Welcome to our dedicated page for Lightpath Technologies SEC filings (Ticker: LPTH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The LightPath Technologies, Inc. (NASDAQ: LPTH) SEC filings page on Stock Titan provides structured access to the company’s regulatory disclosures filed with the U.S. Securities and Exchange Commission. These documents offer detailed insight into how LightPath reports on its optics and imaging business, capital structure, governance, and material events.
Investors can review current reports on Form 8-K, which LightPath uses to announce significant developments. Recent 8-K filings describe items such as the entry into an underwriting agreement for a public offering of Class A common stock under an effective Form S-3 shelf registration statement, the results of annual and special stockholder meetings, the acquisition of G5 Infrared, LLC and related pro forma financial information, private placement agreements, and the appointment of new directors.
The page also links to proxy materials on Schedule 14A, where LightPath outlines proposals for stockholder votes, including director elections, advisory votes on executive compensation, amendments to the 2018 Stock Incentive Compensation Plan, adoption of an employee stock purchase plan, and ratification of the independent registered public accounting firm. Voting outcomes are later reported in corresponding 8-K filings under Item 5.07.
Through Stock Titan, users can access annual and quarterly reports (Forms 10-K and 10-Q, when filed) that typically contain segment-level revenue information for infrared components, visible components, assemblies and modules, and engineering services, along with risk factors and management’s discussion of the optics and infrared imaging business. Filings related to equity offerings, such as shelf registration statements and prospectus supplements referenced in 8-Ks, provide additional detail on LightPath’s financing activities and intended use of proceeds.
Stock Titan enhances these filings with AI-powered summaries that highlight key points, such as changes in capital structure, equity compensation plan amendments, acquisition impacts, and governance decisions. Real-time updates from EDGAR, combined with simplified explanations of complex documents, help readers follow LightPath’s regulatory history, including stockholder approvals, board changes, and transactions that support its optics and imaging operations.
LightPath Technologies President & CEO Shmuel Rubin made an open-market purchase of 180 shares of Class A Common Stock at $9.695 per share. After this transaction, he directly owns a total of 260,844 shares, indicating a small incremental increase in his personal stake.
LIGHTPATH TECHNOLOGIES INC’s major holder North Run Strategic Opportunities Fund I, LP converted 1,591 shares of Series G Convertible Preferred Stock into 740,000 Class A common shares at a conversion price of $2.15 per share, with no cash paid. On March 24–25, 2026, the fund then sold a total of 356,909 Class A shares in open-market transactions at weighted average prices around $12.06–$12.31, and still held 3,283,164 Class A shares afterward.
LIGHTPATH TECHNOLOGIES INC major holder North Run Strategic Opportunities Fund I, LP reported selling a total of 120,454 shares of Class A Common Stock in open-market transactions. The sales occurred on March 17–18, 2026 at weighted average prices around $12.00 per share. After these transactions, the fund holds 2,900,073 shares. According to the disclosure, these shares are directly held by the fund and may be deemed indirectly beneficially owned by its general partner North Run Strategic Opportunities Fund I GP, LLC and by Thomas B. Ellis and Todd B. Hammer as members of that general partner.
Glen Eagle Wealth LLC filed an amended Form 144/A indicating a proposed sale of 2,000,000 shares of Class A Common Stock registered for resale following a conversion of Series G Convertible Preferred Stock that was originally acquired on 02/18/2025. The filing lists an aggregate value of $22,480,000.00 and shows 57,708,603 shares outstanding as of 02/20/2026. The shares are listed on NASDAQ.
LightPath Technologies’ major shareholder updates ownership and recent trades. North Run Strategic Opportunities Fund I, LP and affiliated entities report beneficial ownership of 10,994,225 shares of LightPath Class A common stock, representing about 16.2% of shares outstanding as of March 4, 2026.
This stake includes 3,020,527 common shares and 7,973,698 additional shares issuable from 15,762.6 shares of Series G Convertible Preferred Stock, which are currently exercisable. The percentage is calculated using 59,708,603 shares outstanding, a figure that reflects new common shares issued upon recent preferred conversions.
The filing details active trading: a January 5, 2026 cashless exercise of 3,499,289 warrants for 2,728,968 shares, multiple conversions of Series G Preferred at a $2.15 conversion price, and a series of open-market sales in late February and early March 2026 at weighted average prices generally around $12 to $13 per share.
North Run Strategic Opportunities Fund I, LP, a director and 10% owner of LightPath Technologies, reported multiple transactions in Class A common stock and Series G convertible preferred stock. On March 2, the fund converted 1,591 shares of Series G preferred into 740,000 Class A common shares at a stated conversion price of $2.15 per share, bringing its indirect Class A common holdings to 3,695,522 shares.
That same day, the fund executed an open-market sale of 238,991 Class A shares at a weighted average price of about $12.03 per share, reducing holdings to 3,456,531 shares. On March 3, it sold an additional 381,004 shares at a weighted average price of about $12.18, leaving 3,075,527 shares. On March 4, it sold a further 55,000 shares at a weighted average price of about $12.09, ending with 3,020,527 indirectly held shares. The securities are directly held by North Run Strategic Opportunities Fund I, LP and may be deemed indirectly beneficially owned by its general partner and certain members.
Glen Eagle Wealth LLC filed a Form 144 to sell 2,000,000 shares of Class A Common Stock for an aggregate $23,960,000.
The filing lists these shares as issued upon the 02/18/2025 conversion of Series G Convertible Preferred Stock and references Nasdaq trading as of 03/04/2026. The excerpt also shows multiple recent sales by North Run Strategic Opportunities Fund I, LP with dated transactions and specific share counts in February–March 2026.
LightPath Technologies, Inc. filed a current report describing its February 2026 investor day. On February 25, 2026, company management met with investors, analysts, and other financial community members both in-person and virtually to discuss its business using an investor presentation.
The presentation, which includes forward-looking information, is furnished as Exhibit 99.1 and is available in the Investors section of the company’s website. The material is furnished under Regulation FD, meaning it is not deemed filed for liability purposes or automatically incorporated into other securities filings.
LightPath Technologies director and 10% owner North Run Strategic Opportunities Fund I, LP reported an open-market sale of 300,092 shares of Class A Common Stock on February 25, 2026 at a weighted average price of $12.18 per share.
According to the filing, individual sale prices ranged from $12.0076 to $12.3617. After this transaction, North Run Strategic Opportunities Fund I, LP reports owning 2,955,522 shares, which may also be deemed beneficially owned by its general partner entity and two associated members.
LIGHTPATH TECHNOLOGIES INC insider reporting entities associated with North Run Strategic Opportunities Fund I, LP reported both a preferred stock conversion and common share sales. On February 20, 2026, the fund converted Series G convertible preferred stock into 1,260,000 Class A Common Stock shares at a stated price of $2.15 per share. The same day, it sold 218,811 Class A shares at a weighted average price of $13.18 and 376,762 shares at $12.15 in open‑market transactions. Additional open‑market sales of 6,500 shares at $12.01 on February 23 and 131,281 shares at $12.02 on February 24 brought total reported sales to 733,354 shares. After these transactions, the reporting entities indirectly held 3,255,514 Class A shares.