Portfolio manager adds 14,000 Nuveen Floating Rate (NYSE: JFR) shares

Rhea-AI Filing Summary

Nuveen Floating Rate Income Fund portfolio manager Scott C. Caraher reported buying additional Common Stock of the fund in two open-market transactions. He purchased 7,000 shares on March 30, 2026 at $7.2401 per share and another 7,000 shares on March 31, 2026 at $7.4127 per share. In total he acquired 14,000 shares, bringing his directly held position to 59,440 shares after the most recent transaction.

Insider Trade Summary

Net Buyer: 14,000 shares ($102,570)

Net Buy 2 txns

Insider Caraher Scott C.

Role null

Bought 14,000 shs ($103K)

Type	Security	Shares	Price	Value
Purchase	Common Stock	7,000	$7.4127	$52K
Purchase	Common Stock	7,000	$7.2401	$51K

Holdings After Transaction: Common Stock — 59,440 shares (Direct, null)

Footnotes (1)

Key Figures

Shares bought 3/30/2026: 7,000 shares at $7.2401 Shares bought 3/31/2026: 7,000 shares at $7.4127 Total shares bought: 14,000 shares +2 more

5 metrics

Shares bought 3/30/2026 7,000 shares at $7.2401 Open-market purchase of Common Stock

Shares bought 3/31/2026 7,000 shares at $7.4127 Open-market purchase of Common Stock

Total shares bought 14,000 shares Combined across two open-market purchases

Shares held after trades 59,440 shares Direct ownership after 3/31/2026 transaction

Net-buy direction 14,000 shares net buy Form 4 transactionSummary

Key Terms

open-market purchase, Common Stock, Form 4, net-buy

4 terms

open-market purchase financial

"transaction_action: "open-market purchase" for both Common Stock trades"

An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.

Common Stock financial

"security_title is listed as "Common Stock" for each transaction"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Form 4 regulatory

"INSIDER FILING DATA (Form 4) describes these insider transactions"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

net-buy financial

"transactionSummary shows netBuySellDirection recorded as "net-buy""

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Caraher Scott C.

(Last) (First) (Middle)

333 W. WACKER DRIVE

SUITE 2900

(Street)

CHICAGO ILLINOIS 60606

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NUVEEN FLOATING RATE INCOME FUND [ JFR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			Portfolio Manager

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/30/2026		P		7,000	A	$7.2401	52,440	D
Common Stock	03/31/2026		P		7,000	A	$7.4127	59,440	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

caraherpoa.txt

	Mark L. Winget/ Signed Under POA	04/24/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did Scott C. Caraher report for JFR?

Scott C. Caraher reported two open-market purchases of Nuveen Floating Rate Income Fund Common Stock, buying 7,000 shares on March 30, 2026 and another 7,000 shares on March 31, 2026, for a total of 14,000 additional shares acquired directly.

At what prices did the JFR portfolio manager buy shares on this Form 4?

He bought 7,000 JFR Common Stock shares at $7.2401 per share on March 30, 2026 and 7,000 shares at $7.4127 per share on March 31, 2026, reflecting two closely timed open-market purchases at slightly different prices.

How many Nuveen Floating Rate Income Fund shares does Caraher hold after these trades?

After the March 31, 2026 purchase, Scott C. Caraher directly holds 59,440 shares of Nuveen Floating Rate Income Fund Common Stock. This figure reflects his updated ownership immediately following the second 7,000-share open-market transaction disclosed in the Form 4 filing.

Is the JFR insider activity in this Form 4 buying or selling?

The reported JFR insider activity consists entirely of buying. Both transactions are coded as open-market purchases (code P), totaling 14,000 Common Stock shares acquired directly by portfolio manager Scott C. Caraher across two consecutive trading days in March 2026.

How many JFR shares did the insider buy in total according to this Form 4?

In total, the insider bought 14,000 Nuveen Floating Rate Income Fund Common Stock shares, split into two equal 7,000-share open-market purchases on March 30 and March 31, 2026. Both transactions increased his direct ownership stake in the fund.