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Joby Aviation (NYSE: JOBY) CEO logs RSU vesting and tax-related share sale

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Joby Aviation CEO and Chief Architect JoeBen Bevirt reported routine equity transactions involving restricted stock units and related tax withholding. On April 7, 2026, 1,910 Restricted Stock Units were exercised for no cash cost, converting into 1,910 shares of Joby Aviation common stock.

On April 8, 2026, Bevirt sold 986 shares of common stock at $8.87 per share to cover taxes due on the RSU release, as required by the award terms. Following these transactions, he holds 264,786 shares directly, plus large indirect positions including 59,651,414 shares held by The Joby Trust and 31,876,802 shares held by the JoeBen Bevirt 2020 Descendants Trust, as well as additional shares held through a spouse-related trust and by his spouse.

Positive

  • None.

Negative

  • None.
Insider Bevirt JoeBen
Role CEO and Chief Architect
Sold 986 shs ($9K)
Type Security Shares Price Value
Sale Common Stock 986 $8.87 $9K
Exercise Restricted Stock Units (RSUs) 1,910 $0.00 --
Exercise Common Stock 1,910 $0.00 --
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 264,786 shares (Direct); Restricted Stock Units (RSUs) — 0 shares (Direct); Common Stock — 59,651,414 shares (Indirect, By Joby Trust)
Footnotes (1)
  1. Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award. The shares of common stock are held of record by The Joby Trust. The Reporting Person is the trustee of the Joby Trust and may be deemed to be the beneficial owner of such shares. The shares of common stock are held of record by the JoeBen Bevirt 2020 Descendants Trust, dated December 26, 2020 (the "Descendants Trust"). The Reporting Person is the trustee of the Decendants Trust and may be deemed to be the beneficial owner of such shares. The shares of common stock are held of record by The Jennifer Barchas Trust (the "Barchas Trust"). The spouse of the Reporting Person has voting and dispositive power of the shares held by The Barchas Trust therefore may be deemed to be the beneficial owner of such shares to the extent of her pecuniary interest. The shares of common stock are held of record by the spouse of the Reporting Person. Between 0% and 200% of the award will vest in equal installments on each of on March 9, 2026, and April 7, 2026, based on the achievement of specified goals and subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive up to two shares of Common Stock upon vesting.
Shares sold for taxes 986 shares Common stock sold on April 8, 2026 at $8.87 per share
Sale price $8.87 per share Price for 986-share common stock sale on April 8, 2026
RSUs converted 1,910 RSUs Restricted Stock Units exercised into common stock on April 7, 2026
Direct holdings after transactions 264,786 shares Joby Aviation common stock held directly by CEO after reported trades
Joby Trust holdings 59,651,414 shares Common stock held indirectly via The Joby Trust
Descendants Trust holdings 31,876,802 shares Common stock held indirectly via JoeBen Bevirt 2020 Descendants Trust
Spouse-related trust holdings 155,737 shares Common stock held indirectly via The Jennifer Barchas Trust
Spouse holdings 189,109 shares Common stock held indirectly by spouse of the reporting person
Restricted Stock Units (RSUs) financial
"Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs"
Restricted stock units (RSUs) are a type of company promise to give employees shares of stock in the future, usually after certain conditions like working for a set time. They are like a gift promised today that you receive later, which can become valuable if the company's stock price goes up. RSUs matter because they are a way companies reward employees and can be a significant part of compensation.
derivative exercise/conversion financial
"transaction_action": "derivative exercise/conversion""
beneficial owner financial
"may be deemed to be the beneficial owner of such shares"
A beneficial owner is the person who ultimately owns or controls a financial asset or property, even if their name isn't directly on official documents. Think of it like someone who secretly holds the keys to a safe deposit box—others may appear to have access, but the true owner is the one who benefits from what's inside. Identifying beneficial owners helps ensure transparency and prevent illegal activities like money laundering or fraud.
vest financial
"Between 0% and 200% of the award will vest in equal installments"
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
pecuniary interest financial
"may be deemed to be the beneficial owner of such shares to the extent of her pecuniary interest"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Bevirt JoeBen

(Last)(First)(Middle)
C/O JOBY AVIATION, INC.
333 ENCINAL STREET

(Street)
SANTA CRUZ CALIFORNIA 95060

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Joby Aviation, Inc. [ JOBY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
CEO and Chief Architect
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/07/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/07/2026M1,910A$0265,772D
Common Stock04/08/2026S(1)986D$8.87264,786D
Common Stock59,651,414IBy Joby Trust(2)
Common Stock31,876,802IBy JoeBen Bevirt 2020 Descendants Trust(3)
Common Stock155,737IBy Jennifer Barchas Trust(4)
Common Stock189,109IBy Spouse(5)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units (RSUs)$004/07/2026M1,910 (6) (6)Common Stock1,910$00D
Explanation of Responses:
1. Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.
2. The shares of common stock are held of record by The Joby Trust. The Reporting Person is the trustee of the Joby Trust and may be deemed to be the beneficial owner of such shares.
3. The shares of common stock are held of record by the JoeBen Bevirt 2020 Descendants Trust, dated December 26, 2020 (the "Descendants Trust"). The Reporting Person is the trustee of the Decendants Trust and may be deemed to be the beneficial owner of such shares.
4. The shares of common stock are held of record by The Jennifer Barchas Trust (the "Barchas Trust"). The spouse of the Reporting Person has voting and dispositive power of the shares held by The Barchas Trust therefore may be deemed to be the beneficial owner of such shares to the extent of her pecuniary interest.
5. The shares of common stock are held of record by the spouse of the Reporting Person.
6. Between 0% and 200% of the award will vest in equal installments on each of on March 9, 2026, and April 7, 2026, based on the achievement of specified goals and subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive up to two shares of Common Stock upon vesting.
Remarks:
/s/ Sarah Slayen, Attorney-in-Fact for JoeBen Bevirt04/09/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did JOBY CEO JoeBen Bevirt report on this Form 4?

JoeBen Bevirt reported an RSU vesting and a related share sale. 1,910 Restricted Stock Units converted into common stock on April 7, 2026, and 986 shares were sold on April 8, 2026 at $8.87 per share to cover taxes due on the RSU settlement.

How many Joby Aviation (JOBY) shares did the CEO sell, and at what price?

The CEO sold 986 shares of Joby Aviation common stock at $8.87 per share. According to the filing footnote, these shares were sold to cover taxes owed upon the settlement of vested RSUs, as required under the terms of the RSU award.

How many Joby Aviation (JOBY) shares does JoeBen Bevirt hold directly after these transactions?

After the reported transactions, JoeBen Bevirt holds 264,786 Joby Aviation common shares directly. This reflects the net result of the 1,910-share RSU conversion into common stock and the subsequent 986-share sale executed to satisfy tax obligations under the RSU award terms.

What indirect Joby Aviation (JOBY) holdings are associated with JoeBen Bevirt?

Indirect holdings include 59,651,414 shares held by The Joby Trust and 31,876,802 shares held by the JoeBen Bevirt 2020 Descendants Trust. Additional indirect positions are 155,737 shares held by The Jennifer Barchas Trust and 189,109 shares held by his spouse, as disclosed in the filing.

Were the JOBY share sales by JoeBen Bevirt discretionary or for tax purposes?

The 986-share sale was for tax purposes. A filing footnote explains the shares represent the aggregate amount sold to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award rather than a discretionary liquidation.

What are the terms of the Joby Aviation (JOBY) RSU award mentioned in this Form 4?

The RSU award can vest between 0% and 200% of the target amount. Vesting occurs in equal installments on March 9, 2026, and April 7, 2026, based on specified performance goals and continued service, with each RSU delivering up to two shares of common stock upon vesting.