Welcome to our dedicated page for Nuveen Floating Rate Income Fund SEC filings (Ticker: JFR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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Nuveen Floating Rate Income Fund portfolio manager Scott C. Caraher reported buying additional Common Stock of the fund in two open-market transactions. He purchased 7,000 shares on March 30, 2026 at $7.2401 per share and another 7,000 shares on March 31, 2026 at $7.4127 per share. In total he acquired 14,000 shares, bringing his directly held position to 59,440 shares after the most recent transaction.
Nuveen’s closed-end funds, including Nuveen Floating Rate Income Fund, are calling a fully virtual annual shareholder meeting for April 16, 2026 at 2:00 p.m. Central time. Shareholders of record as of February 9, 2026 can attend online, vote electronically and submit questions via webcast.
The main business is electing independent Board Members across the fund complex, with different classes and, for funds with preferred shares, separate elections by preferred holders. The proxy explains quorum rules, NYSE proportionate voting treatment for certain preferred series and that unmarked proxies will be voted for the listed nominees.
The statement details the unitary, all‑independent board structure, committee responsibilities for audit, compliance, investments and closed‑end fund oversight, and revised director compensation from January 1, 2025. For context, Nuveen Floating Rate Income Fund had 160,967,425 common shares and TFP Series A 170,000 and TFP Series B 115,000 preferred shares outstanding as of February 9, 2026.
NUVEEN FLOATING RATE INCOME FUND disclosed an initial ownership report for insider Joseph Castro, who serves as Executive Vice President and Chief Risk & Compliance Officer. This Form 3 does not list any share transactions, but formally registers his insider status for ongoing ownership reporting.
Nuveen Floating Rate Income Fund insider activity shows a company officer reporting a sale of common shares. On 12/30/2025, the reporting person sold 4,000 shares of common stock at a price of $7.84 per share, coded as an "S" transaction, which indicates a sale. After this trade, the officer beneficially owned 18,338 shares, held directly. The filer is identified as a Vice President of Nuveen Floating Rate Income Fund, and this Form 4 covers a single non-derivative transaction with no derivative securities reported.
Nuveen Floating Rate Income Fund (JFR) reported an initial insider ownership filing. A company officer listed as VP and Treasurer submitted a Form 3 with an event date of 09/10/2025, stating no securities are beneficially owned. The filing was made by one reporting person and signed under power of attorney. This is a routine disclosure establishing the officer’s baseline ownership as of the stated date.