Was Eric Allison’s share sale in Joby Aviation (JOBY) a tax-related transaction?

Yes. The filing notes the 826 Joby Aviation shares sold by Eric Allison were used to cover taxes due upon release and settlement of RSUs. This tax-related sale was required under the RSU award’s terms rather than a purely discretionary open-market liquidation.

Tax-related share sale by Joby Aviation (JOBY) chief product officer

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Joby Aviation Chief Product Officer Eric Allison reported routine equity activity involving restricted stock units and a small share sale. On April 7, 2026, he exercised 1,601 RSUs at $0.00 to receive the same number of common shares. On April 8, 2026, he sold 826 common shares at $8.87 per share to cover taxes due on the RSU settlement, as required by the award terms. After these transactions, he directly held 725,001 common shares.

Insider Trade Summary

Net Seller: 826 shares ($7,327)

Net Sell 3 txns

Insider Allison Eric

Role Chief Product Officer

Sold 826 shs ($7K)

Type	Security	Shares	Price	Value
Sale	Common Stock	826	$8.87	$7K
Exercise	Restricted Stock Units (RSUs)	1,601	$0.00	--
Exercise	Common Stock	1,601	$0.00	--

Holdings After Transaction: Common Stock — 725,001 shares (Direct); Restricted Stock Units (RSUs) — 0 shares (Direct)

Footnotes (1)

Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award. Between 0% and 200% of the award will vest in equal installments on each of on March 9, 2026, and April 7, 2026, based on the achievement of specified goals and subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive up to two shares of Common Stock upon vesting.

Key Figures

Shares sold: 826 shares Sale price: $8.87 per share RSUs exercised: 1,601 units +1 more

4 metrics

Shares sold 826 shares Common stock sold at $8.87 on April 8, 2026

Sale price $8.87 per share Open-market sale of 826 common shares

RSUs exercised 1,601 units RSUs converted to common stock at $0.00 on April 7, 2026

Shares owned after 725,001 shares Direct common stock holdings following reported transactions

Key Terms

Restricted Stock Units (RSUs), open-market sale, derivative security, vest

4 terms

Restricted Stock Units (RSUs) financial

"Each RSU represents the contingent right to receive up to two shares of Common Stock upon vesting."

Restricted stock units (RSUs) are a type of company promise to give employees shares of stock in the future, usually after certain conditions like working for a set time. They are like a gift promised today that you receive later, which can become valuable if the company's stock price goes up. RSUs matter because they are a way companies reward employees and can be a significant part of compensation.

open-market sale financial

"Sale in open market or private transaction"

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

derivative security financial

"Exercise or conversion of derivative security"

A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.

vest financial

"Between 0% and 200% of the award will vest in equal installments"

A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

Form 4 Insider Transactions: What Each Field Means →

04/09/2026 - 04:15 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Allison Eric

(Last)

(First)

(Middle)

C/O JOBY AVIATION, INC.

333 ENCINAL STREET

(Street)

SANTA CRUZ

CALIFORNIA

95060

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Joby Aviation, Inc. [ JOBY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Product Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/07/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	04/07/2026		M		1,601	A	$0	725,827	D
Common Stock	04/08/2026		S⁽¹⁾		826	D	$8.87	725,001	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units (RSUs)	$0	04/07/2026		M			1,601	⁽²⁾	⁽²⁾	Common Stock	1,601	$0	0	D

Explanation of Responses:

1. Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.

2. Between 0% and 200% of the award will vest in equal installments on each of on March 9, 2026, and April 7, 2026, based on the achievement of specified goals and subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive up to two shares of Common Stock upon vesting.

Remarks:

	/s/ Sarah Slayen, Attorney-in-Fact for Eric Allison	04/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did Joby Aviation (JOBY) report for Eric Allison?

Eric Allison exercised 1,601 restricted stock units into common shares at $0.00, then sold 826 common shares at $8.87 each. The sale was to cover taxes due on the RSU settlement, leaving him with 725,001 common shares directly owned.

How many Joby Aviation (JOBY) shares does Eric Allison hold after these transactions?

After the reported transactions, Eric Allison directly holds 725,001 Joby Aviation common shares. This reflects receiving 1,601 shares from RSU vesting and selling 826 shares at $8.87 to cover tax obligations required under the RSU award terms.

What are the vesting terms of Eric Allison’s Joby Aviation (JOBY) RSU award?

The RSU award can vest between 0% and 200% in equal installments on March 9, 2026, and April 7, 2026, based on specific performance goals and continued service. Each RSU represents a contingent right to receive up to two shares of Joby Aviation common stock upon vesting.

How many RSUs did Eric Allison convert to Joby Aviation (JOBY) common stock?

Eric Allison converted 1,601 restricted stock units into 1,601 Joby Aviation common shares at a $0.00 conversion price. This derivative exercise was recorded as a direct acquisition of common stock, increasing his holdings before the subsequent tax-related sale of 826 shares.