STOCK TITAN

RSU vesting adds shares as Joby Aviation (NYSE: JOBY) executive sells for taxes

Filing Impact
(High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Joby Aviation, Inc. President of Aircraft OEM Didier Papadopoulos reported routine equity compensation activity and a related tax sale. On April 2, 2026, he sold 12,965 shares of common stock in open-market transactions at a weighted average price of $8.15 per share, with trades ranging from $8.15 to $8.43, to cover taxes due on recently vested restricted stock units.

On April 1, 2026, three awards of restricted stock units vested and were converted into an aggregate of 25,102 shares of common stock at a conversion price of $0.00 per share. Following these transactions, Papadopoulos directly owned 147,678 shares of Joby Aviation common stock.

Positive

  • None.

Negative

  • None.
Insider Papadopoulos Didier
Role President of Aircraft OEM
Sold 12,965 shs ($106K)
Type Security Shares Price Value
Sale Common Stock 12,965 $8.15 $106K
Exercise Restricted Stock Units (RSUs) 7,599 $0.00 --
Exercise Restricted Stock Units (RSUs) 12,458 $0.00 --
Exercise Restricted Stock Units (RSUs) 5,045 $0.00 --
Exercise Common Stock 7,599 $0.00 --
Exercise Common Stock 12,458 $0.00 --
Exercise Common Stock 5,045 $0.00 --
Holdings After Transaction: Common Stock — 147,678 shares (Direct); Restricted Stock Units (RSUs) — 37,994 shares (Direct)
Footnotes (1)
  1. Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award. This transaction was executed in multiple trades at prices ranging from $8.15 to $8.43. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Represents an award of restricted stock units ("RSUs") that vests in equal installments over four years, on the quarterly anniversary of July 1, 2023, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting. Represents an award of restricted stock units ("RSUs") that vest in 16 equal installments on the quarterly anniversary of January 1, 2024, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting. Represents an award of restricted stock units ("RSUs") that vests with respect to 5% of the total number of RSUs on each of the first four quarterly anniversaries of January 1, 2026 and as to 10% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
Shares sold 12,965 shares Open-market sale on April 2, 2026
Weighted average sale price $8.15 per share Open-market sale used to cover taxes
RSUs converted 25,102 units Three RSU awards vesting on April 1, 2026
Post-transaction holdings 147,678 shares Common stock directly owned after transactions
Individual RSU award 1 7,599 units RSU award vesting quarterly from July 1, 2023
Individual RSU award 2 12,458 units RSU award vesting in 16 quarterly installments from January 1, 2024
Individual RSU award 3 5,045 units RSU award with stepped quarterly vesting from January 1, 2026
Restricted Stock Units ("RSUs") financial
"Represents an award of restricted stock units ("RSUs") that vests in equal installments over four years"
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
weighted average sale price financial
"The price reported above reflects the weighted average sale price"
quarterly anniversary financial
"vests in equal installments over four years, on the quarterly anniversary of July 1, 2023"
A quarterly anniversary marks the date that occurs every three months after a specific event, such as an investment or a business milestone. It is similar to a birthday that repeats four times a year, helping investors track the timing of important updates or changes. Recognizing these anniversaries allows investors to stay informed about progress and make timely decisions.
contingent right to receive one share of Common Stock financial
"Each RSU represents the contingent right to receive one share of Common Stock upon vesting"
derivative security financial
"transaction code description: Exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Papadopoulos Didier

(Last)(First)(Middle)
C/O JOBY AVIATION, INC.
333 ENCINAL STREET

(Street)
SANTA CRUZ CALIFORNIA 95060

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Joby Aviation, Inc. [ JOBY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
President of Aircraft OEM
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/01/2026M7,599A$0143,140D
Common Stock04/01/2026M12,458A$0155,598D
Common Stock04/01/2026M5,045A$0160,643D
Common Stock04/02/2026S(1)12,965D$8.15(2)147,678D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units (RSUs)$004/01/2026M7,599 (3) (3)Common Stock7,599$037,994D
Restricted Stock Units (RSUs)$004/01/2026M12,458 (4) (4)Common Stock12,458$087,210D
Restricted Stock Units (RSUs)$004/01/2026M5,045 (5) (5)Common Stock5,045$095,863D
Explanation of Responses:
1. Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.
2. This transaction was executed in multiple trades at prices ranging from $8.15 to $8.43. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
3. Represents an award of restricted stock units ("RSUs") that vests in equal installments over four years, on the quarterly anniversary of July 1, 2023, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
4. Represents an award of restricted stock units ("RSUs") that vest in 16 equal installments on the quarterly anniversary of January 1, 2024, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
5. Represents an award of restricted stock units ("RSUs") that vests with respect to 5% of the total number of RSUs on each of the first four quarterly anniversaries of January 1, 2026 and as to 10% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
Remarks:
/s/ Sarah Slayen, Attorney-in-Fact for Didier Papadopoulos04/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Joby Aviation (JOBY) executive Didier Papadopoulos report in this Form 4?

He reported RSU vesting and a related share sale. 25,102 RSUs vested and converted to common stock, and 12,965 shares were sold to cover taxes, leaving him with 147,678 shares directly owned.

How many Joby Aviation (JOBY) shares did the executive sell and at what price?

He sold 12,965 shares of Joby Aviation common stock. The weighted average sale price was $8.15 per share, with individual trades executed at prices ranging from $8.15 to $8.43 according to the filing.

Why were Joby Aviation (JOBY) shares sold by the executive in this filing?

The filing states the 12,965 shares were sold to cover taxes. These taxes became due upon the release and settlement of restricted stock units, as required by the terms of the RSU award described in the footnotes.

How many Joby Aviation (JOBY) RSUs vested for Didier Papadopoulos?

Three RSU awards vested, converting into a total of 25,102 shares of common stock. The transactions show RSU amounts of 7,599, 12,458, and 5,045 units, each settling into an equal number of Joby Aviation shares.

What is the Joby Aviation (JOBY) executive’s share ownership after these transactions?

After the reported RSU vesting and tax-related sale, Didier Papadopoulos directly owns 147,678 shares of Joby Aviation common stock. This total reflects his position following both the RSU conversions and the sale to cover associated tax obligations.

How do the Joby Aviation (JOBY) RSU awards for the executive vest over time?

The footnotes describe RSU awards vesting in quarterly installments. One vests over four years from July 1, 2023, another in 16 equal quarterly installments from January 1, 2024, and a third with stepped quarterly vesting beginning January 1, 2026.