LightPath Technologies (LPTH) CEO adds 180 shares at $9.695

Rhea-AI Filing Summary

LightPath Technologies President & CEO Shmuel Rubin made an open-market purchase of 180 shares of Class A Common Stock at $9.695 per share. After this transaction, he directly owns a total of 260,844 shares, indicating a small incremental increase in his personal stake.

Insider Trade Summary

Net Buyer: 180 shares ($1,745)

Net Buy 1 txn

Insider Rubin Shmuel

Role President & CEO

Bought 180 shs ($2K)

Type	Security	Shares	Price	Value
Purchase	Class A Common Stock	180	$9.695	$2K

Holdings After Transaction: Class A Common Stock — 260,844 shares (Direct)

Footnotes (1)

Key Figures

Shares purchased: 180 shares Purchase price: $9.695 per share Shares owned after transaction: 260,844 shares +1 more

4 metrics

Shares purchased 180 shares Open-market purchase on 2026-03-27

Purchase price $9.695 per share Class A Common Stock transaction

Shares owned after transaction 260,844 shares Direct ownership by President & CEO Shmuel Rubin

Net buy shares 180 shares Net-buy direction in transaction summary

Key Terms

open-market purchase, Class A Common Stock, Form 4

3 terms

open-market purchase financial

"transaction_action": "open-market purchase""

An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.

Class A Common Stock financial

"security_title": "Class A Common Stock""

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

Form 4 regulatory

"INSIDER FILING DATA (Form 4):"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Rubin Shmuel

(Last) (First) (Middle)

2603 CHALLENGER TECH COURT

SUITE 100

(Street)

ORLANDO FLORIDA 32826

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
LIGHTPATH TECHNOLOGIES INC [ LPTH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President & CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/27/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	03/27/2026		P		180	A	$9.695	260,844	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Natalie King, attorney-in-fact	03/30/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did LightPath Technologies (LPTH) report for Shmuel Rubin?

LightPath Technologies reported that President & CEO Shmuel Rubin bought 180 shares of Class A Common Stock in an open-market purchase at $9.695 per share, modestly increasing his direct ownership position.

How many LightPath (LPTH) shares does CEO Shmuel Rubin hold after this Form 4?

Following the reported open-market purchase, President & CEO Shmuel Rubin directly owns 260,844 shares of LightPath Technologies Class A Common Stock, according to the Form 4 insider filing data provided.

Was the LightPath (LPTH) CEO transaction a buy or a sell?

The transaction was a buy. The Form 4 classifies it as an open-market purchase, with CEO Shmuel Rubin acquiring 180 shares of Class A Common Stock at a price of $9.695 per share.

What does an open-market purchase by LightPath’s CEO indicate?

An open-market purchase means the CEO bought shares on the public market at prevailing prices. In this case, Shmuel Rubin acquired 180 shares at $9.695 each, slightly increasing his direct stake to 260,844 shares.

Does the Form 4 for LPTH show any derivative transactions for the CEO?

No derivative transactions are shown in the provided data. The Form 4 reflects only a single non-derivative open-market purchase of 180 shares of Class A Common Stock by CEO Shmuel Rubin, with no options or similar instruments listed.