STOCK TITAN

Medallion Financial (MFIN) executive reports tax-withholding share disposition

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Medallion Financial Corp executive Marisa T. Silverman reported a tax-related share disposition. On this Form 4, 13,540 shares of common stock were withheld by the company at a price of $10.09 per share to satisfy tax obligations from previously granted restricted stock vesting. After this withholding transaction, she directly owns 92,133 common shares.

Positive

  • None.

Negative

  • None.
Insider Silverman Marisa T.
Role See Remarks
Type Security Shares Price Value
Tax Withholding Common Stock 13,540 $10.09 $137K
Holdings After Transaction: Common Stock — 92,133 shares (Direct)
Footnotes (1)
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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Silverman Marisa T.

(Last) (First) (Middle)
C/O MEDALLION FINANCIAL CORP.
437 MADISON AVENUE

(Street)
NEW YORK NY 10022

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
MEDALLION FINANCIAL CORP [ MFIN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
See Remarks
3. Date of Earliest Transaction (Month/Day/Year)
03/01/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/01/2026 F 13,540(1) D $10.09 92,133 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares withheld by the Issuer to satisfy tax obligations arising upon vesting of restricted stock awards granted previously under the Medallion Financial Corp. 2018 Equity Incentive Plan in a transaction exempt under Rule 16b-3 under the Securities Exchange Act of 1934.
Remarks:
Executive Vice President, General Counsel and Secretary
/s/ Marisa T. Silverman 03/02/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Marisa T. Silverman report for MFIN?

Marisa T. Silverman reported a tax-related share disposition involving Medallion Financial Corp common stock. The company withheld 13,540 shares upon vesting of restricted stock awards to cover tax obligations, a non-open-market transaction exempt under Rule 16b-3.

How many Medallion Financial (MFIN) shares were withheld for taxes?

A total of 13,540 Medallion Financial Corp common shares were withheld to satisfy tax obligations. The withholding occurred in connection with the vesting of previously granted restricted stock awards under the company’s 2018 Equity Incentive Plan at a price of $10.09 per share.

What price per share was used in the MFIN tax-withholding transaction?

The tax-withholding disposition used a price of $10.09 per Medallion Financial Corp common share. This price applied to 13,540 shares withheld by the issuer to cover taxes triggered by the vesting of restricted stock awards granted under the 2018 Equity Incentive Plan.

How many Medallion Financial shares does Marisa T. Silverman own after this Form 4?

Following the reported tax-withholding disposition, Marisa T. Silverman directly owns 92,133 shares of Medallion Financial Corp common stock. This figure reflects her holdings after 13,540 shares were withheld by the company to satisfy tax liabilities from restricted stock vesting.

Was the MFIN insider transaction an open-market sale by Marisa T. Silverman?

No, the transaction was not an open-market sale. The shares were withheld by Medallion Financial Corp to satisfy tax obligations arising from restricted stock vesting, in a transaction classified as a tax-withholding disposition and described as exempt under Rule 16b-3.

Under which plan were the restricted stock awards for MFIN granted?

The restricted stock awards were granted under the Medallion Financial Corp 2018 Equity Incentive Plan. Shares were later withheld upon vesting to satisfy related tax obligations, as reported in the Form 4 insider filing for Marisa T. Silverman.