23,112,664 shares outstanding as of June 17, 2026. Total assets were $2.95 billion as of March 31, 2026 and $2.96 billion as of December 31, 2025.
Medallion Financial Corp. held its 2026 annual meeting of shareholders on June 9, 2026. As of the April 13, 2026 record date, there were 23,864,438 common shares outstanding, and 17,419,949 shares, or 73.0%, were represented, establishing a quorum.
Shareholders elected the Company’s three Class III director nominees for terms expiring at the 2029 annual meeting and, for the third consecutive year, did not elect any nominees put forward by BIMIZCI Fund LLC. John Everets received 14,905,644 votes for, Cynthia A. Hallenbeck 13,199,033, and Alvin Murstein 12,785,454.
Shareholders also ratified the appointment of Plante & Moran, PLLC as independent registered public accounting firm for the year ending December 31, 2026, with 16,425,384 votes for. A non-binding advisory resolution approving 2025 named executive officer compensation passed with 14,202,106 votes for.
Medallion Financial Corp. reported that on June 11, 2026, the U.S. Small Business Administration notified its subsidiary Medallion Capital, Inc. that background checks for two submitted candidates were satisfactorily completed. This notification cures a previously disclosed event of default related to Medallion Capital’s outstanding SBA debentures.
Medallion Financial Corp. announced leadership changes at its subsidiary Medallion Bank. On June 11, 2026, Donald Poulton notified the company of his intention to retire as Chief Executive Officer of Medallion Bank, effective June 30, 2026. The Medallion Bank board appointed Poulton to join its Board of Directors effective July 1, 2026, keeping his experience involved at the board level. On the same day, the board appointed David Justin Haley to succeed Poulton as Chief Executive Officer of Medallion Bank, also effective July 1, 2026. Haley will continue to serve as President of Medallion Bank, combining both roles.
EVERETS JOHN reported acquisition or exercise transactions in this Form 4 filing.
Medallion Financial Corp director John Everets received a grant of 12,981 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Medallion Financial common stock. Following this award, Everets holds 97,097 RSUs in total.
The RSUs were granted under the Medallion Financial Corp. 2018 Equity Incentive Plan. They will fully vest on June 9, 2027, and settlement into common shares is deferred until Everets’ service as a member of the Board of Directors terminates.
MEYER ROBERT reported acquisition or exercise transactions in this Form 4 filing.
MEDALLION FINANCIAL CORP director Robert Meyer received a grant of 12,981 restricted stock units. These RSUs were awarded as compensation and each unit represents a contingent right to receive one share of Medallion Financial common stock.
The RSUs were granted under the Medallion Financial Corp. 2018 Equity Incentive Plan and will fully vest on June 9, 2027. Settlement of the award is deferred until Meyer’s service on the Board of Directors ends. Following this grant, he holds 78,298 restricted stock units directly.
Hallenbeck Cynthia A reported acquisition or exercise transactions in this Form 4 filing.
Medallion Financial Corp director Cynthia A. Hallenbeck received a compensation grant of 12,981 restricted stock units (RSUs). Each RSU represents a right to one share of common stock. The RSUs were granted at no cash cost and will fully vest on June 9, 2027. Settlement of the shares is deferred until her service on the Board of Directors ends. Following this award, she holds 90,686 RSUs directly.
Hatch Brent O. reported acquisition or exercise transactions in this Form 4 filing.
Medallion Financial Corp director Brent O. Hatch received a compensation-related equity grant. He was awarded 12,981 Restricted Stock Units (RSUs), each representing a contingent right to receive one share of Medallion Financial common stock. Following this grant, he holds 26,859 RSUs directly. These RSUs, issued under the Medallion Financial Corp. 2018 Equity Incentive Plan, will fully vest on June 9, 2027.
RUDNICK DAVID L reported acquisition or exercise transactions in this Form 4 filing.
Medallion Financial Corp director David L. Rudnick received a grant of 12,981 restricted stock units. Each RSU represents a contingent right to one share of Medallion Financial common stock. After this award, Rudnick has 97,097 derivative-linked shares reported. The RSUs issued under the 2018 Equity Incentive Plan will fully vest on June 9, 2027, with settlement deferred until he leaves the Board.
TANENBAUM ALLAN J reported acquisition or exercise transactions in this Form 4 filing.
Medallion Financial Corp director Allan J. Tanenbaum received a grant of 12,981 restricted stock units (RSUs), each representing a right to one share of Medallion’s common stock. The RSUs, issued under the 2018 Equity Incentive Plan, will fully vest on June 9, 2027, with settlement deferred until he leaves the Board. Following this grant, Tanenbaum holds 97,097 RSUs directly.